Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CME GROUP INC.CME · Entity 2909 | Sr MD Gen Counsel & Corp Secr | March 15, 2022 | March 17, 2022 |
| KEMPER CorpKMPR · Entity 719 | Director | May 03, 2023 | May 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CME GROUP INC.
Report date March 15, 2022 · Filed March 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Class ASEC Table I · non-derivative | Direct | 41,466 |
Ending reported balance
After 2022-03-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-03-15 · Grant · Acquired 2,542 · Balance 42,627 F1: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021. Row 2 · 2022-03-15 · Tax withholding · Disposed 881 · Balance 41,746 F2: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Row 3 · 2022-03-15 · Gift · Disposed 280 · Balance 41,466 F3: This transaction involved a gift of securities from the reporting person to a charitable organization. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021.
F2: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F3: This transaction involved a gift of securities from the reporting person to a charitable organization.
KEMPER Corp
Report date May 03, 2023 · Filed May 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,831 |
Reported balance
After 2023-05-03 transaction · row 1
1 source rowRow 1 · 2023-05-03 · Grant · Acquired 2,933 · Balance 17,831 F1: Award of restricted stock units based on a grant date value of $130,000 under the Kemper Corporation 2023 Omnibus Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units based on a grant date value of $130,000 under the Kemper Corporation 2023 Omnibus Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2023 Filed May 4, 2023 20:29 UTC | KEMPER Corp KMPR · Entity 719 | GrantCommon Stock | 2,933 | $0.00 | $0.00 |
DisclosureSEC source: 0000860748-23-000103 · wf-form4_168323215742076.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,831 F1 · shares: Award of restricted stock units based on a grant date value of $130,000 under the Kemper Corporation 2023 Omnibus Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement. Read SEC document |
| May 04, 2022 Filed May 5, 2022 19:09 UTC | KEMPER Corp KMPR · Entity 719 | GrantCommon Stock | 2,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000860748-22-000095 · wf-form4_165177774568404.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,898 F1 · shares: Award of restricted stock units based on a grant date value of $130,000 under the Kemper Corporation 2020 Omnibus Equity Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:42 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-22-000129 · wf-form4_164754973256520.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,466 F3 · kind: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:42 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 881 | $232.00 | $204,392.00 |
DisclosureSEC source: 0001156375-22-000129 · wf-form4_164754973256520.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,746 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:42 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 2,542 | $232.00 | $589,744.00 |
DisclosureSEC source: 0001156375-22-000129 · wf-form4_164754973256520.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,627 F1 · shares: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 00:41 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-22-000096 · wf-form4_164730485119591.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,085 F2 · shares: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 00:41 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 4,000 | $227.15 | $908,612.00 |
DisclosureSEC source: 0001156375-22-000096 · wf-form4_164730485119591.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,368 F1 · shares: On March 11, 2022, Ms. Cronin sold an aggregate of 4,000 shares of CME Group Class A common stock. For reporting purposes, the sale prices within $1 range have been aggregated and the weighted average has been reported. The price range was $227.10 to $227.264. The Company maintains a record of the transaction and copies will be provided upon request. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 19:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 315 | $188.69 | $59,437.35 |
DisclosureSEC source: 0001156375-21-000146 · wf-form4_163190695083549.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,368 F1 · shares: Ms. Kathleen Marie Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2021. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 16:22 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-21-000113 · wf-form4_163180931191824.xml · nonDerivative · entry 4 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,683 Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 16:22 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 404 | $188.96 | $76,339.84 |
DisclosureSEC source: 0001156375-21-000113 · wf-form4_163180931191824.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,311 F2 · shares: Ms. Kathleen Marie Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2021. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 16:22 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 403 | $188.96 | $76,150.88 |
DisclosureSEC source: 0001156375-21-000113 · wf-form4_163180931191824.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,715 F2 · shares: Ms. Kathleen Marie Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2021. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 16:22 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 363 | $188.85 | $68,552.55 |
DisclosureSEC source: 0001156375-21-000113 · wf-form4_163180931191824.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,118 F1 · shares: Ms. Kathleen Marie Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2021. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 23:07 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 4,092 | $215.31 | $881,048.52 |
DisclosureSEC source: 0001156375-21-000060 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,481 F1 · price: On June 14, 2021, Ms. Cronin sold an aggregate of 4,092 shares of CME Group Class A common stock. For reporting purposes, the sale prices within $1 range have been aggregated and the weighted average has been reported. The price range was $215.10 to $215.49. The Company maintains a record of the transaction and copies will be provided upon request. Read SEC document |
| May 26, 2021 Filed May 27, 2021 19:29 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 395 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-21-000056 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,573 F1 · shares: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| May 25, 2021 Filed May 27, 2021 19:29 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-21-000056 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,968 F1 · shares: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| May 05, 2021 Filed May 6, 2021 23:24 UTC | KEMPER Corp KMPR · Entity 719 | GrantCommon Stock | 1,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000860748-21-000095 · wf-form4_162034347605511.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,373 F1 · shares: Award of restricted stock units based on a grant date value of $130,000 under the Kemper Corporation 2020 Omnibus Equity Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:20 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 2,732 | $209.09 | $571,233.88 |
DisclosureSEC source: 0001156375-21-000027 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,201 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:20 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 7,048 | $209.09 | $1,473,666.32 |
