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Daunt John

Disclosed activity across 1 company

Tapewire entity
1150
SEC CIK
0001774667

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIQUIDITY SERVICES INCLQDT · Entity 1149EVP, Chief Commercial OfficerOctober 01, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIQUIDITY SERVICES INC

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy The Daunt Family Trust38,412 Reported balance After 2026-10-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 326 · Balance 38,412

Common StockSEC Table I · non-derivativeIndirectBy The Daunt Family Trust38,086 Reported balance After 2026-10-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-10-01 · Sale · Disposed 326 · Balance 38,086

Common StockSEC Table I · non-derivativeIndirectBy The Daunt Family Trust38,475 Reported balance After 2026-10-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-10-01 · Exercise / conversion · Acquired 389 · Balance 38,475

Common StockSEC Table I · non-derivativeIndirectBy The Daunt Family Trust38,086 Reported balance After 2026-10-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-10-01 · Sale · Disposed 389 · Balance 38,086

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct10,341 Reported balance After 2026-10-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-10-01 · Exercise / conversion · Disposed 326 · Balance 10,341

F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-12-30Direct13,855 Reported balance After 2026-10-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-10-01 · Exercise / conversion · Disposed 389 · Balance 13,855

F9: 12/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.46 · Expires 2030-12-01Direct1,275 Reported balance Holding disclosure · report date 2026-10-01 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 1,275

F7: These options became fully exercisable on January 1, 2024.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct2,096 Reported balance Holding disclosure · report date 2026-10-01 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 2,096

F1: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct7,003 Reported balance Holding disclosure · report date 2026-10-01 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 7,003

F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct24,800 Reported balance Holding disclosure · report date 2026-10-01 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 24,800

F13: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.11 · Expires 2028-12-04Direct10,066 Reported balance Holding disclosure · report date 2026-10-01 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 10,066

F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct4,644 Reported balance Holding disclosure · report date 2026-10-01 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 4,644

F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct15,692 Reported balance Holding disclosure · report date 2026-10-01 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 15,692

F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct12,365 Reported balance Holding disclosure · report date 2026-10-01 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 12,365

F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct12,330 Reported balance Holding disclosure · report date 2026-10-01 · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · Balance 12,330

F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct24,800 Reported balance Holding disclosure · report date 2026-10-01 · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · Balance 24,800

F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct5,177 Reported balance Holding disclosure · report date 2026-10-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,177

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01Direct9,662 Reported balance Holding disclosure · report date 2026-10-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 9,662

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct16,575 Reported balance Holding disclosure · report date 2026-10-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 16,575

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct25,750 Reported balance Holding disclosure · report date 2026-10-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 25,750

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct1,933 Reported balance Holding disclosure · report date 2026-10-01 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 1,933

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct8,840 Reported balance Holding disclosure · report date 2026-10-01 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 8,840

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct25,750 Reported balance Holding disclosure · report date 2026-10-01 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 25,750

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Filing footnotes · ownership attribution and instrument terms

F1: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F7: These options became fully exercisable on January 1, 2024.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

F9: 12/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

F13: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2025 Filed Jan 21, 2025 21:34 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 2,438 $34.35 $83,745.30
Disclosure

SEC source: 0000950170-25-007316 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

F11 · kind: In accordance with the Issuer's policies, the reporting person has elected that each time RSUs vest, shares are withheld by the issuer to cover taxes and any remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 2,438 shares received by the reporting person pursuant to the election descirbed in the immediately preceding sentence.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 21:34 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,438 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-007316 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 45,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: Represents the net issuance of 2,438 shares from the vesting of 3,488 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,050 shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 5,177 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · derivative · entry 11

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,355

Underlying: Common Stock · 15,532 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F22 · kind: Represents the vesting of time-based restricted stock units.

F5 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · derivative · entry 10

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,180

Underlying: Common Stock · 4,360 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F22 · kind: Represents the vesting of time-based restricted stock units.

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,762 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · derivative · entry 9

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,762 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F22 · kind: Represents the vesting of time-based restricted stock units.

F1 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 3,290 $31.76 $104,490.40
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · nonDerivative · entry 8

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

F21 · kind: This transaction reflects the sale of the 3,290 shares received by the reporting person pursuant to the reporting person's release method election described above.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,290 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · nonDerivative · entry 7

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 46,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · kind: Represents the net issuance of 3,290 shares from the vesting of 4,831 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,541 shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 3,526 $31.76 $111,985.76
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · nonDerivative · entry 6

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

F19 · kind: This transaction reflects the sale of the 3,526 shares received by the reporting person pursuant to the reporting person's release method election described above.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · nonDerivative · entry 5

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 46,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · kind: Represents the net issuance of 3,526 shares from the vesting of 5,177 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,651 shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 1,484 $31.76 $47,131.84
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

F17 · kind: This transaction reflects the sale of the 1,484 shares received by the reporting person pursuant to the reporting person's release method election described above.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,484 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 44,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: Represents the net issuance of 1,484 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 696 shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 1,881 $31.76 $59,740.56
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

F15 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,881 shares received by the reporting person in connection with the vesting of 2,762 restricted stock units.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,881 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002278 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 45,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 1,881 shares from the vesting of 2,762 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 881 shares.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,071 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139659 · ownership.xml · derivative · entry 9

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,639

Underlying: Common Stock · 20,710 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F16 · kind: Represents the vesting of restricted stock units.

