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person · Reporting owner

KELLY ALFRED F JR

Disclosed activity across 5 companies

Tapewire entity
11447
SEC CIK
0001209454

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839Former PresidentApril 30, 2010May 04, 2010
General Motors CoGM · Entity 2958DirectorDecember 31, 2025January 05, 2026
METLIFE INCMET · Entity 488DirectorApril 02, 2018April 04, 2018
Prologis, Inc.PLD · Entity 2877DirectorJune 29, 2026July 07, 2026
VISA INC.V · Entity 495Director · EXECUTIVE CHAIRMANJanuary 15, 2024January 16, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date April 30, 2010 · Filed May 04, 2010

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect418,143 Ending reported balance After 2010-04-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2010-04-30 · Exercise / conversion · Acquired 142,720 · Balance 560,863

Row 2 · 2010-04-30 · Sale · Disposed 142,720 · Balance 418,143

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.24 · Expires 2013-01-27Direct62,912 Reported balance After 2010-04-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2010-04-30 · Exercise / conversion · Disposed 142,720 · Balance 62,912

F3: The exercised shares became exercisable as follows: 51,408 on 1/27/2004; 51,408 on 1/27/2005, and 39,904 on 1/27/2006.

Common StockSEC Table I · non-derivativeIndirect401(k) Trust4,939 Reported balance Holding disclosure · report date 2010-04-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,939

F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F3: The exercised shares became exercisable as follows: 51,408 on 1/27/2004; 51,408 on 1/27/2005, and 39,904 on 1/27/2006.

General Motors Co

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share Units ("DSUs")SEC Table II · derivative / convertible securityDirect7,830 Reported balance After 2025-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 5,724 · Balance 7,830

F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Deferred Share Units ("DSUs")SEC Table II · derivative / convertible securityDirect7,885 Reported balance After 2025-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-12-31 · Grant · Acquired 55 · Balance 7,885

F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year.

F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Filing footnotes · ownership attribution and instrument terms

F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year.

METLIFE INC

Report date April 02, 2018 · Filed April 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,997.943 Reported balance After 2018-04-02 transaction · row 1
1 source row

Row 1 · 2018-04-02 · Grant · Acquired 833 · Balance 42,997.943

F1: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.

Prologis, Inc.

Report date June 29, 2026 · Filed July 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect278 Reported balance Holding disclosure · report date 2026-06-29 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 278

Common StockSEC Table I · non-derivativeIndirectBy Spouse286 Reported balance Holding disclosure · report date 2026-06-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 286

VISA INC.

Report date January 15, 2024 · Filed January 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect206,199 Ending reported balance After 2024-01-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-01-15 · Exercise / conversion · Acquired 576 · Balance 205,750

F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

Row 2 · 2024-01-15 · Exercise / conversion · Acquired 449 · Balance 206,199

F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-01-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-01-15 · Exercise / conversion · Disposed 576 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect450 Reported balance After 2024-01-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-01-15 · Exercise / conversion · Disposed 449 · Balance 450

F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2014, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2020 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

F2: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant which was November 19, 2015, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually which started in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2019 Filed Nov 21, 2019 21:21 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 10,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-033479 · form4.xml · derivative · entry 8

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,334

Underlying: Class A Common Stock · 10,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:21 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 10,623 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-033479 · form4.xml · derivative · entry 7

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,624

Underlying: Class A Common Stock · 10,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:21 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 37,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-033479 · form4.xml · derivative · entry 6

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 37,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:21 UTC VISA INC. V · Entity 495 Tax withholdingClass A Common Stock 30,192 $182.77 $5,518,191.84
Disclosure

SEC source: 0001127602-19-033479 · form4.xml · nonDerivative · entry 5

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,788

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:21 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 3,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-033479 · form4.xml · nonDerivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:21 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 10,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-033479 · form4.xml · nonDerivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:21 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 10,623 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-033479 · form4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:21 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 37,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-033479 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 20:30 UTC VISA INC. V · Entity 495 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $80.82 $0.00
Disclosure

SEC source: 0001127602-19-031504 · form4.xml · derivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,904

Underlying: Class A Common Stock · 4,000 shares

Expires 2026-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2016.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 20:30 UTC VISA INC. V · Entity 495 SaleClass A Common Stock 7,000 $177.79 $1,244,530.00
Disclosure

SEC source: 0001127602-19-031504 · form4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,446

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2019.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 20:30 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 4,000 $80.82 $323,280.00
Disclosure

SEC source: 0001127602-19-031504 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:45 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 32,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034187 · form4.xml · derivative · entry 9

