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Nasdaq · USD

PEPG

PepGen Inc.

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6253
SEC CIK
0001835597
Parsed reports
121

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2026 Filed Jun 22, 2026 20:10 UTC
Mayer HowardDirector
GrantStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001835597-26-000032 · form4.xml · derivative · entry 1

Mayer Howard · CIK 0001699610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2036-06-17

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next Annual Meeting; provided, however, that all vesting shall cease if the individual ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.

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June 18, 2026 Filed Jun 22, 2026 20:13 UTC
Wyman LisaDirector
GrantStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001835597-26-000034 · form4.xml · derivative · entry 1

Wyman Lisa · CIK 0002062689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2036-06-17

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next Annual Meeting; provided, however, that all vesting shall cease if the individual ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.

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June 18, 2026 Filed Jun 22, 2026 20:06 UTC GrantStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001835597-26-000030 · form4.xml · derivative · entry 1

Dable Habib J · CIK 0001690773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2036-06-17

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next Annual Meeting; provided, however, that all vesting shall cease if the individual ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.

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June 18, 2026 Filed Jun 22, 2026 20:12 UTC GrantStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001835597-26-000033 · form4.xml · derivative · entry 1

Resnick Joshua · CIK 0001690959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2036-06-17

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next Annual Meeting; provided, however, that all vesting shall cease if the individual ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.

F2 · ownership.direct: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the stock option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"), and a separately managed account (the "Account"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received upon exercise of the stock option, which will offset advisory fees owed by the Fund, the Nexus Fund II, and the Account to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the stock option and underlying Common Stock.

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June 18, 2026 Filed Jun 22, 2026 20:03 UTC GrantStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001835597-26-000028 · form4.xml · derivative · entry 1

KEATING LAURIE · CIK 0001620743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2036-06-17

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next Annual Meeting; provided, however, that all vesting shall cease if the individual ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.

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June 18, 2026 Filed Jun 22, 2026 20:05 UTC
HENSON HEIDIDirector
GrantStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001835597-26-000029 · form4.xml · derivative · entry 1

HENSON HEIDI · CIK 0001283301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2036-06-17

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next Annual Meeting; provided, however, that all vesting shall cease if the individual ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.

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June 18, 2026 Filed Jun 22, 2026 20:31 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001231919-26-000684 · form4-06222026_080607.xml · derivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2036-06-17

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next Annual Stockholder Meeting, provided, however, that all vesting shall cease if Dr. Resnick ceases to serve as a director, unless the Issuer's Board of Directors determines that the circumstances warrant continuation of vesting.

F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"), and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. Each of the Adviser, the Adviser GP, the Fund, the Nexus Fund II, Dr. Kolchinsky and Mr. Shah disclaims beneficial ownership of any of the reported securities, except to the extent of its or his respective pecuniary interest therein.

F3 · ownership.nature: Under Dr. Resnick's arrangement with the Adviser, Dr. Resnick holds the option for the benefit of the Fund, the Nexus Fund II and the Account. Dr. Resnick is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund, the Nexus Fund II, and the Account to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock.

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June 18, 2026 Filed Jun 22, 2026 20:08 UTC GrantStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001835597-26-000031 · form4.xml · derivative · entry 1

Finer Mitchell H. · CIK 0001578432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2036-06-17

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next Annual Meeting; provided, however, that all vesting shall cease if the individual ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.

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May 21, 2026 Filed May 26, 2026 20:43 UTC
Kasraian KasraChief Technical Officer
SaleCommon Stock 1,233 $1.41 $1,739.39
Disclosure

SEC source: 0001193125-26-239506 · ownership.xml · nonDerivative · entry 1

Kasraian Kasra · CIK 0002068538 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,074

F1 · kind: Represents shares automatically sold by the Company on behalf of the Reporting Person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units ("RSUs"). The mandatory sale of the Reporting Person's shares was provided for in a RSU agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.41 to $1.4541, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range.

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March 04, 2026 Filed Mar 6, 2026 16:12 UTC
Donnelly NoelChief Financial Officer
SaleCommon Stock 52 $6.33 $328.90
Disclosure

SEC source: 0001835597-26-000014 · form4.xml · nonDerivative · entry 2

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,603

F1 · kind: Represents shares automatically sold by the Company on behalf of the Reporting Person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units ("RSUs"). The mandatory sale of the Reporting Person's shares was provided for in a RSU agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the Reporting Person.