F6 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 1,136 $31.34 $35,602.24
Disclosure

SEC source: 0000950170-24-139659 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

F15 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,136 shares received by the reporting person in connection with the vesting of 2,071 restricted stock units.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,136 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139659 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 44,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 1,136 shares from the vesting of 2,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 935 shares.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 1,386 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000950170-24-138023 · ownership.xml · derivative · entry 16

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Common Stock · 10,053 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 5,644 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0000950170-24-138023 · ownership.xml · derivative · entry 15

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,096

Underlying: Common Stock · 7,740 shares

Expires 2031-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 5,100 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-138023 · ownership.xml · derivative · entry 14

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,275

Underlying: Common Stock · 6,375 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 577 $31.59 $18,227.43
Disclosure

SEC source: 0000950170-24-138023 · ownership.xml · nonDerivative · entry 6

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 577 $14.00 $8,078.00
Disclosure

SEC source: 0000950170-24-138023 · ownership.xml · nonDerivative · entry 5

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: The reporting person exercised 1,386 stock options; 809 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 577 shares were acquired by the reporting person.

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December 17, 2024 Filed Dec 18, 2024 22:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 1,353 $31.59 $42,741.27
Disclosure

SEC source: 0000950170-24-138023 · ownership.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,353 $22.20 $30,036.60
Disclosure

SEC source: 0000950170-24-138023 · ownership.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 44,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: The reporting person exercised 5,644 stock options; 4,291 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,353 shares were acquired by the reporting person.

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December 17, 2024 Filed Dec 18, 2024 22:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 2,616 $31.75 $83,058.00
Disclosure

SEC source: 0000950170-24-138023 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,616 $9.46 $24,747.36
Disclosure

SEC source: 0000950170-24-138023 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 45,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: The reporting person exercised 5,100 stock options; 2,484 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,616 shares were acquired by the reporting person.

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October 30, 2024 Filed Nov 1, 2024 22:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 18,700 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0000950170-24-120210 · ownership.xml · derivative · entry 15

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,700

Underlying: Common Stock · 18,700 shares

Expires 2034-10-30

F13 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

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October 30, 2024 Filed Nov 1, 2024 22:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 22,100 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-120210 · ownership.xml · derivative · entry 10

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,100

Underlying: Common Stock · 22,100 shares

Expires 2029-01-01

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

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October 30, 2024 Filed Nov 1, 2024 22:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 22,100 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-120210 · ownership.xml · derivative · entry 6

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,100

Underlying: Common Stock · 22,100 shares

Expires 2029-01-01

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

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September 09, 2024 Filed Sep 10, 2024 20:45 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 7,403 $21.26 $157,387.78
Disclosure

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 5

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:45 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 15,829 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0000950170-24-105188 · ownership.xml · derivative · entry 23

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,829 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.

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September 06, 2024 Filed Sep 10, 2024 20:45 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 7,083 $0.00 Strike: $6.58 $0.00
Disclosure

SEC source: 0000950170-24-105188 · ownership.xml · derivative · entry 22

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,083 shares

Expires 2019-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 12/48th of this option grant vested on May 1, 2020 and thereafter, 1/48th will vest each month for thirty-six months.

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September 06, 2024 Filed Sep 10, 2024 20:45 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 10,400 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0000950170-24-105188 · ownership.xml · derivative · entry 21

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,400 shares

Expires 2028-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.

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September 06, 2024 Filed Sep 10, 2024 20:45 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 41,454 $21.75 $901,624.50
Disclosure

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 50,712

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:45 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 15,829 $6.69 $105,896.01
Disclosure

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 92,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:45 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 7,083 $6.58 $46,606.14
Disclosure

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 76,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:45 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 10,400 $6.11 $63,544.00
Disclosure

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 69,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 6,587 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · derivative · entry 23

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,053

Underlying: Common Stock · 16,640 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

F21 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

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August 27, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 38,950 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · derivative · entry 12

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,950 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

F6 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

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August 27, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 1,750 $22.18 $38,815.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 8

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 58,854

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,750 $14.00 $24,500.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 7

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 60,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The reporting person exercised 6,587 stock options; 4,837 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,750 shares were acquired by the reporting person.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 19,323 $22.18 $428,584.14
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 6

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 58,854

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 19,323 $6.69 $129,270.87
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 5

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 78,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person exercised 38,950 stock options; 19,627 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 19,323 shares were acquired by the reporting person.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 22,950 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · derivative · entry 14

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Common Stock · 29,325 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

F11 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

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August 26, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 4,217 $22.43 $94,587.31
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 58,854

F3 · kind: The reporting person surrendered 4,217 shares with a market value of $94,587.31 to the issuer to pay the cost and related taxes associated with the exercise of the stock options described above (i.e., 9,997 stock options at $9.46).

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August 26, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 9,997 $9.46 $94,571.62
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 63,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 5,292 $22.50 $119,070.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:21 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 5,292 $9.46 $50,062.32
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 58,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 12,953 stock options; 7,661 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 5,292 shares were acquired by the reporting person.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 5,178 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000908 · doc4.xml · derivative · entry 21

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,532

Underlying: Common Stock · 20,710 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · kind: Represents the vesting of restricted stock units.

F22 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000908 · doc4.xml · derivative · entry 19

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,360

Underlying: Common Stock · 6,540 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · kind: Represents the vesting of restricted stock units.

F20 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1,2026.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000908 · doc4.xml · derivative · entry 16

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,762

Underlying: Common Stock · 5,525 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · kind: Represents the vesting of restricted stock units.

F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1,2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.