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,001

Underlying: Class A Common Stock · 32,001 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:45 UTC VISA INC. V · Entity 495 GrantEmployee Stock Option (Right to Buy) · Derivative 166,589 $0.00 Strike: $134.76 $0.00
Disclosure

SEC source: 0001127602-18-034187 · form4.xml · derivative · entry 8

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,589

Underlying: Class A Common Stock · 166,589 shares

Expires 2028-11-19

F4 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:45 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 10,623 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034187 · form4.xml · derivative · entry 7

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,247

Underlying: Class A Common Stock · 10,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:45 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 3,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034187 · form4.xml · derivative · entry 6

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

Underlying: Class A Common Stock · 3,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:45 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 37,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034187 · form4.xml · derivative · entry 5

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,326

Underlying: Class A Common Stock · 37,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:45 UTC VISA INC. V · Entity 495 Tax withholdingClass A Common Stock 25,417 $134.76 $3,425,194.92
Disclosure

SEC source: 0001127602-18-034187 · form4.xml · nonDerivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,446

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:45 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 10,623 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034187 · form4.xml · nonDerivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:45 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 3,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034187 · form4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:45 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 37,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034187 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:25 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 833 $45.02 $37,501.66
Disclosure

SEC source: 0001209191-18-023641 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,997.943

F1 · kind: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:18 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 249.8605 $47.10 $11,768.43
Disclosure

SEC source: 0001209191-18-019831 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,164.943

F1 · kind: Represents imputed reinvestment of dividends on Deferred Shares in the Reporting Person's deferral account pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred Shares represent shares of MetLife, Inc. common stock that have become payable, but that remain unpaid because payment has been deferred.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:20 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 748 $50.18 $37,534.64
Disclosure

SEC source: 0001209191-18-001943 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,915.0824

F1 · kind: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of non-management Director retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 21:20 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 225.7632 $52.84 $11,929.33
Disclosure

SEC source: 0001209191-17-065915 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,167.0824

F1 · kind: Represents imputed reinvestment of dividends on Deferred Shares in the Reporting Person's deferral account pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred Shares represent shares of MetLife, Inc. common stock that have become payable, but that remain unpaid because payment has been deferred.

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:03 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 31,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033090 · form4.xml · derivative · entry 7

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,870

Underlying: Class A Common Stock · 31,870 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:03 UTC VISA INC. V · Entity 495 GrantEmployee Stock Option (Right to Buy) · Derivative 195,728 $0.00 Strike: $109.82 $0.00
Disclosure

SEC source: 0001127602-17-033090 · form4.xml · derivative · entry 6

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,728

Underlying: Class A Common Stock · 195,728 shares

Expires 2027-11-19

F3 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2017.

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:03 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 3,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033090 · form4.xml · derivative · entry 5

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,835

Underlying: Class A Common Stock · 3,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:03 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 37,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033090 · form4.xml · derivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,652

Underlying: Class A Common Stock · 37,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:03 UTC VISA INC. V · Entity 495 Tax withholdingClass A Common Stock 22,545 $109.82 $2,475,891.90
Disclosure

SEC source: 0001127602-17-033090 · form4.xml · nonDerivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,997

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:03 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 3,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033090 · form4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:03 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 37,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033090 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:19 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 720 $52.14 $37,540.80
Disclosure

SEC source: 0001209191-17-055818 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,941.3192

F1 · kind: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of annual retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:20 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 237.3359 $48.65 $11,546.39
Disclosure

SEC source: 0001209191-17-052965 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,221.3192

F1 · kind: Represents imputed reinvestment of dividends on Deferred Shares in the Reporting Person's deferral account pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred Shares represent shares of MetLife, Inc. common stock that have become payable, but that remain unpaid because payment has been deferred.

F2 · balance_after: Includes 3,078.2531 Deferred Shares previously added to the reporting person's ownership through an adjustment to maintain the intrinsic value of Deferred Shares in light of the distribution by MetLife, Inc. to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of Deferred Shares.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 20:21 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 704 $53.31 $37,530.24
Disclosure

SEC source: 0001209191-17-040132 · doc4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,905.7302

F2 · kind: The Reporting Person acquired these Deferred Shares under MetLife, Inc.'s non-management Director compensation arrangements, which provide for 50% of annual retainer fees to be paid in company common stock, and the MetLife Deferred Compensation Plan for Non-Management Directors, under which Directors may elect to defer receipt of such stock for a specified period of time.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 20:21 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 192.6251 $53.31 $10,268.84
Disclosure

SEC source: 0001209191-17-040132 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,201.7302

F1 · kind: Represents imputed reinvestment of dividends on Deferred Shares in the Reporting Person's deferral account pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred Shares represent shares of MetLife, Inc. common stock that have become payable, but that remain unpaid because payment has been deferred.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:20 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 188.2119 $54.16 $10,193.56
Disclosure

