Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KIRBY CORPKEX · Entity 3677 | Director | May 01, 2023 | May 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KIRBY CORP
Report date May 01, 2023 · Filed May 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 112,465 |
Reported balance
After 2023-05-01 transaction · row 1
1 source rowRow 1 · 2023-05-01 · Grant · Acquired 2,767 · Balance 112,465 |
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Indirectby Daughter | 6,250 |
Reported balance
Holding disclosure · report date 2023-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,250 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENESEE & WYOMING INC
Report date December 30, 2019 · Filed December 30, 2019
Section 16 reporting ended · disclosed 2019-12-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-30 transaction · row 1
1 source rowRow 1 · 2019-12-30 · Disposition to issuer · Disposed 11,046 · Balance 0 F1: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. F2: Included in the table above are a total of 2,275 Stock Units which were accelerated in connection with the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration.
F2: Included in the table above are a total of 2,275 Stock Units which were accelerated in connection with the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2018 Filed May 2, 2018 22:21 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $.10 per share | 2,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-021343 · doc1.xml · nonDerivative · entry 3 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,885 Read SEC document |
| April 30, 2018 Filed May 2, 2018 22:21 UTC | KIRBY CORP KEX · Entity 3677 | Tax withholdingCommon Stock, par value $.10 per share | 12,060 | $85.30 | $1,028,718.00 |
DisclosureSEC source: 0001140361-18-021343 · doc1.xml · nonDerivative · entry 2 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,567 Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 16:46 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 298 | $70.14 | $20,901.72 |
DisclosureSEC source: 0001209191-18-023062 · doc4.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,118 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:56 UTC | KIRBY CORP KEX · Entity 3677 | GrantEmployee Stock Option (Right to Buy) · Derivative | 21,396 | $0.00 Strike: $75.50 | $0.00 |
DisclosureSEC source: 0001140361-18-010226 · doc1.xml · derivative · entry 2 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,396 Underlying: Common Stock · 21,396 shares Expires 2025-02-22 F3 · derivative.exercise_date: Option is exercisable 33% after one year, 67% after two years and 100% after three years from date of grant. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:56 UTC | KIRBY CORP KEX · Entity 3677 | GrantRestricted Stock Units · Derivative | 13,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010226 · doc1.xml · derivative · entry 1 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,245 Underlying: Common Stock · 13,245 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer. F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning 1/24/19. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates. F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning 1/24/19. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates. Read SEC document |
| February 13, 2018 Filed May 2, 2018 22:21 UTC | KIRBY CORP KEX · Entity 3677 | GiftCommon Stock, par value $.10 per share | 13 | $83.25 | $1,082.25 |
DisclosureSEC source: 0001140361-18-021343 · doc1.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,627 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 16:33 UTC | KIRBY CORP KEX · Entity 3677 | Tax withholdingCommon Stock, par value $.10 per share | 6,052 | $77.40 | $468,424.80 |
DisclosureSEC source: 0001140361-18-003325 · doc1.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,614 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 22:39 UTC Amendment | KIRBY CORP KEX · Entity 3677 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,413 | $0.00 Strike: $46.74 | $0.00 |
DisclosureSEC source: 0001140361-18-001260 · doc1.xml · derivative · entry 1 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,413 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Amended to correct the price of the derivative security. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 20:29 UTC | KIRBY CORP KEX · Entity 3677 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,413 | $68.95 Strike: $46.74 | $2,028,026.35 |
DisclosureSEC source: 0001140361-18-001194 · doc1.xml · derivative · entry 5 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,413 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 20:29 UTC | KIRBY CORP KEX · Entity 3677 | Tax withholdingCommon Stock, par value $.10 per share | 23,757 | $68.95 | $1,638,045.15 |
DisclosureSEC source: 0001140361-18-001194 · doc1.xml · nonDerivative · entry 2 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,666 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 20:29 UTC | KIRBY CORP KEX · Entity 3677 | Exercise / conversionCommon Stock, par value $.10 per share | 29,413 | $46.74 | $1,374,763.62 |
DisclosureSEC source: 0001140361-18-001194 · doc1.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:18 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 408 | $78.72 | $32,117.76 |
DisclosureSEC source: 0001209191-18-000857 · doc4.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,820 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 16:23 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 250 | $73.53 | $18,382.50 |
DisclosureSEC source: 0001209191-17-055084 · doc4.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,412 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:18 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 290 | $67.83 | $19,670.70 |
DisclosureSEC source: 0001209191-17-043309 · doc4.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,162 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| May 24, 2017 Filed May 25, 2017 16:31 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035399 · doc4.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,872 F1 · shares: This restricted stock award was granted under the Third Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest in three equal installments on the dates of the next three annual meetings of the Company. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:17 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 307 | $68.10 | $20,906.70 |
DisclosureSEC source: 0001209191-17-024748 · doc4.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,483 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:28 UTC | KIRBY CORP KEX · Entity 3677 | GrantEmployee Stock Option (Right to Buy) · Derivative | 24,213 | $0.00 Strike: $68.50 | $0.00 |
DisclosureSEC source: 0001140361-17-005097 · doc1.xml · derivative · entry 4 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,213 Underlying: Common Stock · 24,213 shares Expires 2024-02-06 F1 · derivative.exercise_date: Option is exercisable 33% after one year, 67% after two years and 100% after three years from date of grant. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:28 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $.10 per share | 14,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-005097 · doc1.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,010 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 22:00 UTC | KIRBY CORP KEX · Entity 3677 | Tax withholdingCommon Stock, par value $.10 per share | 6,837 | $66.20 | $452,609.40 |
DisclosureSEC source: 0001140361-17-003033 · doc1.xml · nonDerivative · entry 2 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,410 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:16 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 318 | $69.59 | $22,129.62 |
DisclosureSEC source: 0001209191-17-000849 · doc4.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| December 08, 2016 Filed Jan 26, 2017 22:00 UTC | KIRBY CORP KEX · Entity 3677 | GiftCommon Stock, par value $.10 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003033 · doc1.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,247 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:23 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 270 | $68.10 | $18,387.00 |
DisclosureSEC source: 0001209191-16-144496 · doc4.xml · nonDerivative · entry 1 PYNE J H · CIK 0001203122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,858 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.