PYNE J H

SEC source: 0001209191-23-027121 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,465

SEC source: 0001209191-23-004940 · doc4.xml · derivative · entry 4

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.expiration_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

SEC source: 0001209191-23-004940 · doc4.xml · nonDerivative · entry 2

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,698

SEC source: 0001209191-23-004940 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

SEC source: 0001209191-22-026862 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,824

SEC source: 0001209191-22-007515 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,711

F1 · price: The reported price is the weighted average sales price. The sales were at prices ranging from $65.00 to $65.06 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-007309 · doc4.xml · nonDerivative · entry 3

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,909

F3 · price: The reported price is the weighted average sales price. The sales were at prices ranging from $65.00 to $65.67 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-007309 · doc4.xml · nonDerivative · entry 2

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,650

F2 · price: The reported price is the weighted average sales price. The sales were at prices ranging from $65.00 to $65.15 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-007309 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,111

F1 · price: The reported price is the weighted average sales price. The sales were at prices ranging from $65.00 to $65.05 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-005047 · doc4.xml · derivative · entry 4

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,649

Underlying: Common Stock · 2,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.exercise_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.expiration_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

SEC source: 0001209191-22-005047 · doc4.xml · nonDerivative · entry 2

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,711

SEC source: 0001209191-22-005047 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

SEC source: 0001567619-21-008962 · doc1.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,828

SEC source: 0001567619-21-001515 · doc1.xml · derivative · entry 4

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,298

Underlying: Common Stock · 2,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.expiration_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

SEC source: 0001567619-21-001515 · doc1.xml · nonDerivative · entry 2

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,780

SEC source: 0001567619-21-001515 · doc1.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

SEC source: 0001567619-20-009337 · doc1.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,917

SEC source: 0001567619-20-001609 · doc1.xml · derivative · entry 4

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,947

Underlying: Common Stock · 2,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.expiration_date: These restricted stock units granted on February 22, 2018, vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

SEC source: 0001567619-20-001609 · doc1.xml · nonDerivative · entry 2

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,884

SEC source: 0001567619-20-001609 · doc1.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

SEC source: 0001209191-19-062140 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration.

F2 · kind: Included in the table above are a total of 2,275 Stock Units which were accelerated in connection with the Merger.

F2 · shares: Included in the table above are a total of 2,275 Stock Units which were accelerated in connection with the Merger.

F1 · price: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration.

SEC source: 0001209191-19-051863 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,046

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

SEC source: 0001209191-19-040284 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,880

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

SEC source: 0001209191-19-032778 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,592

F1 · shares: This restricted stock award was granted under the Fourth Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest on the date of the next annual meeting of the Company.

SEC source: 0001567619-19-009935 · doc1.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,340

SEC source: 0001209191-19-022649 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,431

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

SEC source: 0001567619-19-001757 · doc1.xml · derivative · entry 4

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,596

Underlying: Common Stock · 2,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.

SEC source: 0001567619-19-001757 · doc1.xml · nonDerivative · entry 2

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,972

SEC source: 0001567619-19-001757 · doc1.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.

SEC source: 0001209191-19-001069 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,176

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

SEC source: 0001209191-18-053288 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,876

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

SEC source: 0001567619-18-001902 · doc1.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,067

F1 · price: The reported price is the weighted average sales price. The sales were at prices ranging from $87.75 to $88.10 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.

SEC source: 0001567619-18-001867 · doc1.xml · nonDerivative · entry 2

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,133

F2 · shares: The shares sold include 5,182 shares previously owned indirectly through Kirby Corporation's 401(k) Plan.

F1 · price: The reported price is the weighted average sales price. The sales were at prices ranging from $87.75 to $88.05 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.

SEC source: 0001567619-18-001867 · doc1.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,233

F2 · shares: The shares sold include 5,182 shares previously owned indirectly through Kirby Corporation's 401(k) Plan.

SEC source: 0001209191-18-041022 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,648

F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.

SEC source: 0001209191-18-033421 · doc4.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,419

F1 · shares: This restricted stock award was granted under the Fourth Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest in two equal installments on the dates of the next two annual meetings of the Company.

SEC source: 0001140361-18-022277 · doc1.xml · derivative · entry 16

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,213 shares

Expires 2018-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · derivative · entry 15

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,823 shares

Expires 2018-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · nonDerivative · entry 8

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,885

F2 · price: The reported price is the weighted average sales price. The sales were at prices ranging from $87.50 to $89.025 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.

SEC source: 0001140361-18-022277 · doc1.xml · nonDerivative · entry 7

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · nonDerivative · entry 6

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · derivative · entry 14

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,823

Underlying: Common Stock · 18,208 shares

Expires 2018-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · derivative · entry 13

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,857 shares

Expires 2018-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · derivative · entry 12

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,742 shares

Expires 2018-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · derivative · entry 11

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,193 shares

Expires 2018-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · nonDerivative · entry 5

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,885

F1 · price: The reported price is the weighted average sales price. The sales were at prices ranging from $87.45 to $88.75 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.

SEC source: 0001140361-18-022277 · doc1.xml · nonDerivative · entry 4

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · nonDerivative · entry 3

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · nonDerivative · entry 2

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-022277 · doc1.xml · nonDerivative · entry 1

PYNE J H · CIK 0001203122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.