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March 04, 2026 Filed Mar 6, 2026 16:12 UTC
Donnelly NoelChief Financial Officer
SaleCommon Stock 2,032 $6.23 $12,659.36
Disclosure

SEC source: 0001835597-26-000014 · form4.xml · nonDerivative · entry 1

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,655

F1 · kind: Represents shares automatically sold by the Company on behalf of the Reporting Person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units ("RSUs"). The mandatory sale of the Reporting Person's shares was provided for in a RSU agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the Reporting Person.

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March 04, 2026 Filed Mar 6, 2026 16:14 UTC
STRECK PAULEVP, Head of R&D
SaleCommon Stock 47 $6.29 $295.54
Disclosure

SEC source: 0001835597-26-000016 · form4.xml · nonDerivative · entry 2

STRECK PAUL · CIK 0001708063 · EVP, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,226

F1 · kind: Represents shares automatically sold by the Company on behalf of the Reporting Person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units ("RSUs"). The mandatory sale of the Reporting Person's shares was provided for in a RSU agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the Reporting Person.

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March 04, 2026 Filed Mar 6, 2026 16:14 UTC
STRECK PAULEVP, Head of R&D
SaleCommon Stock 1,832 $6.23 $11,413.36
Disclosure

SEC source: 0001835597-26-000016 · form4.xml · nonDerivative · entry 1

STRECK PAUL · CIK 0001708063 · EVP, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,273

F1 · kind: Represents shares automatically sold by the Company on behalf of the Reporting Person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units ("RSUs"). The mandatory sale of the Reporting Person's shares was provided for in a RSU agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the Reporting Person.

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March 04, 2026 Filed Mar 6, 2026 16:09 UTC
McArthur James GDirector · President and CEO
SaleCommon Stock 131 $6.33 $828.58
Disclosure

SEC source: 0001835597-26-000012 · form4.xml · nonDerivative · entry 2

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,326

F1 · kind: Represents shares automatically sold by the Company on behalf of the Reporting Person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units ("RSUs"). The mandatory sale of the Reporting Person's shares was provided for in a RSU agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the Reporting Person.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 16:09 UTC
McArthur James GDirector · President and CEO
SaleCommon Stock 5,144 $6.23 $32,047.12
Disclosure

SEC source: 0001835597-26-000012 · form4.xml · nonDerivative · entry 1

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,457

F1 · kind: Represents shares automatically sold by the Company on behalf of the Reporting Person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units ("RSUs"). The mandatory sale of the Reporting Person's shares was provided for in a RSU agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the Reporting Person.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 17:02 UTC
Donnelly NoelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $6.22 $0.00
Disclosure

SEC source: 0001835597-26-000004 · form4.xml · derivative · entry 2

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2036-02-29

F3 · derivative.exercise_date: This option shall vest and become exercisable as follows: 25% of the shares on the one-year anniversary of the Grant Date, with the remaining 75% vesting and becoming exercisable in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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March 01, 2026 Filed Mar 2, 2026 17:02 UTC
Donnelly NoelChief Financial Officer
GrantCommon Stock 76,793 $0.00 $0.00
Disclosure

SEC source: 0001835597-26-000004 · form4.xml · nonDerivative · entry 1

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,687

F1 · shares: Consists of 76,793 restricted stock units ("RSUs"), each representing the contingent right to receive one share of Common Stock upon vesting. The RSUs vest in equal annual installments over four years, with the first installment vesting on March 1, 2027, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

F2 · balance_after: Includes 11,938 shares acquired under the PepGen Inc. 2022 Employee Stock Purchase Plan on November 28, 2025 in a transaction that was exempt under Rule 16b-3(c).

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March 01, 2026 Filed Mar 2, 2026 17:09 UTC
Vittiglio JosephChief Business & Legal Officer
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $6.22 $0.00
Disclosure

SEC source: 0001835597-26-000010 · form4.xml · derivative · entry 2

Vittiglio Joseph · CIK 0001551776 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2036-02-29

F2 · derivative.exercise_date: This option shall vest and become exercisable as follows: 25% of the shares on the one-year anniversary of the Grant Date, with the remaining 75% vesting and becoming exercisable in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 17:09 UTC
Vittiglio JosephChief Business & Legal Officer
GrantCommon Stock 30,717 $0.00 $0.00
Disclosure

SEC source: 0001835597-26-000010 · form4.xml · nonDerivative · entry 1

Vittiglio Joseph · CIK 0001551776 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,717

