person · Reporting owner

KELLY ALFRED F JR

Disclosed activity across 5 companies

Tapewire entity: 11447
SEC CIK: 0001209454

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AMERICAN EXPRESS COAXP · Entity 2839	Former President	April 30, 2010	May 04, 2010
General Motors CoGM · Entity 2958	Director	December 31, 2025	January 05, 2026
METLIFE INCMET · Entity 488	Director	April 02, 2018	April 04, 2018
Prologis, Inc.PLD · Entity 2877	Director	June 29, 2026	July 07, 2026
VISA INC.V · Entity 495	Director · EXECUTIVE CHAIRMAN	January 15, 2024	January 16, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date April 30, 2010 · Filed May 04, 2010

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	418,143	Ending reported balance After 2010-04-30 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2010-04-30 · Exercise / conversion · Acquired 142,720 · Balance 560,863 Row 2 · 2010-04-30 · Sale · Disposed 142,720 · Balance 418,143 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.24 · Expires 2013-01-27	Direct	62,912	Reported balance After 2010-04-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2010-04-30 · Exercise / conversion · Disposed 142,720 · Balance 62,912 F3: The exercised shares became exercisable as follows: 51,408 on 1/27/2004; 51,408 on 1/27/2005, and 39,904 on 1/27/2006.
Common StockSEC Table I · non-derivative	Indirect401(k) Trust	4,939	Reported balance Holding disclosure · report date 2010-04-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 4,939 F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F3: The exercised shares became exercisable as follows: 51,408 on 1/27/2004; 51,408 on 1/27/2005, and 39,904 on 1/27/2006.

General Motors Co

Report date December 31, 2025 · Filed January 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security	Direct	7,830	Reported balance After 2025-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2025-12-31 · Grant · Acquired 5,724 · Balance 7,830 F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security	Direct	7,885	Reported balance After 2025-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2025-12-31 · Grant · Acquired 55 · Balance 7,885 F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year. F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Filing footnotes · ownership attribution and instrument terms

F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year.

METLIFE INC

Report date April 02, 2018 · Filed April 04, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	42,997.943	Reported balance After 2018-04-02 transaction · row 1 1 source row Row 1 · 2018-04-02 · Grant · Acquired 833 · Balance 42,997.943 F1: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.

Prologis, Inc.

Report date June 29, 2026 · Filed July 07, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	278	Reported balance Holding disclosure · report date 2026-06-29 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 278
Common StockSEC Table I · non-derivative	IndirectBy Spouse	286	Reported balance Holding disclosure · report date 2026-06-29 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 286

VISA INC.

