Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Former President | April 30, 2010 | May 04, 2010 |
| General Motors CoGM · Entity 2958 | Director | December 31, 2025 | January 05, 2026 |
| METLIFE INCMET · Entity 488 | Director | April 02, 2018 | April 04, 2018 |
| Prologis, Inc.PLD · Entity 2877 | Director | June 29, 2026 | July 07, 2026 |
| VISA INC.V · Entity 495 | Director · EXECUTIVE CHAIRMAN | January 15, 2024 | January 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date April 30, 2010 · Filed May 04, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 418,143 |
Ending reported balance
After 2010-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2010-04-30 · Exercise / conversion · Acquired 142,720 · Balance 560,863 Row 2 · 2010-04-30 · Sale · Disposed 142,720 · Balance 418,143 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.24 · Expires 2013-01-27 | Direct | 62,912 |
Reported balance
After 2010-04-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2010-04-30 · Exercise / conversion · Disposed 142,720 · Balance 62,912 F3: The exercised shares became exercisable as follows: 51,408 on 1/27/2004; 51,408 on 1/27/2005, and 39,904 on 1/27/2006. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 4,939 |
Reported balance
Holding disclosure · report date 2010-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,939 F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F3: The exercised shares became exercisable as follows: 51,408 on 1/27/2004; 51,408 on 1/27/2005, and 39,904 on 1/27/2006.
General Motors Co
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security | Direct | 7,830 |
Reported balance
After 2025-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 5,724 · Balance 7,830 F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security | Direct | 7,885 |
Reported balance
After 2025-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-31 · Grant · Acquired 55 · Balance 7,885 F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year. F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
Filing footnotes · ownership attribution and instrument terms
F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year.
METLIFE INC
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,997.943 |
Reported balance
After 2018-04-02 transaction · row 1
1 source rowRow 1 · 2018-04-02 · Grant · Acquired 833 · Balance 42,997.943 F1: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.
Prologis, Inc.
Report date June 29, 2026 · Filed July 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 278 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 278 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 286 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 286 |
VISA INC.
Report date January 15, 2024 · Filed January 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 206,199 |
Ending reported balance
After 2024-01-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-01-15 · Exercise / conversion · Acquired 576 · Balance 205,750 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement. Row 2 · 2024-01-15 · Exercise / conversion · Acquired 449 · Balance 206,199 F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-01-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-01-15 · Exercise / conversion · Disposed 576 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 450 |
Reported balance
After 2024-01-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-01-15 · Exercise / conversion · Disposed 449 · Balance 450 F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.
F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2006 Filed Mar 1, 2006 23:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 8,500 | $54.76 | $465,460.00 |
DisclosureSEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,530 Read SEC document |
| February 27, 2006 Filed Mar 1, 2006 23:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 4,900 | $54.75 | $268,275.00 |
DisclosureSEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,030 Read SEC document |
| February 27, 2006 Filed Mar 1, 2006 23:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 150,000 | $38.22 | $5,733,600.00 |
DisclosureSEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2006 Filed Mar 1, 2006 23:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 65,688 | $30.89 | $2,029,233.70 |
DisclosureSEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 22:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 14,744 | $53.28 | $785,486.60 |
DisclosureSEC source: 0001127602-06-000180 · form4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,242 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 22:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 913 | $53.22 | $48,585.30 |
DisclosureSEC source: 0001127602-06-000180 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,986 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2006 Filed Feb 13, 2007 23:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 76 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-000592 · form5.xml · derivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426 Underlying: Common Stock · 76 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| January 24, 2006 Filed Jan 26, 2006 21:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,120 | $52.39 | $58,676.80 |
DisclosureSEC source: 0001127602-06-000165 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,899 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000151 · form4.xml · derivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2016-01-23 F3 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 30,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000151 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,019 F1 · shares: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 22:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 44,633 | $52.66 | $2,350,373.78 |
DisclosureSEC source: 0001127602-05-002141 · form4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,344 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 28,634 | $0.00 Strike: $41.12 | $0.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · derivative · entry 13 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,634 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,937 | $0.00 Strike: $41.12 | $0.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · derivative · entry 12 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,937 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,443 | $0.00 Strike: $41.12 | $0.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · derivative · entry 11 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,443 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 100 | $49.76 | $4,976.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 9 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,977 F1 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 35,200 | $49.74 | $1,750,848.