Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PepGen Inc.PEPG · Entity 6253 | EVP, Res. & Preclin. Dev. | March 24, 2023 | March 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PepGen Inc.
Report date March 24, 2023 · Filed March 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-03-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-24 · Exercise / conversion · Acquired 392 · Balance 392 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. Row 2 · 2023-03-24 · Sale · Disposed 392 · Balance 0 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.88 · Expires 2031-11-10 | Direct | 143,804 |
Reported balance
After 2023-03-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-24 · Exercise / conversion · Disposed 392 · Balance 143,804 F2: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022.
F2: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2023 Filed Mar 28, 2023 19:36 UTC | PepGen Inc. PEPG · Entity 6253 | Exercise / conversionStock Option (Right to Buy) · Derivative | 392 | $0.00 Strike: $10.88 | $0.00 |
DisclosureSEC source: 0001127602-23-011535 · form4.xml · derivative · entry 3 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,804 Underlying: Common Stock · 392 shares Expires 2031-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date. Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 19:36 UTC | PepGen Inc. PEPG · Entity 6253 | SaleCommon Stock | 392 | $20.00 | $7,840.00 |
DisclosureSEC source: 0001127602-23-011535 · form4.xml · nonDerivative · entry 2 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 19:36 UTC | PepGen Inc. PEPG · Entity 6253 | Exercise / conversionCommon Stock | 392 | $10.88 | $4,264.96 |
DisclosureSEC source: 0001127602-23-011535 · form4.xml · nonDerivative · entry 1 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 16:46 UTC | PepGen Inc. PEPG · Entity 6253 | GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $15.25 | $0.00 |
DisclosureSEC source: 0001127602-23-008405 · form4.xml · derivative · entry 1 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-02-28 F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 17:42 UTC | PepGen Inc. PEPG · Entity 6253 | Exercise / conversionStock Option (Right to Buy) · Derivative | 644 | $0.00 Strike: $10.88 | $0.00 |
DisclosureSEC source: 0001127602-23-004055 · form4.xml · derivative · entry 9 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,196 Underlying: Common Stock · 644 shares Expires 2031-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. F4 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (October 15, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 17:42 UTC | PepGen Inc. PEPG · Entity 6253 | SaleCommon Stock | 644 | $17.00 | $10,948.00 |
DisclosureSEC source: 0001127602-23-004055 · form4.xml · nonDerivative · entry 6 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 17:42 UTC | PepGen Inc. PEPG · Entity 6253 | Exercise / conversionCommon Stock | 644 | $10.88 | $7,006.72 |
DisclosureSEC source: 0001127602-23-004055 · form4.xml · nonDerivative · entry 5 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 17:42 UTC | PepGen Inc. PEPG · Entity 6253 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,679 | $0.00 Strike: $10.88 | $0.00 |
DisclosureSEC source: 0001127602-23-004055 · form4.xml · derivative · entry 8 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,840 Underlying: Common Stock · 3,679 shares Expires 2031-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. F4 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (October 15, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 17:42 UTC | PepGen Inc. PEPG · Entity 6253 | SaleCommon Stock | 3,679 | $17.18 | $63,212.58 |
DisclosureSEC source: 0001127602-23-004055 · form4.xml · nonDerivative · entry 4 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 17:42 UTC | PepGen Inc. PEPG · Entity 6253 | Exercise / conversionCommon Stock | 3,679 | $10.88 | $40,027.52 |
DisclosureSEC source: 0001127602-23-004055 · form4.xml · nonDerivative · entry 3 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 17:42 UTC | PepGen Inc. PEPG · Entity 6253 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,677 | $0.00 Strike: $10.88 | $0.00 |
DisclosureSEC source: 0001127602-23-004055 · form4.xml · derivative · entry 7 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,519 Underlying: Common Stock · 1,677 shares Expires 2031-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. F4 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (October 15, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 17:42 UTC | PepGen Inc. PEPG · Entity 6253 | SaleCommon Stock | 1,677 | $17.04 | $28,567.70 |
DisclosureSEC source: 0001127602-23-004055 · form4.xml · nonDerivative · entry 2 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 17:42 UTC | PepGen Inc. PEPG · Entity 6253 | Exercise / conversionCommon Stock | 1,677 | $10.88 | $18,245.76 |
DisclosureSEC source: 0001127602-23-004055 · form4.xml · nonDerivative · entry 1 Goyal Jaya · CIK 0001922548 · EVP, Res. & Preclin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. Read SEC document |
| May 06, 2022 Filed May 10, 2022 18:47 UTC | PepGen Inc. PEPG · Entity 6253 | GrantStock Option (Right to Buy) · Derivative | 79,920 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017494 · doc4.xml · derivative · entry 1 Goyal Jaya · CIK 0001922548 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,920 Underlying: Common Stock · 79,920 shares Expires 2032-05-05 F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.