Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CME GROUP INC.CME · Entity 2909 | Sr MD Gen Counsel & Corp Secr | March 15, 2022 | March 17, 2022 |
| KEMPER CorpKMPR · Entity 719 | Director | May 03, 2023 | May 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CME GROUP INC.
Report date March 15, 2022 · Filed March 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Class ASEC Table I · non-derivative | Direct | 41,466 |
Ending reported balance
After 2022-03-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-03-15 · Grant · Acquired 2,542 · Balance 42,627 F1: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021. Row 2 · 2022-03-15 · Tax withholding · Disposed 881 · Balance 41,746 F2: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Row 3 · 2022-03-15 · Gift · Disposed 280 · Balance 41,466 F3: This transaction involved a gift of securities from the reporting person to a charitable organization. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021.
F2: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F3: This transaction involved a gift of securities from the reporting person to a charitable organization.
KEMPER Corp
Report date May 03, 2023 · Filed May 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,831 |
Reported balance
After 2023-05-03 transaction · row 1
1 source rowRow 1 · 2023-05-03 · Grant · Acquired 2,933 · Balance 17,831 F1: Award of restricted stock units based on a grant date value of $130,000 under the Kemper Corporation 2023 Omnibus Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units based on a grant date value of $130,000 under the Kemper Corporation 2023 Omnibus Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2019 Filed Mar 18, 2019 18:47 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 7,021 | $167.45 | $1,175,699.45 |
DisclosureSEC source: 0001156375-19-000015 · edgardoc.xml · nonDerivative · entry 4 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,285 F1 · price: On March 14, 2019, Ms. Cronin sold a total of 7,021 shares of CME Group Class A common stock at an average price of $167.45 per share, including the exercise of options. The price ranges were $167.45 through $167.49. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:47 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 7,021 | $54.30 | $381,240.30 |
DisclosureSEC source: 0001156375-19-000015 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:47 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 1,319 | $168.00 | $221,592.00 |
DisclosureSEC source: 0001156375-19-000015 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,285 Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:47 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 1,319 | $54.30 | $71,621.70 |
DisclosureSEC source: 0001156375-19-000015 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 411 | $173.15 | $71,164.65 |
DisclosureSEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 6 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,285 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 453 | $173.15 | $78,436.95 |
DisclosureSEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 5 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,696 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 486 | $173.15 | $84,150.90 |
DisclosureSEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 4 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,149 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 357 | $173.15 | $61,814.55 |
DisclosureSEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,635 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,992 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:06 UTC | KEMPER Corp KMPR · Entity 719 | GrantCommon Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000860748-18-000082 · edgar.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,220 F1 · shares: Award of deferred stock units that are vested on the grant date and convert to shares of Common Stock on the date of the reporting person's departure from Kemper Corporation's board of directors. The number of units is based on a grant date value of $110,000.00 pursuant to the current non-employee director compensation program. Read SEC document |
| June 01, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 408 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,312 F1 · kind: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 17:37 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,320 | $0.00 Strike: $56.87 | $0.00 |
DisclosureSEC source: 0001156375-18-000053 · edgardoc.xml · derivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 5,320 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of September 15, 2013, this option vested with respect to 100% of the option. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 17:37 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 5,320 | $164.75 | $876,470.53 |
DisclosureSEC source: 0001156375-18-000053 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,720 Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 17:37 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 5,320 | $56.87 | $302,548.40 |
DisclosureSEC source: 0001156375-18-000053 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 3,019 | $165.66 | $500,127.54 |
DisclosureSEC source: 0001156375-18-000029 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,720 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:29 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 8,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000029 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,739 F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 18:34 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 277 | $131.29 | $36,367.33 |
DisclosureSEC source: 0001156375-17-000090 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,182 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:34 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,374 | $131.29 | $180,392.46 |
DisclosureSEC source: 0001156375-17-000090 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,459 F1 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:34 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000090 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,833 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 19:14 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,625 | $0.00 Strike: $83.88 | $0.00 |
DisclosureSEC source: 0001156375-17-000056 · edgardoc.xml · derivative · entry 6 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 6,625 shares Expires 2018-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 19:14 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $56.87 | $0.00 |
DisclosureSEC source: 0001156375-17-000056 · edgardoc.xml · derivative · entry 5 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,320 Underlying: Common Stock Class A · 1,500 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 19:14 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 1,500 | $127.35 | $191,020.35 |
DisclosureSEC source: 0001156375-17-000056 · edgardoc.xml · nonDerivative · entry 4 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,549 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 19:14 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 1,500 | $56.87 | $85,305.00 |
DisclosureSEC source: 0001156375-17-000056 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 19:14 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 6,625 | $127.35 | $843,673.21 |
DisclosureSEC source: 0001156375-17-000056 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,549 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 19:14 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 6,625 | $83.88 | $555,705.00 |
DisclosureSEC source: 0001156375-17-000056 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed Feb 6, 2018 22:27 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000009 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,069 F1 · kind: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| May 09, 2017 Filed Feb 6, 2018 22:27 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000009 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,199 F1 · kind: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| May 03, 2017 Filed May 5, 2017 20:27 UTC | KEMPER Corp KMPR · Entity 719 | GrantCommon Stock | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000860748-17-000040 · edgar.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 F1 · shares: Award of deferred stock units that are vested on the grant date and convert to shares of Common Stock on the date of the reporting person's departure from Kemper Corporation's board of directors. The number of units is based on a grant date value of $110,000.00 pursuant to the current non-employee director compensation program. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:34 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 5,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000025 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,449 F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:34 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 2,047 | $124.74 | $255,342.78 |
DisclosureSEC source: 0001156375-17-000025 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,885 F1 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2017 Filed May 15, 2017 15:01 UTC Amendment | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 5,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000046 · primary_doc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,549 F1 · kind: This Form 4A is being filed to correct the number of shares acquired by Ms. Cronin on March 15, 2017. The original Form 4 misstated the amount. F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:54 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,900 | $0.00 Strike: $110.54 | $0.00 |
DisclosureSEC source: 0001156375-17-000023 · edgardoc.xml · derivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 5,900 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of 6/15/2011, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:54 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 5,900 | $124.26 | $733,134.00 |
DisclosureSEC source: 0001156375-17-000023 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,932 Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:54 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 5,900 | $110.54 | $652,186.00 |
DisclosureSEC source: 0001156375-17-000023 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 20:20 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 276 | $109.65 | $30,263.40 |
DisclosureSEC source: 0001156375-16-000226 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,932 F1 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 19:37 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 848 | $109.28 | $92,669.44 |
DisclosureSEC source: 0001156375-16-000212 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,404 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:20 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-16-000226 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,208 Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 19:37 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 322 | $107.55 | $34,631.10 |
DisclosureSEC source: 0001156375-16-000212 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,252 F1 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.