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 8 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,077 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,300 | $49.77 | $64,701.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 7 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,277 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,400 | $49.78 | $69,692.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 6 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,577 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 14,800 | $49.79 | $736,892.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 5 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,977 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 214 | $49.83 | $10,663.62 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,777 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 28,634 | $41.12 | $1,177,544.62 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 16,937 | $41.12 | $696,517.19 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 7,443 | $41.12 | $306,085.93 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2005 Filed Feb 23, 2005 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 3,465 | $54.02 | $187,186.23 |
DisclosureSEC source: 0000004962-05-000066 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,147 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Feb 14, 2006 20:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 183 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000292 · form5.xml · derivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336 Underlying: Common Stock · 183 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2005 Filed Jan 28, 2005 15:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 694 | $53.08 | $36,837.52 |
DisclosureSEC source: 0000004962-05-000041 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,612 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock options (right to buy) · Derivative | 145,000 | $0.00 Strike: $52.29 | $0.00 |
DisclosureSEC source: 0000004962-05-000024 · doc4.xml · derivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Common Shares · 145,000 shares Expires 2015-01-24 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 10,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000024 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,306 F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods. Read SEC document |
| December 30, 2004 Filed Jan 26, 2005 22:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004962-05-000024 · doc4.xml · derivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153 Underlying: Common Shares · 148 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 22:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 417 | $56.95 | $23,748.15 |
DisclosureSEC source: 0000004962-04-000246 · doc4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,309 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 22:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 900 | $56.94 | $51,246.00 |
DisclosureSEC source: 0000004962-04-000246 · doc4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,726 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 22:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 1,100 | $56.93 | $62,623.00 |
DisclosureSEC source: 0000004962-04-000246 · doc4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,626 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 22:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 22,500 | $56.92 | $1,280,700.00 |
DisclosureSEC source: 0000004962-04-000246 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,726 Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 2,023 | $0.00 Strike: $54.50 | $0.00 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 13 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023 Underlying: Common Shares · 2,023 shares Expires 2008-02-22 Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 71,195 | $0.00 Strike: $54.50 | $0.00 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 12 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,195 Underlying: Common Shares · 71,195 shares Expires 1999-02-21 Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 9,819 | $0.00 Strike: $54.50 | $0.00 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 11 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,819 Underlying: Common Shares · 9,819 shares Expires 2008-10-25 Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 92,500 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 10 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Shares · 92,500 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 9 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,000 shares Expires 2008-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,900 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · derivative · entry 8 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,900 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 71,195 | $54.50 | $3,880,127.50 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 6 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,226 Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 9,819 | $54.50 | $535,135.50 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 5 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,421 Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 2,023 | $54.50 | $110,253.50 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,240 Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 92,500 | $35.29 | $3,264,510.00 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 14,000 | $29.60 | $414,456.00 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 2,900 | $29.30 | $84,975.80 |
DisclosureSEC source: 0000004962-04-000199 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 20,955 | $0.00 Strike: $49.58 | $0.00 |
DisclosureSEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 10 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,955 Underlying: Common Shares · 20,955 shares Expires 2008-02-22 Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 22,452 | $0.00 Strike: $49.58 | $0.00 |
DisclosureSEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 9 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,452 Underlying: Common Shares · 22,452 shares Expires 2008-10-25 Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 8 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Shares · 28,000 shares Expires 2008-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,480 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 7 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,480 shares Expires 2008-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,600 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 6 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 28,600 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.