LEVECCHIO ANTHONY J

SEC source: 0001683168-26-006911 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,841

F1 · security: Restricted stock units awarded to the reporting person pursuant to the 2021 Intrusion, Inc Omnibus Incentive Plan as part of the Compensation Plan for non-employee directors. Restricted stock units fully vest on the anniversary of the award date.

SEC source: 0001683168-26-006613 · ownership.xml · derivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,334 shares

Expires not disclosed

F2 · derivative.exercise_date: The Warrant was exercised in conjunction with a Warrant Inducement Letter dated 08/14/2026 where one Warrant was granted in exchange for one Warrant exercised.

F2 · derivative.expiration_date: The Warrant was exercised in conjunction with a Warrant Inducement Letter dated 08/14/2026 where one Warrant was granted in exchange for one Warrant exercised.

SEC source: 0001683168-26-006613 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Common Stock acquired because of an exercise of a Warrant.

SEC source: 0001683168-26-005565 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,087

F1 · security: Restricted stock units awarded to the reporting person pursuant to the 2021 Intrusion, Inc. Omnibus Incentive Plan. The restricted stock units vest over a 6-month period from the date of issuance in two tranches, 50% at 3-months and 50% at 6-months.

SEC source: 0001683168-25-008902 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,931

F1 · security: Sale made by the reporting person pursuant to company policy limiting transactions to designated open trading period.

SEC source: 0001683168-25-006388 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,131

F1 · security: Restricted stock units awarded to the reporting person pursuant to the 2021 Intrusion, Inc Omnibus Incentive Plan as part of the Compensation Plan for non-employee directors. Restricted stock units fully vest on the anniversary of the award date.

SEC source: 0001683168-25-000002 · ownership.xml · derivative · entry 3

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,334 shares

Expires 2029-12-27

SEC source: 0001683168-25-000002 · ownership.xml · derivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

F2 · derivative.exercise_date: The Warrant was exercisable in conjunction with a Warrant Inducment Letter dated November 21, 2024, where one Warrant was granted in exchange for one Warrant exercised.

F2 · derivative.expiration_date: The Warrant was exercisable in conjunction with a Warrant Inducment Letter dated November 21, 2024, where one Warrant was granted in exchange for one Warrant exercised.

SEC source: 0001683168-25-000002 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Common Stock acquired because of an exercise of a Warrant.

SEC source: 0001683168-24-006392 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,335

F1 · security: Restricted stock units awarded to the reporting person pursuant to the 2021 Intrusion, Inc Omnibus Incentive Plan as part of the Compensation Plan for non-employee directors. Restricted stock units fully vest on the anniversary of the award date.

SEC source: 0001683168-24-002123 · ownership.xml · derivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,334 shares

Expires not disclosed

F2 · derivative.exercise_date: The Warrant was exercisable in conjunction with a Warrant Inducement Letter dated 4/1/2024 where one Warrant was granted in exchange for one Warrant exercised.

F2 · derivative.expiration_date: The Warrant was exercisable in conjunction with a Warrant Inducement Letter dated 4/1/2024 where one Warrant was granted in exchange for one Warrant exercised.

SEC source: 0001683168-24-002123 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Common Stock acquired because of an exercise of a Warrant.

SEC source: 0001683168-23-007758 · ownership.xml · derivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,666

Underlying: Common Stock · 166,666 shares

Expires not disclosed

F2 · derivative.exercise_date: 166,666 warrants purchased by Reporting Person. Warrants are exercisable from November 8, 2023 to November 8, 2028.

F2 · derivative.expiration_date: 166,666 warrants purchased by Reporting Person. Warrants are exercisable from November 8, 2023 to November 8, 2028.

SEC source: 0001683168-23-007758 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,540

F1 · security: 83,333 shares were purchased by Reporting Person under a Securities Purchase Agreement dated November 8, 2023.

SEC source: 0001683168-23-003558 · ownership.xml · derivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,185

Underlying: Common Stock · 22,185 shares

Expires 2023-05-16

F2 · derivative.exercise_date: 22,185 options were granted to the Reporting Person pursuant to the Intrusion Inc. 2021 Omnibus Incentive Plan with all 22,185 options vesting on 5/16/24.

