organization · Reporting owner

DEUTSCHE BANK AG\

Disclosed activity across 3 companies

Tapewire entity: 114181
SEC CIK: 0000948046

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ · Entity 1432	10% owner	April 24, 2023	April 26, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND

Report date April 24, 2023 · Filed April 26, 2023

Jointly reported with DB Municipal Holdings LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative	IndirectBy Subsidiary	0	Reported balance After 2023-04-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-04-24 · Other · Disposed 1,000 · Balance 0 F1: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG.

F2: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Red Rock Resorts, Inc.

Report date November 10, 2016 · Filed November 18, 2016

Section 16 reporting ended · disclosed 2016-11-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	Direct	44,414	Reported balance After 2016-11-10 transaction · row 1 1 source row Row 1 · 2016-11-10 · Sale · Disposed 19,222,678 · Balance 44,414

Terrapin 3 Acquisition Corp

Report date December 08, 2016 · Filed December 12, 2016

Section 16 reporting ended · disclosed 2016-12-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2016-12-08 transaction · row 1 1 source row Row 1 · 2016-12-08 · Sale · Disposed 1,133,422 · Balance 0
Class A Common Stock Purchase WarrantSEC Table II · derivative / convertible security	Direct	871,100	Reported balance Holding disclosure · report date 2016-12-08 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 871,100 F1: Each Warrant entitles the holder to purchase one-half of one share of Common Stock at an exercise price of $5.75 per half share. F2: The Warrants are not currently exercisable. Each Warrant will become exercisable on the later of 30 days after the completion of the Issuer's "Business Combination" or 12 months from the closing of the "Public Offering", in each case as defined in the Issuer's Form 10-Q filed on November 9, 2016. F3: The Warrants will expire five years after the completion of the Issuer's "Business Combination", as defined in the Issuer's Form 10-Q filed on November 9, 2016, or earlier upon redemption or liquidation.

Filing footnotes · ownership attribution and instrument terms

F1: Each Warrant entitles the holder to purchase one-half of one share of Common Stock at an exercise price of $5.75 per half share.

F2: The Warrants are not currently exercisable. Each Warrant will become exercisable on the later of 30 days after the completion of the Issuer's "Business Combination" or 12 months from the closing of the "Public Offering", in each case as defined in the Issuer's Form 10-Q filed on November 9, 2016.

F3: The Warrants will expire five years after the completion of the Issuer's "Business Combination", as defined in the Issuer's Form 10-Q filed on November 9, 2016, or earlier upon redemption or liquidation.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 24, 2023 Filed Apr 26, 2023 20:12 UTC	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432	OtherAdjustable Rate MuniFund Term Preferred Shares	1,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-011726 · doc4.xml · nonDerivative · entry 1 DEUTSCHE BANK AG\ · CIK 0000948046 · 10% owner DB Municipal Holdings LLC · CIK 0001858246 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · kind: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F1 · price: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG. F1 · acquired: The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · ownership.nature: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document
April 03, 2023 Filed Apr 5, 2023 18:26 UTC	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432	OtherAdjustable Rate MuniFund Term Preferred Shares	1,700	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-010677 · doc4.xml · nonDerivative · entry 1 DEUTSCHE BANK AG\ · CIK 0000948046 · 10% owner DB Municipal Holdings LLC · CIK 0001858246 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 1,000 F1 · kind: The 1,700 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2031 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,026.9589 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $26.9589 per share). DBMN holds 1,000 adjustable rate munifund term preferred shares, series 2032 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · kind: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F1 · price: The 1,700 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2031 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,026.9589 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $26.9589 per share). DBMN holds 1,000 adjustable rate munifund term preferred shares, series 2032 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F1 · acquired: The 1,700 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2031 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,026.9589 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $26.9589 per share). DBMN holds 1,000 adjustable rate munifund term preferred shares, series 2032 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · ownership.nature: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document
June 09, 2022 Filed Jun 13, 2022 19:50 UTC	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432	OtherAdjustable Rate MuniFund Term Preferred Shares	1,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-22-022143 · doc4.xml · nonDerivative · entry 1 DEUTSCHE BANK AG\ · CIK 0000948046 · 10% owner DB Municipal Holdings LLC · CIK 0001858246 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,700 F1 · kind: The 1,000 adjustable rate munifund term preferred shares reported as acquired in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, DBMN held 1,700 adjustable rate munifund term preferred shares, series 2031 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · kind: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F1 · price: The 1,000 adjustable rate munifund term preferred shares reported as acquired in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, DBMN held 1,700 adjustable rate munifund term preferred shares, series 2031 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F1 · acquired: The 1,000 adjustable rate munifund term preferred shares reported as acquired in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, DBMN held 1,700 adjustable rate munifund term preferred shares, series 2031 issued by the Issuer. DBMN is a wholly owned subsidiary of Deutsche Bank AG. F2 · ownership.nature: This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document
December 08, 2016 Filed Dec 12, 2016 21:22 UTC	Terrapin 3 Acquisition Corp TRTL · Entity 180248	SaleClass A Common Stock	1,133,422	$10.00	$11,334,220.00	Disclosure SEC source: 0001667731-16-000100 · terrapinform4.xml · nonDerivative · entry 1 DEUTSCHE BANK AG\ · CIK 0000948046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
November 10, 2016 Filed Nov 18, 2016 22:17 UTC	Red Rock Resorts, Inc. RRR · Entity 321	SaleClass A common stock	19,222,678	$20.75	$398,870,568.50	Disclosure SEC source: 0001667731-16-000097 · redrockform4.xml · nonDerivative · entry 1 DEUTSCHE BANK AG\ · CIK 0000948046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,414 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.