organization · Reporting owner
DB Municipal Holdings LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ · Entity 1432 | 10% owner | April 24, 2023 | April 26, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Report date April 24, 2023 · Filed April 26, 2023
Jointly reported with DEUTSCHE BANK AG\
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2023-04-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-04-24 · Other · Disposed 1,000 · Balance 0 F1: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG.
F2: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2023 Filed Apr 26, 2023 20:12 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | OtherAdjustable Rate MuniFund Term Preferred Shares | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-011726 · doc4.xml · nonDerivative · entry 1 DEUTSCHE BANK AG\ · CIK 0000948046 · 10% owner DB Municipal Holdings LLC · CIK 0001858246 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · kind: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F1 · price: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG. F1 · acquired: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · ownership.nature: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 18:26 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | OtherAdjustable Rate MuniFund Term Preferred Shares | 1,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-010677 · doc4.xml · nonDerivative · entry 1 DEUTSCHE BANK AG\ · CIK 0000948046 · 10% owner DB Municipal Holdings LLC · CIK 0001858246 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 1,000 F1 · kind: The 1,700 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2031 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,026.9589 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $26.9589 per share). DBMN holds 1,000 adjustable rate munifund term preferred shares, series 2032 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · kind: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F1 · price: The 1,700 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2031 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,026.9589 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $26.9589 per share). DBMN holds 1,000 adjustable rate munifund term preferred shares, series 2032 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F1 · acquired: The 1,700 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2031 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,026.9589 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $26.9589 per share). DBMN holds 1,000 adjustable rate munifund term preferred shares, series 2032 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · ownership.nature: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 19:50 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | OtherAdjustable Rate MuniFund Term Preferred Shares | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-022143 · doc4.xml · nonDerivative · entry 1 DEUTSCHE BANK AG\ · CIK 0000948046 · 10% owner DB Municipal Holdings LLC · CIK 0001858246 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,700 F1 · kind: The 1,000 adjustable rate munifund term preferred shares reported as acquired in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, DBMN held 1,700 adjustable rate munifund term preferred shares, series 2031 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · kind: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F1 · price: The 1,000 adjustable rate munifund term preferred shares reported as acquired in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, DBMN held 1,700 adjustable rate munifund term preferred shares, series 2031 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F1 · acquired: The 1,000 adjustable rate munifund term preferred shares reported as acquired in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, DBMN held 1,700 adjustable rate munifund term preferred shares, series 2031 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · ownership.nature: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.