F1 · shares: Consists of 30,717 restricted stock units ("RSUs"), each representing the contingent right to receive one share of Common Stock upon vesting. The RSUs vest in equal annual installments over four years, with the first installment vesting on March 1, 2027, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 17:05 UTC
STRECK PAULEVP, Head of R&D
GrantStock Option (Right to Buy) · Derivative 196,500 $0.00 Strike: $6.22 $0.00
Disclosure

SEC source: 0001835597-26-000006 · form4.xml · derivative · entry 2

STRECK PAUL · CIK 0001708063 · EVP, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,500

Underlying: Common Stock · 196,500 shares

Expires 2036-02-29

F2 · derivative.exercise_date: This option shall vest and become exercisable as follows: 25% of the shares on the one-year anniversary of the Grant Date, with the remaining 75% vesting and becoming exercisable in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 17:05 UTC
STRECK PAULEVP, Head of R&D
GrantCommon Stock 50,300 $0.00 $0.00
Disclosure

SEC source: 0001835597-26-000006 · form4.xml · nonDerivative · entry 1

STRECK PAUL · CIK 0001708063 · EVP, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,105

F1 · shares: Consists of 50,300 restricted stock units ("RSUs"), each representing the contingent right to receive one share of Common Stock upon vesting. The RSUs vest in equal annual installments over four years, with the first installment vesting on March 1, 2027, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 16:59 UTC
McArthur James GDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 731,250 $0.00 Strike: $6.22 $0.00
Disclosure

SEC source: 0001835597-26-000002 · form4.xml · derivative · entry 2

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 731,250

Underlying: Common Stock · 731,250 shares

Expires 2036-02-29

F2 · derivative.exercise_date: This option shall vest and become exercisable as follows: 25% of the shares on the one-year anniversary of the Grant Date, with the remaining 75% vesting and becoming exercisable in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 16:59 UTC
McArthur James GDirector · President and CEO
GrantCommon Stock 187,688 $0.00 $0.00
Disclosure

SEC source: 0001835597-26-000002 · form4.xml · nonDerivative · entry 1

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,601

F1 · shares: Consists of 187,688 restricted stock units ("RSUs"), each representing the contingent right to receive one share of Common Stock upon vesting. The RSUs vest in equal annual installments over four years, with the first installment vesting on March 1, 2027, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 22:07 UTC
Kasraian KasraChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 135,000 $0.00 Strike: $6.22 $0.00
Disclosure

SEC source: 0001835597-26-000008 · form4.xml · derivative · entry 2

Kasraian Kasra · CIK 0002068538 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2036-02-29

F2 · derivative.exercise_date: This option shall vest and become exercisable as follows: 25% of the shares on the one-year anniversary of the Grant Date, with the remaining 75% vesting and becoming exercisable in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 22:07 UTC
Kasraian KasraChief Technical Officer
GrantCommon Stock 34,557 $0.00 $0.00
Disclosure

SEC source: 0001835597-26-000008 · form4.xml · nonDerivative · entry 1

Kasraian Kasra · CIK 0002068538 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,307

F1 · shares: Consists of 34,557 restricted stock units ("RSUs"), each representing the contingent right to receive one share of Common Stock upon vesting. The RSUs vest in equal annual installments over four years, with the first installment vesting on March 1, 2027, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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December 08, 2025 Filed Dec 10, 2025 17:08 UTC
Vittiglio JosephChief Business & Legal Officer
GrantStock Option (Right to Buy) · Derivative 160,000 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001835597-25-000009 · form4.xml · derivative · entry 2

Vittiglio Joseph · CIK 0001551776 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2035-12-07

F2 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the Reporting Person's continued service or employment with the Company on each applicable vesting date.

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December 08, 2025 Filed Dec 10, 2025 17:08 UTC
Vittiglio JosephChief Business & Legal Officer
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001835597-25-000009 · form4.xml · nonDerivative · entry 1

Vittiglio Joseph · CIK 0001551776 · Chief Business & Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · date: Consists of shares of Common Stock issuable under 35,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs are scheduled to vest in equal annual installments over four years with the first installment vesting on December 8, 2026, subject to the Reporting Person's continued service or employment with the Company on each applicable vesting date.

