Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dougherty's Pharmacy, Inc.MYDP · Entity 157825 | Director | December 05, 2018 | May 03, 2019 |
| INTRUSION INCINTZ · Entity 1142 | Director | August 27, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dougherty's Pharmacy, Inc.
Report date December 05, 2018 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 373,423 |
Ending reported balance
After 2019-01-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-05 · Exercise / conversion · Acquired 5,000 · Balance 368,423 F1: Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan. Row 2 · 2019-01-01 · Exercise / conversion · Acquired 5,000 · Balance 373,423 F1: Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 45,950 |
Reported balance
After 2018-12-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-12-05 · Exercise / conversion · Disposed 5,000 · Balance 45,950 F2: Issued under the Issuer's Restricted Share Unit Incentive Plan. F3: Converted Pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan. F5: Restricted stock units vest periodically through January 1, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 40,950 |
Reported balance
After 2019-01-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-01-01 · Exercise / conversion · Disposed 5,000 · Balance 40,950 F2: Issued under the Issuer's Restricted Share Unit Incentive Plan. F3: Converted Pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan. F5: Restricted stock units vest periodically through January 1, 2021. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2022-03-22 | Direct | 60,950 |
Reported balance
After 2019-04-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-04-25 · Purchase · Acquired 60,000 · Balance 60,950 F4: Issued in connection with the holder's execution of a Letter of Credit Collateralization Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.
F2: Issued under the Issuer's Restricted Share Unit Incentive Plan.
F3: Converted Pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.
F4: Issued in connection with the holder's execution of a Letter of Credit Collateralization Agreement.
F5: Restricted stock units vest periodically through January 1, 2021.
INTRUSION INC
Report date August 27, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 266,841 |
Reported balance
After 2026-08-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-27 · Grant · Acquired 86,420 · Balance 266,841 F1: Restricted stock units awarded to the reporting person pursuant to the 2021 Intrusion, Inc Omnibus Incentive Plan as part of the Compensation Plan for non-employee directors. Restricted stock units fully vest on the anniversary of the award date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units awarded to the reporting person pursuant to the 2021 Intrusion, Inc Omnibus Incentive Plan as part of the Compensation Plan for non-employee directors. Restricted stock units fully vest on the anniversary of the award date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LegacyTexas Financial Group, Inc.
Report date November 01, 2019 · Filed November 05, 2019
Section 16 reporting ended · disclosed 2019-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-11-01 · Disposition to issuer · Disposed 56,580 · Balance 0 F1: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest. F2: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2019-11-01 · Disposition to issuer · Disposed 2,400 · Balance 0 F1: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest. F2: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law. F3: Restricted stock. |
| Common Stock-stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $20.85 · Expires 2023-02-28 | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-01 · Disposition to issuer · Disposed 22,500 · Balance 0 F1: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest. F2: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 1, 2019, pursuant to the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. ("Prosperity") and LegacyTexas Financial Group, Inc. ("Legacy"), Legacy merged with and into Prosperity, with Prosperity as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Legacy common stock (including restricted stock awards and options, all of which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 0.5280 of a share of Prosperity common stock, with cash payable in lieu of any fractional share, and $6.28 in cash, in each case without interest.
F2: (Continued from Footnote 1) In connection with the Merger, the reporting person received Prosperity common stock in exchange for all of the reporting person's shares of Legacy common stock (including the foregoing restricted stock awards and options), with cash received in lieu of a fractional share of Prosperity common stock, subject to any required tax withholding under applicable law.
F3: Restricted stock.