SEC source: 0001683168-23-003558 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,197

F1 · security: Restricted stock awarded to the reporting person pursuant to the 2021 Intrusion, Inc. Omnibus Incentive Plan as part of the Issuer's Compensation Package for non-employee directors. Restricted stock fully vests on the anniversary of the award date.

SEC source: 0001683168-22-004021 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,772

F1 · security: Restricted Stock awarded to the reporting person pursuant to the 2021 Intrusion, Inc. Omnibus Incentive Plan as part of the Issuer's Compensation Package for Non-Employee Directors. Restricted Stock fully vests on the anniversary date of the award date.

SEC source: 0001683168-22-002314 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,456

F1 · security: Restricted Stock awarded to the reporting person pursuant to the 2021 Intrusion, Inc. Omnibus Incentive Plan as part of the Issuer's Compensation Package for Non-Employee Directors. Restricted Stock fully vests on the anniversary date of the award date.

SEC source: 0001683168-21-002127 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,508

F1 · security: Restricted Stock awarded to the reporting person pursuant to the 2021 Intrusion, Inc. Omnibus Incentive Plan as part of the Issuer's Compensation Package for Non-Employee Directors. Restricted Stock fully vests on the anniversary date of the award date.

SEC source: 0001683168-21-001942 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

SEC source: 0001683168-21-000778 · ownership.xml · nonDerivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

SEC source: 0001683168-21-000778 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

SEC source: 0001179110-20-010378 · edgar.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Common stock purchased under an effective registration statement.

SEC source: 0000899243-19-026713 · doc4.xml · derivative · entry 3

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2023-02-28

F1 · kind: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest.

F2 · kind: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law.

F1 · derivative.exercise_date: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest.

F2 · derivative.exercise_date: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law.

SEC source: 0000899243-19-026713 · doc4.xml · nonDerivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest.

F2 · kind: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law.

F3 · kind: Restricted stock.

F1 · price: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest.

F2 · price: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law.

F3 · price: Restricted stock.

SEC source: 0000899243-19-026713 · doc4.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest.

F2 · kind: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law.

F1 · price: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest.

F2 · price: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law.

SEC source: 0001683168-19-001369 · ownership.xml · derivative · entry 5

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,950

Underlying: Common Stock · 20,000 shares

Expires 2022-03-22

F4 · price: Issued in connection with the holder's execution of a Letter of Credit Collateralization Agreement.

SEC source: 0001487052-19-000038 · wf-form4_155130184408913.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,980

F1 · kind: Grant of restricted stock vesting in full on the first anniversary of the grant date, February 25, 2020.

SEC source: 0001683168-19-001369 · ownership.xml · derivative · entry 4

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,950

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Issued under the Issuer's Restricted Share Unit Incentive Plan.

F3 · derivative.exercise_price: Converted Pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

F3 · price: Converted Pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

F5 · derivative.exercise_date: Restricted stock units vest periodically through January 1, 2021.

F5 · derivative.expiration_date: Restricted stock units vest periodically through January 1, 2021.

SEC source: 0001683168-19-001369 · ownership.xml · nonDerivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

SEC source: 0001683168-19-001369 · ownership.xml · derivative · entry 3

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,950

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Issued under the Issuer's Restricted Share Unit Incentive Plan.

F3 · derivative.exercise_price: Converted Pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

F3 · price: Converted Pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

F5 · derivative.exercise_date: Restricted stock units vest periodically through January 1, 2021.

F5 · derivative.expiration_date: Restricted stock units vest periodically through January 1, 2021.

SEC source: 0001683168-19-001369 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

SEC source: 0001487052-18-000109 · wf-form4_154153890765145.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,580

F1 · kind: The securities disposed of in this transaction were gifted by Mr. LeVecchio and are no longer subject to his investment control.

SEC source: 0001683168-18-002066 · ownership.xml · derivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 5,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Issued under the Issuer's Restricted Share Unit Incentive Plan.

F3 · derivative.exercise_price: Converted pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

F4 · derivative.exercise_date: Restricted Stock Units vest periodically through January 1, 2019.

F4 · derivative.expiration_date: Restricted Stock Units vest periodically through January 1, 2019.