DisclosureSEC source: 0001156375-21-000027 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,933 F1 · shares: Represents shares earned from a 2017 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2018-2020. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 23:06 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 6,208 | $178.41 | $1,107,569.28 |
DisclosureSEC source: 0001156375-20-000126 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,885 Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:59 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 327 | $170.20 | $55,655.40 |
DisclosureSEC source: 0001156375-20-000101 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,093 F1 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 01:30 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 443 | $168.10 | $74,468.30 |
DisclosureSEC source: 0001156375-20-000089 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,067 F2 · shares: Ms. Kathleen Marie Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 01:30 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 415 | $168.10 | $69,761.50 |
DisclosureSEC source: 0001156375-20-000089 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,510 F2 · shares: Ms. Kathleen Marie Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:59 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000101 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,420 Read SEC document |
| September 14, 2020 Filed Sep 17, 2020 01:30 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 376 | $166.08 | $62,446.08 |
DisclosureSEC source: 0001156375-20-000089 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,925 F1 · shares: Ms. Kathleen Marie Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2020. Read SEC document |
| August 31, 2020 Filed Sep 17, 2020 21:59 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 439 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000101 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,862 Read SEC document |
| May 05, 2020 Filed May 6, 2020 21:05 UTC | KEMPER Corp KMPR · Entity 719 | GrantCommon Stock | 2,007 | $0.00 | $0.00 |
DisclosureSEC source: 0000860748-20-000089 · wf-form4_158879909882737.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,703 F1 · shares: Award of restricted stock units based on a grant date value of $130,000 under the Kemper Corporation 2020 Omnibus Equity Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 2,129 | $182.01 | $387,499.29 |
DisclosureSEC source: 0001156375-20-000018 · edgardoc.xml · nonDerivative · entry 4 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,301 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000018 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,430 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,734 | $182.01 | $315,605.34 |
DisclosureSEC source: 0001156375-20-000018 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,626 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000018 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,360 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 20:34 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 3,371 | $204.12 | $688,088.52 |
DisclosureSEC source: 0001156375-19-000117 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,826 F1 · price: On December 13, 2019, Ms. Cronin sold an aggregate of 3,371 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $204.11 to $204.18. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| November 15, 2019 Filed Feb 13, 2020 18:37 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000007 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,556 F1 · kind: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000095 · edgardoc.xml · nonDerivative · entry 8 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,197 Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 353 | $205.80 | $72,647.40 |
DisclosureSEC source: 0001156375-19-000095 · edgardoc.xml · nonDerivative · entry 7 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,117 F3 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 443 | $205.80 | $91,169.40 |
DisclosureSEC source: 0001156375-19-000095 · edgardoc.xml · nonDerivative · entry 6 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,470 F3 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 478 | $205.80 | $98,372.40 |
DisclosureSEC source: 0001156375-19-000095 · edgardoc.xml · nonDerivative · entry 5 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F3 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019. Read SEC document |
| September 14, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 396 | $205.80 | $81,496.80 |
DisclosureSEC source: 0001156375-19-000095 · edgardoc.xml · nonDerivative · entry 4 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,391 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2019. Read SEC document |
| August 27, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000095 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,787 F1 · shares: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| August 27, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000095 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,907 F1 · shares: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| May 21, 2019 Filed May 22, 2019 13:59 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,960 | $0.00 Strike: $54.37 | $0.00 |
DisclosureSEC source: 0001156375-19-000047 · edgardoc.xml · derivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 4,960 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| May 21, 2019 Filed May 22, 2019 13:59 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 4,960 | $186.69 | $925,982.40 |
DisclosureSEC source: 0001156375-19-000047 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,377 Read SEC document |
| May 21, 2019 Filed May 22, 2019 13:59 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 4,960 | $54.37 | $269,675.20 |
DisclosureSEC source: 0001156375-19-000047 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000095 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,027 F1 · shares: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:54 UTC | KEMPER Corp KMPR · Entity 719 | GrantCommon Stock | 1,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000860748-19-000104 · edgar.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,696 F1 · shares: Award of restricted stock units based on a grant date value of $130,000 under the Kemper Corporation 2011 Omnibus Equity Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,628 | $170.14 | $276,987.92 |
DisclosureSEC source: 0001156375-19-000017 · edgardoc.xml · nonDerivative · entry 4 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,377 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000017 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,005 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,628 | $170.14 | $276,987.92 |
DisclosureSEC source: 0001156375-19-000017 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,331 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000017 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,959 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:47 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,021 | $0.00 Strike: $54.30 | $0.00 |
DisclosureSEC source: 0001156375-19-000015 · edgardoc.xml · derivative · entry 6 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 7,021 shares Expires 2020-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:47 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,319 | $0.00 Strike: $54.30 | $0.00 |
DisclosureSEC source: 0001156375-19-000015 · edgardoc.xml · derivative · entry 5 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,021 Underlying: Common Stock Class A · 1,319 shares Expires 2020-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.