Report date January 15, 2024 · Filed January 16, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	206,199	Ending reported balance After 2024-01-15 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2024-01-15 · Exercise / conversion · Acquired 576 · Balance 205,750 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement. Row 2 · 2024-01-15 · Exercise / conversion · Acquired 449 · Balance 206,199 F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2024-01-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2024-01-15 · Exercise / conversion · Disposed 576 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	450	Reported balance After 2024-01-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2024-01-15 · Exercise / conversion · Disposed 449 · Balance 450 F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 26, 2009 Filed Jan 28, 2009 22:52 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Tax withholdingCommon Stock	11,458	$15.20	$174,161.60	Disclosure SEC source: 0001127602-09-001856 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,161 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock awards. Read SEC document
January 31, 2008 Filed Feb 4, 2008 22:00 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	GrantEmployee Stock Option (Right to Buy) · Derivative	200,000	$0.00 Strike: $49.13	$0.00	Disclosure SEC source: 0001127602-08-000633 · form4.xml · derivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2018-01-30 F2 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document
January 31, 2008 Filed Feb 4, 2008 22:00 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	GrantCommon Stock	22,898	$0.00	$0.00	Disclosure SEC source: 0001127602-08-000633 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,619 F1 · shares: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document
January 28, 2008 Filed Jan 30, 2008 23:20 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Tax withholdingCommon Stock	1,068	$46.23	$49,377.91	Disclosure SEC source: 0001127602-08-000538 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,721 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document
July 31, 2007 Filed Aug 2, 2007 21:38 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	GrantEmployee Stock Option (Right to Buy) · Derivative	475,000	$0.00 Strike: $58.54	$0.00	Disclosure SEC source: 0001127602-07-003190 · form4.xml · derivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,000 Underlying: Common Stock · 475,000 shares Expires 2017-07-31 F2 · derivative.exercise_date: These options will vest in three annual installments (25%, 25%, and 50%) beginning on the date shown as "Date Exercisable" subject to award requirements including continuous employment. Read SEC document
July 31, 2007 Filed Aug 2, 2007 21:38 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	GrantCommon Stock	90,000	$0.00	$0.00	Disclosure SEC source: 0001127602-07-003190 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,789 F1 · shares: Restricted Stock Award will vest in four installments (20% on 7/31/2010, 20% on 7/31/2011, 20% on 7/31/2012, and 40% on 7/31/2013) subject to the Company's achievement of certain financial performance requirements during the respective vesting periods and other award requirements, including continuous employment. Read SEC document
May 15, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	21,377	$63.16	$1,350,235.45	Disclosure SEC source: 0001127602-07-001843 · form4.xml · nonDerivative · entry 7 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,789 Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	11,217	$0.00 Strike: $47.71	$0.00	Disclosure SEC source: 0001127602-07-001843 · form4.xml · derivative · entry 13 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,217 shares Expires 2008-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	2,311	$0.00 Strike: $47.71	$0.00	Disclosure SEC source: 0001127602-07-001843 · form4.xml · derivative · entry 12 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,311 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	81,333	$0.00 Strike: $47.71	$0.00	Disclosure SEC source: 0001127602-07-001843 · form4.xml · derivative · entry 11 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,333 shares Expires 2009-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	25,649	$0.00 Strike: $43.40	$0.00	Disclosure SEC source: 0001127602-07-001843 · form4.xml · derivative · entry 10 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,649 shares Expires 2008-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	23,939	$0.00 Strike: $43.40	$0.00	Disclosure SEC source: 0001127602-07-001843 · form4.xml · derivative · entry 9 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,939 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Tax withholdingCommon Stock	123,072	$62.75	$7,722,152.64	Disclosure SEC source: 0001127602-07-001843 · form4.xml · nonDerivative · entry 6 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,166 Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionCommon Stock	11,217	$47.71	$535,118.20	Disclosure SEC source: 0001127602-07-001843 · form4.xml · nonDerivative · entry 5 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionCommon Stock	2,311	$47.71	$110,248.57	Disclosure SEC source: 0001127602-07-001843 · form4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionCommon Stock	81,333	$47.71	$3,880,072.10	Disclosure SEC source: 0001127602-07-001843 · form4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionCommon Stock	25,649	$43.40	$1,113,166.60	Disclosure SEC source: 0001127602-07-001843 · form4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2007 Filed May 16, 2007 19:10 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionCommon Stock	23,939	$43.40	$1,038,952.60	Disclosure SEC source: 0001127602-07-001843 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 27, 2007 Filed Jan 30, 2007 22:14 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Tax withholdingCommon Stock	15,107	$57.75	$872,429.25	Disclosure SEC source: 0001127602-07-000404 · form4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,789 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. Read SEC document
January 26, 2007 Filed Jan 30, 2007 22:14 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Tax withholdingCommon Stock	705	$57.75	$40,713.75	Disclosure SEC source: 0001127602-07-000404 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,896 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. Read SEC document
January 25, 2007 Filed Jan 29, 2007 20:58 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	GrantEmployee Stock Option (Right to Buy) · Derivative	150,000	$0.00 Strike: $57.77	$0.00	Disclosure SEC source: 0001127602-07-000361 · form4.xml · derivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2017-01-24 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment. Read SEC document