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November 04, 2025 Filed Dec 18, 2025 15:28 UTC
Donnelly NoelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 144,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000013 · form4.xml · derivative · entry 8

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,000

Underlying: Common Stock · 144,000 shares

Expires 2034-02-28

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

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November 04, 2025 Filed Dec 18, 2025 15:28 UTC
Donnelly NoelChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 144,000 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001835597-25-000013 · form4.xml · derivative · entry 7

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 144,000 shares

Expires 2034-02-28

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:28 UTC
Donnelly NoelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 144,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000013 · form4.xml · derivative · entry 6

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,000

Underlying: Common Stock · 144,000 shares

Expires 2033-02-28

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

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November 04, 2025 Filed Dec 18, 2025 15:28 UTC
Donnelly NoelChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 144,000 $0.00 Strike: $15.25 $0.00
Disclosure

SEC source: 0001835597-25-000013 · form4.xml · derivative · entry 5

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 144,000 shares

Expires 2033-02-28

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:28 UTC
Donnelly NoelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 169,037 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000013 · form4.xml · derivative · entry 4

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,037

Underlying: Common Stock · 169,037 shares

Expires 2032-05-05

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

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November 04, 2025 Filed Dec 18, 2025 15:28 UTC
Donnelly NoelChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 169,037 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001835597-25-000013 · form4.xml · derivative · entry 3

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 169,037 shares

Expires 2032-05-05

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:28 UTC
Donnelly NoelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 203,339 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000013 · form4.xml · derivative · entry 2

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,339

Underlying: Common Stock · 203,339 shares

Expires 2031-11-10

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (October 15, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.

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November 04, 2025 Filed Dec 18, 2025 15:28 UTC
Donnelly NoelChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 203,339 $0.00 Strike: $10.88 $0.00
Disclosure

SEC source: 0001835597-25-000013 · form4.xml · derivative · entry 1

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 203,339 shares

Expires 2031-11-10

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (October 15, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:33 UTC
STRECK PAULEVP, Head of R&D
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000017 · form4.xml · derivative · entry 4

STRECK PAUL · CIK 0001708063 · EVP, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,816

Underlying: Common Stock · 40,000 shares

Expires 2034-08-18

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:33 UTC
STRECK PAULEVP, Head of R&D
Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001835597-25-000017 · form4.xml · derivative · entry 3

STRECK PAUL · CIK 0001708063 · EVP, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2034-08-18

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:33 UTC
STRECK PAULEVP, Head of R&D
GrantStock Option (Right to Buy) · Derivative 202,816 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000017 · form4.xml · derivative · entry 2

STRECK PAUL · CIK 0001708063 · EVP, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,816

Underlying: Common Stock · 202,816 shares

Expires 2034-08-18

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:33 UTC
STRECK PAULEVP, Head of R&D
Disposition to issuerStock Option (Right to Buy) · Derivative 202,816 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001835597-25-000017 · form4.xml · derivative · entry 1

STRECK PAUL · CIK 0001708063 · EVP, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 202,816 shares

Expires 2034-08-18

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 14

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2034-02-28

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F6 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 13

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2034-02-28

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F6 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 12

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2033-02-28

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F6 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $15.25 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 11

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 275,000 shares

Expires 2033-02-28

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F6 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 466,095 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 10

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,095

Underlying: Common Stock · 466,095 shares

Expires 2032-05-05

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F6 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 466,095 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 9

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 466,095 shares

Expires 2032-05-05

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F6 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 40,815 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 8

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,815

Underlying: Common Stock · 40,815 shares

Expires 2032-03-06

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F5 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (March 7, 2022) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 40,815 $0.00 Strike: $11.23 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 7

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,815 shares

Expires 2032-03-06

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F5 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (March 7, 2022) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 40,815 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 6

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,815

Underlying: Common Stock · 40,815 shares

Expires 2031-09-05

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F4 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (October 6, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 40,815 $0.00 Strike: $8.96 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 5

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,815 shares

Expires 2031-09-05

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F4 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (October 6, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.

Read SEC document
November 04, 2025 Filed Dec 18, 2025 15:31 UTC
McArthur James GDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 40,815 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001835597-25-000015 · form4.xml · derivative · entry 4

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,815

Underlying: Common Stock · 40,815 shares

Expires 2031-09-05

F1 · kind: On November 4, 2025, the Issuer's Board of Directors approved a repricing of the Reporting Person's outstanding stock options granted under the Issuer's 2020 Stock Plan, 2022 Stock Option and Incentive Plan, and 2024 Inducement Plan. The exercise price of eligible options was reduced to $4.53, with all other terms unchanged except that the reduced exercise price is available only if the Reporting Person satisfies the applicable retention period; otherwise, the original exercise price will apply. The transactions reported herein are exempt pursuant to Rules 16b-6(d) and 16b-3 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: This stock option vests over four years following the vesting commencement date (September 17, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.