Uni-Pixel
Report date August 24, 2017 · Filed August 28, 2017
Section 16 reporting ended · disclosed 2017-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 119,452 |
Reported balance
After 2017-08-24 transaction · row 1
1 source rowRow 1 · 2017-08-24 · Disposition to issuer · Disposed 3,333 · Balance 119,452 F1: Forfeiture as a result of resignation back to the Company for no consideration of 3,333 shares of restricted common stock which were scheduled to vest on July 31, 2018. These shares were not sold by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture as a result of resignation back to the Company for no consideration of 3,333 shares of restricted common stock which were scheduled to vest on July 31, 2018. These shares were not sold by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2017 Filed Jun 12, 2017 16:11 UTC | LegacyTexas Financial Group, Inc. LTXB · Entity 154011 | SaleCommon Stock | 12,000 | $40.00 | $480,000.00 |
DisclosureSEC source: 0001487052-17-000096 · wf-form4_149729828794903.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,730 F1 · kind: This trade was effected pursuant to a trading plan adopted by the reporting person on November 18, 2016. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:17 UTC | Uni-Pixel UNXL · Entity 12733 | GrantRestricted Stock Units (RSUs) · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039446 · doc4.xml · derivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · security: The Restricted Stock Units ("RSUs") were issued pursuant to the terms of the Uni-Pixel, Inc. 2011 Stock Incentive Plan and a Restricted Stock Unit Notice of Grant and Agreement. As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection with such vesting. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of UniPixel common stock. F3 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020. F3 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020. Read SEC document |
| May 19, 2017 Filed May 22, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | PurchaseCommon Stock | 25,000 | $0.39 | $9,687.50 |
DisclosureSEC source: 0001209191-17-034309 · doc4.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,200 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.3866 to $0.3875. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document |
| May 01, 2017 Filed May 3, 2017 16:03 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029604 · doc4.xml · derivative · entry 2 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. LeVecchio on 6/8/2016 vested on 5/1/2017 according to the vesting schedule previously reported. F2 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. F2 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. Read SEC document |
| May 01, 2017 Filed May 3, 2017 16:03 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029604 · doc4.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. LeVecchio on 6/8/2016 vested on 5/1/2017 according to the vesting schedule previously reported. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 16:19 UTC | LegacyTexas Financial Group, Inc. LTXB · Entity 154011 | Exercise / conversionCommon Stock- stock option · Derivative | 15,000 | $0.00 Strike: $20.85 | $0.00 |
DisclosureSEC source: 0001487052-17-000084 · wf-form4_149332437755623.xml · derivative · entry 2 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 15,000 shares Expires 2023-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock options vest in five equal installments beginning on February 28, 2014 Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 16:19 UTC | LegacyTexas Financial Group, Inc. LTXB · Entity 154011 | Exercise / conversionCommon Stock | 15,000 | $20.85 | $312,750.00 |
DisclosureSEC source: 0001487052-17-000084 · wf-form4_149332437755623.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 16:15 UTC | LegacyTexas Financial Group, Inc. LTXB · Entity 154011 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001487052-17-000068 · wf-form4_149099131511159.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,730 F1 · kind: Grant of restricted stock vesting in full on the third anniversary of the grant date, March 29, 2020. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 16:41 UTC | LegacyTexas Financial Group, Inc. LTXB · Entity 154011 | SaleCommon Stock | 6,000 | $41.76 | $250,560.00 |
DisclosureSEC source: 0001487052-17-000042 · wf-form4_149004249903638.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,730 F1 · kind: This trade was effected pursuant to a trading plan adopted by the reporting person on November 18, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.68 to $42.00, inclusive. The reporting person undertakes to provide to LegacyTexas Financial Group, Inc., any security holder of LegacyTexas Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request,full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 16:08 UTC | LegacyTexas Financial Group, Inc. LTXB · Entity 154011 | SaleCommon Stock | 6,000 | $42.49 | $254,940.00 |
DisclosureSEC source: 0001487052-17-000029 · wf-form4_148727928909641.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,730 F1 · kind: This trade was effected pursuant to a trading plan adopted by the reporting person on November 18, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.20 to $42.57, inclusive. The reporting person undertakes to provide to LegacyTexas Financial Group, Inc., any security holder of LegacyTexas Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007590 · doc4.xml · derivative · entry 2 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. LeVecchio on 6/8/2016 vested on 2/1/2017 according to the vesting schedule previously reported. F2 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. F2 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007590 · doc4.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. LeVecchio on 6/8/2016 vested on 2/1/2017 according to the vesting schedule previously reported. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 16:17 UTC | LegacyTexas Financial Group, Inc. LTXB · Entity 154011 | SaleCommon Stock | 2,500 | $42.43 | $106,075.00 |
DisclosureSEC source: 0001487052-17-000010 · wf-form4_148486064947118.xml · nonDerivative · entry 2 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,730 F1 · kind: This trade was effected pursuant to a trading plan adopted by the reporting person on November 18, 2016. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 16:17 UTC | LegacyTexas Financial Group, Inc. LTXB · Entity 154011 | SaleCommon Stock | 3,500 | $41.06 | $143,710.00 |
DisclosureSEC source: 0001487052-17-000010 · wf-form4_148486064947118.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,230 F1 · kind: This trade was effected pursuant to a trading plan adopted by the reporting person on November 18, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.94 to $41.15, inclusive. The reporting person undertakes to provide to LegacyTexas Financial Group, Inc., any security holder of LegacyTexas Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request,full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:07 UTC | LegacyTexas Financial Group, Inc. LTXB · Entity 154011 | SaleCommon Stock | 6,000 | $41.86 | $251,160.00 |
DisclosureSEC source: 0001487052-16-000233 · wf-form4_148235444703236.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,730 F1 · kind: This trade was effected pursuant to a trading plan adopted by the reporting person on November 18, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.55 to $42.02, inclusive. The reporting person undertakes to provide to LegacyTexas Financial Group, Inc., any security holder of LegacyTexas Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request,full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:04 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148137 · doc4.xml · derivative · entry 2 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. LeVecchio on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported. F2 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. F2 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:04 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148137 · doc4.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. LeVecchio on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.