January 25, 2007 Filed Jan 29, 2007 20:58 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	GrantCommon Stock	34,620	$0.00	$0.00	Disclosure SEC source: 0001127602-07-000361 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,601 F2 · shares: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements, including continuous employment. Read SEC document
January 24, 2007 Filed Jan 26, 2007 17:14 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Tax withholdingCommon Stock	1,114	$58.29	$64,935.06	Disclosure SEC source: 0001127602-07-000314 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,981 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. Read SEC document
January 23, 2007 Filed Feb 14, 2008 00:54 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	OtherPhantom Stock Units · Derivative	54	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-08-001014 · form5.xml · derivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,495 Underlying: Common Stock · 54 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	125,000	$0.00 Strike: $38.92	$0.00	Disclosure SEC source: 0001127602-06-002670 · form4.xml · derivative · entry 12 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,481 Underlying: Common Stock · 125,000 shares Expires 2011-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	55,632	$0.00 Strike: $38.22	$0.00	Disclosure SEC source: 0001127602-06-002670 · form4.xml · derivative · entry 11 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,632 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	68,544	$0.00 Strike: $38.22	$0.00	Disclosure SEC source: 0001127602-06-002670 · form4.xml · derivative · entry 10 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,544 shares Expires 2010-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	8,000	$58.87	$470,960.00	Disclosure SEC source: 0001127602-06-002670 · form4.xml · nonDerivative · entry 8 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,095 Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	18,899	$58.89	$1,112,962.11	Disclosure SEC source: 0001127602-06-002670 · form4.xml · nonDerivative · entry 7 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,095 Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	5,500	$58.90	$323,950.00	Disclosure SEC source: 0001127602-06-002670 · form4.xml · nonDerivative · entry 6 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,994 Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	16,000	$58.91	$942,560.00	Disclosure SEC source: 0001127602-06-002670 · form4.xml · nonDerivative · entry 5 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,494 Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Tax withholdingCommon Stock	200,777	$58.95	$11,834,800.27	Disclosure SEC source: 0001127602-06-002670 · form4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,494 Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionCommon Stock	125,000	$38.92	$4,865,250.00	Disclosure SEC source: 0001127602-06-002670 · form4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionCommon Stock	55,632	$38.22	$2,126,477.57	Disclosure SEC source: 0001127602-06-002670 · form4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 13, 2006 Filed Nov 15, 2006 21:16 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionCommon Stock	68,544	$38.22	$2,620,025.86	Disclosure SEC source: 0001127602-06-002670 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	150,000	$0.00 Strike: $38.22	$0.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · derivative · entry 20 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,632 Underlying: Common Stock · 150,000 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 68,544 of these options became exercisable on 2/28/2002, an additional 68,544 became exercisable on 2/28/2003, and the remaining 12,912 became exercisable on 2/28/2004. Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	65,688	$0.00 Strike: $30.89	$0.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · derivative · entry 19 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,688 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 57,120 of these options became exercisable on 2/22/2002, and the balance became exercisable on 2/22/2003. Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	6,100	$54.93	$335,073.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 17 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,095 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	3,100	$54.91	$170,221.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 16 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,195 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	57,635	$54.90	$3,164,161.50	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 15 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,295 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	3,400	$54.89	$186,626.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 14 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,930 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	7,900	$54.88	$433,552.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 13 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,330 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	14,500	$54.87	$795,615.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 12 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,230 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	5,500	$54.86	$301,730.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 11 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,730 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	24,100	$54.85	$1,321,885.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 10 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,230 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	3,600	$54.84	$197,424.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 9 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,330 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	3,400	$54.83	$186,422.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 8 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,930 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	12,600	$54.80	$690,480.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 7 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,330 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	7,200	$54.78	$394,416.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 6 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,930 Read SEC document
February 27, 2006 Filed Mar 1, 2006 23:29 UTC	AMERICAN EXPRESS CO AXP · Entity 2839	SaleCommon Stock	32,400	$54.77	$1,774,548.00	Disclosure SEC source: 0001127602-06-000405 · form4.xml · nonDerivative · entry 5 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,130 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.