SEC source: 0001683168-18-002066 · ownership.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

SEC source: 0001683168-18-001537 · levecchio_f4.xml · derivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,150

Underlying: Common Stock · 5,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Issued under the Issuer's Restricted Share Unit Incentive Plan.

F3 · derivative.exercise_price: Converted pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

F2 · price: Issued under the Issuer's Restricted Share Unit Incentive Plan.

F4 · derivative.exercise_date: Restricted Stock Units vest periodically through January 1, 2019.

F4 · derivative.expiration_date: Restricted Stock Units vest periodically through January 1, 2019.

SEC source: 0001683168-18-001537 · levecchio_f4.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

SEC source: 0001487052-18-000057 · wf-form4_152028632386086.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,030

F1 · kind: Grant of restricted stock vesting in full on the first anniversary of the grant date, March 1, 2019.

SEC source: 0001683168-18-000071 · levecchio_frm4.xml · derivative · entry 4

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,350

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Issued under the Issuer's Restricted Share Unit Incentive Plan.

F5 · derivative.exercise_date: Restricted Stock Units vest periodically through January 1, 2022

F5 · derivative.expiration_date: Restricted Stock Units vest periodically through January 1, 2022

SEC source: 0001683168-18-000071 · levecchio_frm4.xml · derivative · entry 3

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,350

Underlying: Common Stock · 5,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued under the Issuer's Restricted Share Unit Incentive Plan.

F4 · derivative.exercise_price: Converted pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

F5 · derivative.exercise_date: Restricted Stock Units vest periodically through January 1, 2022

F5 · derivative.expiration_date: Restricted Stock Units vest periodically through January 1, 2022

SEC source: 0001683168-18-000071 · levecchio_frm4.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

SEC source: 0001683168-18-000071 · levecchio_frm4.xml · derivative · entry 5

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,950

Underlying: Common Stock · 600 shares

Expires not disclosed

F3 · derivative.exercise_price: Issued under the Issuer's Restricted Share Unit Incentive Plan.

F2 · kind: Acquired pursuant to the Issuer's declaration of a common stock dividend effective as of December 27, 2017.

F5 · derivative.exercise_date: Restricted Stock Units vest periodically through January 1, 2022

F5 · derivative.expiration_date: Restricted Stock Units vest periodically through January 1, 2022

SEC source: 0001683168-18-000071 · levecchio_frm4.xml · nonDerivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,972

F2 · kind: Acquired pursuant to the Issuer's declaration of a common stock dividend effective as of December 27, 2017.

F2 · price: Acquired pursuant to the Issuer's declaration of a common stock dividend effective as of December 27, 2017.

SEC source: 0001683168-17-002944 · levecchoi_frm4.xml · derivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,350

Underlying: Common Stock · 5,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Issued under the Issuer's Restricted Share Unit Incentive Plan.

F3 · derivative.exercise_price: Converted pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

F4 · derivative.exercise_date: Restricted Stock Units vest periodically through January 1, 2021.

F4 · derivative.expiration_date: Restricted Stock Units vest periodically through January 1, 2021.

SEC source: 0001683168-17-002944 · levecchoi_frm4.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.

SEC source: 0001209191-17-050491 · doc4.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,452

F1 · shares: Forfeiture as a result of resignation back to the Company for no consideration of 3,333 shares of restricted common stock which were scheduled to vest on July 31, 2018. These shares were not sold by the reporting person.

SEC source: 0001209191-17-047322 · doc4.xml · derivative · entry 4

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,665

Underlying: Common Stock · 8,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020.

F4 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020.

SEC source: 0001209191-17-047322 · doc4.xml · derivative · entry 3

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.

F3 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.

SEC source: 0001209191-17-047322 · doc4.xml · nonDerivative · entry 2

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 8,335 RSUs issued in the grant to Mr. LeVecchio on 6/9/2017 vested on 8/1/2017 according to the vesting schedule previously reported.

SEC source: 0001209191-17-047322 · doc4.xml · nonDerivative · entry 1

LEVECCHIO ANTHONY J · CIK 0001262684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. LeVecchio on 6/8/2016 vested on 8/1/2017 according to the vesting schedule previously reported.