Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Director | March 29, 2019 | April 02, 2019 |
| Alpha Metallurgical Resources, Inc.CTRA · Entity 4251 | Director | May 01, 2019 | May 03, 2019 |
| PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924 | Director | April 03, 2023 | April 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date March 29, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 77,428 |
Reported balance
After 2019-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-29 · Other · Acquired 319 · Balance 77,428 F1: 1-for-1 F2: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F4: Balance includes 513 additional Common Stock Units acquired in lieu of cash dividends (268 acquired on December 15, 2018, and 245 on March 15, 2019), pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)
F3: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.
F4: Balance includes 513 additional Common Stock Units acquired in lieu of cash dividends (268 acquired on December 15, 2018, and 245 on March 15, 2019), pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.
Alpha Metallurgical Resources, Inc.
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 3,104 |
Reported balance
After 2019-05-01 transaction · row 1
1 source rowRow 1 · 2019-05-01 · Grant · Acquired 3,104 · Balance 3,104 F1: Represents a grant of restricted stock units on May 1, 2019 that will vest on April 30, 2020 and settle on a deferred basis upon a separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units on May 1, 2019 that will vest on April 30, 2020 and settle on a deferred basis upon a separation from service.
PNC FINANCIAL SERVICES GROUP, INC.
Report date April 03, 2023 · Filed April 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Compensation Plan | 6,874 |
Reported balance
After 2023-04-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-03 · Grant · Acquired 238 · Balance 6,874 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2: Includes an aggregate of 59 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Stock Unit Plan | 1,880 |
Reported balance
Holding disclosure · report date 2023-04-03 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,880 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F3: Includes an aggregate of 15 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 7,028 |
Reported balance
Holding disclosure · report date 2023-04-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 7,028 F4: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F5: Includes an aggregate of 60 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
F2: Includes an aggregate of 59 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F3: Includes an aggregate of 15 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F4: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.
F5: Includes an aggregate of 60 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CSX CORP
Report date February 22, 2017 · Filed March 08, 2017
Section 16 reporting ended · disclosed 2017-03-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 300,032 |
Reported balance
After 2017-02-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-22 · Grant · Acquired 60,451 · Balance 300,032 F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. Although the units will be prorated through May 31, 2018, they will not vest until February 22, 2020. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $48.39 · Expires 2027-02-22 | Direct | 266,904 |
Reported balance
After 2017-02-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-22 · Grant · Acquired 266,904 · Balance 266,904 |
| Common StockSEC Table I · non-derivative | IndirectCSX Corporation Executive Stock Trust | 397,303 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 397,303 F2: By Trustee, CSX Corporation Executive Stock Trust. |
| Common StockSEC Table I · non-derivative | IndirectCSX Corporation 401(k) Plan | 14,910 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 14,910 F3: By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. |
| Common StockSEC Table I · non-derivative | IndirectMichael Ward Revocable Trust | 74,539 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 74,539 F4: By Michael Ward, Trustee |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. Although the units will be prorated through May 31, 2018, they will not vest until February 22, 2020.
F2: By Trustee, CSX Corporation Executive Stock Trust.
F3: By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F4: By Michael Ward, Trustee
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2017 Filed Jan 20, 2017 21:37 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 63,568 | $36.88 | $2,344,387.84 |
DisclosureSEC source: 0001209191-17-004884 · doc4.xml · nonDerivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,310 F1 · shares: Shares awarded pursuant to the CSX 2014 - 2016 Long Term Incentive Plan. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:14 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 190 | $117.97 | $22,414.30 |
DisclosureSEC source: 0001209191-17-002017 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 1,228 Underlying: $5 Par Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 6 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 18:00 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 229 | $109.29 Strike: $0.00 | $25,027.41 |
DisclosureSEC source: 0001127602-17-000807 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,348 Underlying: Common Stock · 229 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F4 · balance_after: Balance includes 131 additional Common Stock Units acquired in lieu of cash dividends on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 14:40 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 172,000 | $30.97 | $5,326,840.00 |
DisclosureSEC source: 0001209191-16-146262 · doc4.xml · nonDerivative · entry 2 WARD MICHAEL J · CIK 0001165185 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael Ward GRAT #3 Disclosed balance after: 0 F1 · ownership.nature: By Michael Ward, Trustee Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 14:40 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 128,000 | $30.97 | $3,964,160.00 |
DisclosureSEC source: 0001209191-16-146262 · doc4.xml · nonDerivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael Ward Revocable Trust Disclosed balance after: 74,539 F1 · ownership.nature: By Michael Ward, Trustee Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:18 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 250 | $89.40 | $22,350.00 |
DisclosureSEC source: 0001209191-16-144920 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 1,032 Underlying: $5 Par Common Stock · 250 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 5 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 17:26 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 216 | $115.95 Strike: $0.00 | $25,045.20 |
DisclosureSEC source: 0001127602-16-063709 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,988 Underlying: Common Stock · 216 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F4 · balance_after: Balance includes 124 additional Common Stock Units acquired in lieu of cash dividends on September 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| September 15, 2016 Filed Oct 19, 2016 14:40 UTC | CSX CORP CSX · Entity 442 | GrantPhantom Stock · Derivative | 80 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146262 · doc4.xml · derivative · entry 6 WARD MICHAEL J · CIK 0001165185 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · CSX Corporation Executive Deferred Compensation Plan Disclosed balance after: 13,130 Underlying: Common Stock · 80 shares Expires not disclosed F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral. F5 · shares: Reflects units of phantom stock acquired through the dividend reinvestment feature of the CSX Corporation Executive Deferred Compensation Plan. F4 · price: Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral. F4 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral. F4 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral. F5 · derivative.underlying_shares: Reflects units of phantom stock acquired through the dividend reinvestment feature of the CSX Corporation Executive Deferred Compensation Plan. F6 · ownership.nature: By Trustee, CSX Corporation Executive Deferred Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.