Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Former President | April 30, 2010 | May 04, 2010 |
| General Motors CoGM · Entity 2958 | Director | December 31, 2025 | January 05, 2026 |
| METLIFE INCMET · Entity 488 | Director | April 02, 2018 | April 04, 2018 |
| Prologis, Inc.PLD · Entity 2877 | Director | June 29, 2026 | July 07, 2026 |
| VISA INC.V · Entity 495 | Director · EXECUTIVE CHAIRMAN | January 15, 2024 | January 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date April 30, 2010 · Filed May 04, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 418,143 |
Ending reported balance
After 2010-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2010-04-30 · Exercise / conversion · Acquired 142,720 · Balance 560,863 Row 2 · 2010-04-30 · Sale · Disposed 142,720 · Balance 418,143 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.24 · Expires 2013-01-27 | Direct | 62,912 |
Reported balance
After 2010-04-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2010-04-30 · Exercise / conversion · Disposed 142,720 · Balance 62,912 F3: The exercised shares became exercisable as follows: 51,408 on 1/27/2004; 51,408 on 1/27/2005, and 39,904 on 1/27/2006. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 4,939 |
Reported balance
Holding disclosure · report date 2010-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,939 F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F3: The exercised shares became exercisable as follows: 51,408 on 1/27/2004; 51,408 on 1/27/2005, and 39,904 on 1/27/2006.
General Motors Co
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security | Direct | 7,830 |
Reported balance
After 2025-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 5,724 · Balance 7,830 F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security | Direct | 7,885 |
Reported balance
After 2025-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-31 · Grant · Acquired 55 · Balance 7,885 F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year. F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
Filing footnotes · ownership attribution and instrument terms
F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year.
METLIFE INC
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,997.943 |
Reported balance
After 2018-04-02 transaction · row 1
1 source rowRow 1 · 2018-04-02 · Grant · Acquired 833 · Balance 42,997.943 F1: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.
Prologis, Inc.
Report date June 29, 2026 · Filed July 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 278 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 278 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 286 |
Reported balance
Holding disclosure · report date 2026-06-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 286 |
VISA INC.
Report date January 15, 2024 · Filed January 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 206,199 |
Ending reported balance
After 2024-01-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-01-15 · Exercise / conversion · Acquired 576 · Balance 205,750 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement. Row 2 · 2024-01-15 · Exercise / conversion · Acquired 449 · Balance 206,199 F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-01-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-01-15 · Exercise / conversion · Disposed 576 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 450 |
Reported balance
After 2024-01-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-01-15 · Exercise / conversion · Disposed 449 · Balance 450 F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.
F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2004 Filed Apr 19, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 43,407 | $49.58 | $2,152,119.06 |
DisclosureSEC source: 0000004962-04-000110 · doc4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,863 Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 2,480 | $29.60 | $73,417.92 |
DisclosureSEC source: 0000004962-04-000110 · doc4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 28,000 | $29.60 | $828,912.00 |
DisclosureSEC source: 0000004962-04-000110 · doc4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 28,600 | $29.30 | $838,037.20 |
DisclosureSEC source: 0000004962-04-000110 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2004 Filed Feb 24, 2004 19:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 3,465 | $52.99 | $183,610.35 |
DisclosureSEC source: 0000004962-04-000080 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,190 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,042 | $0.00 Strike: $41.83 | $0.00 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · derivative · entry 14 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,042 shares Expires 2005-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,354 | $0.00 Strike: $41.83 | $0.00 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · derivative · entry 13 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,354 shares Expires 2004-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,520 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · derivative · entry 12 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,480 Underlying: Common Shares · 45,520 shares Expires 2008-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 16,000 of the exercised shares became exercisable on 10/26/1999, 16,000 on 10/26/2000 and the balance on 10/26/2001. Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 57,200 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · derivative · entry 11 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,600 Underlying: Common Shares · 57,200 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 28,600 of the exercised shares became exercisable on 2/23/2002, and 28,600 became exercisable on 2/23/2003. Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 5,043 | $52.14 | $262,942.02 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 9 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,655 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 16,000 | $52.13 | $834,080.00 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 8 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,698 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 13,000 | $52.12 | $677,560.00 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 7 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,698 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 16,000 | $52.11 | $833,760.00 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 6 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,698 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 46,700 | $52.10 | $2,433,070.00 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 5 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,698 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,354 | $41.83 | $140,297.82 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 4,042 | $41.83 | $169,076.86 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 45,520 | $29.60 | $1,347,574.08 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 18:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 57,200 | $29.30 | $1,676,074.40 |
DisclosureSEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 180,000 | $0.00 Strike: $50.24 | $0.00 |
DisclosureSEC source: 0000004962-04-000024 · doc4.xml · derivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Shares · 180,000 shares Expires 2014-01-26 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 5,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000024 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,282 F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment. Read SEC document |
| December 30, 2003 Filed Jan 28, 2004 13:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 177 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000004962-04-000024 · doc4.xml · derivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005 Underlying: Common Shares · 177 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 6,515 | $0.00 Strike: $46.98 | $0.00 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · derivative · entry 13 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,515 Underlying: Common Shares · 6,515 shares Expires 2006-02-25 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 14,826 | $0.00 Strike: $46.98 | $0.00 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · derivative · entry 12 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,826 Underlying: Common Shares · 14,826 shares Expires 2007-02-23 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 25,065 | $0.00 Strike: $46.98 | $0.00 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · derivative · entry 11 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,065 Underlying: Common Shares · 25,065 shares Expires 2008-02-22 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,500 | $0.00 Strike: $15.42 | $0.00 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · derivative · entry 10 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,500 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 33,100 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · derivative · entry 9 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Underlying: Common Shares · 33,100 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $22.15 | $0.00 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · derivative · entry 8 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 22,500 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 46,406 | $46.98 | $2,180,153.88 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · nonDerivative · entry 6 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,809 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 692 | $47.05 | $32,558.60 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · nonDerivative · entry 5 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,215 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 20,000 | $47.10 | $942,060.00 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,907 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 33,100 | $29.30 | $969,896.20 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 22,500 | $22.15 | $498,285.00 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 11,500 | $15.42 | $177,295.50 |
DisclosureSEC source: 0000004962-03-000173 · doc4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.