SEC source: 0001209191-17-020804 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,009.1052

F1 · kind: Represents imputed reinvestment of dividends on Deferred Shares in the Reporting Person's deferral account pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred Shares represent shares of MetLife, Inc. common stock that have become payable, but that remain unpaid because payment has been deferred.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:31 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 11,752 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005056 · form4.xml · derivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,752

Underlying: Class A Common Stock · 11,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest annually in three equal installments commencing on November 19, 2017, subject to earlier vesting in limited circumstances as specified in the award agreement. 11,752 shares were granted on February 8, 2017 for an additional one-time, make whole award.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:23 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 182.7843 $56.69 $10,362.04
Disclosure

SEC source: 0001209191-16-155401 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,820.8932

F1 · kind: Represents imputed reinvestment of dividends on Deferred Shares in the Reporting Person's deferral account pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred Shares represent shares of MetLife, Inc. Common Stock that have become payable, but that remain unpaid because payment has been deferred.

Read SEC document
November 19, 2016 Filed Nov 23, 2016 02:56 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 111,977 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-068259 · form4.xml · derivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Director · CEO DESIGNATE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,977

Underlying: Class A Common Stock · 111,977 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value, which will be settled upon vesting. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. 77,951 shares were granted on November 19, 2016 for the one-time, make whole award and 34,026 shares were granted on November 19, 2016 for the annual equity award.

Read SEC document
November 19, 2016 Filed Nov 23, 2016 02:56 UTC VISA INC. V · Entity 495 GrantEmployee Stock Option (Right to Buy) · Derivative 197,904 $0.00 Strike: $80.82 $0.00
Disclosure

SEC source: 0001127602-16-068259 · form4.xml · derivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Director · CEO DESIGNATE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,904

Underlying: Class A Common Stock · 197,904 shares

Expires 2026-11-19

F1 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2016.

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September 13, 2016 Filed Sep 15, 2016 20:29 UTC METLIFE INC MET · Entity 488 GrantCommon Stock 233.5372 $43.97 $10,268.63
Disclosure

SEC source: 0001209191-16-141600 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,638.1089

F1 · kind: Represents imputed reinvestment of dividends on Deferred Shares in the Reporting Person's deferral account pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred Shares represent shares of MetLife, Inc. Common Stock that have become payable, but that remain unpaid because payment has been deferred.

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November 19, 2015 Filed Nov 23, 2015 22:47 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 2,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-032325 · form4.xml · derivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Class A Common Stock · 2,246 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually starting in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually starting in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually starting in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement, and vested units will be settled in 5 equal installments annually starting in January 2021 or after retirement or termination of service, subject to earlier settlement in limited circumstances specified in the award agreement.

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November 19, 2014 Filed Nov 21, 2014 23:53 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 720 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-033175 · form4.xml · derivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720

Underlying: Common Stock · 720 shares

Expires 2024-11-19

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

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March 17, 2014 Filed Mar 18, 2014 22:21 UTC VISA INC. V · Entity 495 PurchaseClass A Common Stock 1,575 $222.70 $350,752.50
Disclosure

SEC source: 0001127602-14-012119 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

F1 · price: The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $222.59 - $222.76, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.

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April 30, 2010 Filed May 4, 2010 20:53 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 142,720 $0.00 Strike: $29.24 $0.00
Disclosure

SEC source: 0001127602-10-013060 · form4.xml · derivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Former President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,912

Underlying: Common Stock · 142,720 shares

Expires 2013-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The exercised shares became exercisable as follows: 51,408 on 1/27/2004; 51,408 on 1/27/2005, and 39,904 on 1/27/2006.

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April 30, 2010 Filed May 4, 2010 20:53 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 142,720 $48.00 $6,850,560.00
Disclosure

SEC source: 0001127602-10-013060 · form4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Former President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,143

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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April 30, 2010 Filed May 4, 2010 20:53 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Stock 142,720 $29.24 $4,172,990.08
Disclosure

SEC source: 0001127602-10-013060 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Former President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 26, 2010 Filed Jan 29, 2010 00:53 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 52,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-002478 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,143

F1 · price: The reported acquisition represents the grant of Restricted Stock Units under the Company's Long Term Incentive Plan.

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January 25, 2010 Filed Jan 27, 2010 21:40 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 13,511 $37.79 $510,580.69
Disclosure

SEC source: 0001127602-10-002334 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,650

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock.

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January 29, 2009 Filed Feb 2, 2009 22:56 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantEmployee Stock Option (Right to Buy) · Derivative 311,190 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002290 · form4.xml · derivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,190

Underlying: Common Stock · 311,190 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.