Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
C3.ai, Inc.
Report date December 12, 2022 · Filed May 03, 2023
Section 16 reporting ended · disclosed 2023-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2022-12-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-12-12 · Gift · Disposed 217,755 · Balance 0 F1: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | Direct | 313,966 |
Reported balance
After 2022-12-12 transaction · row 2
1 source rowRow 2 · 2022-12-12 · Gift · Acquired 217,755 · Balance 313,966 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2020 Filed Dec 11, 2020 16:13 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 41,707 | $2.04 | $85,082.28 |
DisclosureSEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 6 HOUSE PATRICIA A · CIK 0001241633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2020 Filed Dec 11, 2020 16:13 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 27,082 | $1.86 | $50,372.52 |
DisclosureSEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 5 HOUSE PATRICIA A · CIK 0001241633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2020 Filed Dec 11, 2020 16:13 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 23,333 | $1.86 | $43,399.38 |
DisclosureSEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 4 HOUSE PATRICIA A · CIK 0001241633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2020 Filed Dec 11, 2020 16:13 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 13,468 | $1.68 | $22,626.24 |
DisclosureSEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 3 HOUSE PATRICIA A · CIK 0001241633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2020 Filed Dec 11, 2020 16:13 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 8,979 | $1.56 | $14,007.24 |
DisclosureSEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 2 HOUSE PATRICIA A · CIK 0001241633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2020 Filed Dec 11, 2020 16:13 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 33,319 | $0.60 | $19,991.40 |
DisclosureSEC source: 0001209191-20-062923 · doc4.xml · nonDerivative · entry 1 HOUSE PATRICIA A · CIK 0001241633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2020 Filed Dec 11, 2020 16:13 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 151,333 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001209191-20-062923 · doc4.xml · derivative · entry 14 HOUSE PATRICIA A · CIK 0001241633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,333 Underlying: Class A Common Stock · 151,333 shares Expires 2030-08-26 F2 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on August 28, 2020 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.