Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director · Executive Chairman | July 24, 2024 | July 26, 2024 |
| Walt Disney CoDIS · Entity 1887 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date July 24, 2024 · Filed July 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 406,351.438 |
Reported balance
After 2024-07-24 transaction · row 1
1 source rowRow 1 · 2024-07-24 · Gift · Disposed 9,700 · Balance 406,351.438 |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust | 150,000 |
Reported balance
Holding disclosure · report date 2024-07-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 150,000 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,008.032 |
Reported balance
Holding disclosure · report date 2024-07-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,008.032 |
Walt Disney Co
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Disney Common StockSEC Table I · non-derivative | Direct | 11,961.7 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,386.1 · Balance 11,961.7 F1: Includes: (1) 509.7 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 876.4 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. |
| Disney Common StockSEC Table I · non-derivative | Indirectby Grantor Retained Annuity Trust | 38,000 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 38,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes: (1) 509.7 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 876.4 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2021 Filed Feb 12, 2021 21:16 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010124 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,072.596 Read SEC document |
| February 04, 2021 Filed Feb 12, 2021 21:16 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010124 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,122.596 Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:29 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 3,025 | $73.59 | $222,600.07 |
DisclosureSEC source: 0001209191-21-004874 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,722.596 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.55 to $73.65, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:29 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 171,975 | $73.11 | $12,573,522.19 |
DisclosureSEC source: 0001209191-21-004874 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,747.596 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.55 to $73.54, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:29 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 52,277 | $74.84 | $3,912,410.68 |
DisclosureSEC source: 0001209191-21-004874 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196,722.596 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 19, 2018 and January 18, 2019. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:29 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 105,188.36 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004874 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,999.596 F1 · kind: Restricted Stock Units granted in 2021 as part of 2020 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 23, 2020 Filed Nov 16, 2020 21:43 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 3,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058475 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,141,932.378 Read SEC document |
| July 17, 2020 Filed Jul 17, 2020 20:14 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100 | $53.01 | $5,301.00 |
DisclosureSEC source: 0001209191-20-042807 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143,773.475 Read SEC document |
| July 17, 2020 Filed Jul 17, 2020 20:14 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 149,900 | $52.39 | $7,852,766.33 |
DisclosureSEC source: 0001209191-20-042807 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143,873.475 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.01 to $53, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 273,670 | $45.41 | $12,427,354.70 |
DisclosureSEC source: 0001209191-20-013811 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296,585.173 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted in prior years and the LTIP Awards described in footnote (1). Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 169,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013811 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570,255.173 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2017. Read SEC document |
| February 25, 2020 Filed Jun 3, 2020 20:03 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 3,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033931 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293,773.475 Read SEC document |
| February 24, 2020 Filed Jun 3, 2020 20:03 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033931 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,084.475 Read SEC document |
| January 17, 2020 Filed Jan 17, 2020 21:28 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 61,436 | $56.44 | $3,467,447.84 |
DisclosureSEC source: 0001209191-20-003999 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399,229.542 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2017. Read SEC document |
| January 17, 2020 Filed Jan 17, 2020 21:28 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 111,747.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003999 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460,665.542 F1 · kind: Restricted Stock Units granted in 2020 as part of 2019 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 21, 2019 Filed Dec 2, 2019 21:25 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 4,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058543 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,348,919.205 Read SEC document |
| August 07, 2019 Filed Aug 29, 2019 20:22 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047702 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351,227.323 Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:04 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 131,068 | $42.19 | $5,529,758.92 |
DisclosureSEC source: 0001209191-19-014439 · doc4.xml · nonDerivative · entry 5 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,154.684 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 20, 2016 and earned on February 26, 2019 as described in footnote (1). Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:04 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 245,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014439 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584,222.684 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 20, 2016. Read SEC document |
| February 20, 2019 Filed Feb 28, 2019 21:04 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014439 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338,231.684 Read SEC document |
| February 19, 2019 Filed Feb 28, 2019 21:04 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014439 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338,896.684 Read SEC document |
| January 22, 2019 Filed Feb 28, 2019 21:04 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 5,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014439 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339,491.684 Read SEC document |
| January 18, 2019 Filed Jan 18, 2019 21:23 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 96,230 | $42.53 | $4,092,661.90 |
DisclosureSEC source: 0001209191-19-004554 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343,309.45 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2016. Read SEC document |
| January 18, 2019 Filed Jan 18, 2019 21:23 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 158,795.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004554 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,439,539.45 F1 · kind: Restricted Stock Units granted in 2019 as part of 2018 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 23, 2018 Filed Aug 29, 2018 20:32 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 5,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048805 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,278,436.207 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 20,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014982 · doc4.xml · nonDerivative · entry 5 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Grantor Retained Annuity Trust Disclosed balance after: 52,400 F2 · balance_after: Since the Reporting Person's last report, 9,857 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust ("GRAT") were transferred back to the Reporting Person in satisfaction of an annuity payment and 52,400 shares previously reported as directly beneficially owned were transferred to a GRAT. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 102,792 | $57.01 | $5,860,171.92 |
DisclosureSEC source: 0001209191-18-014982 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,690.647 F3 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2015 and earned on February 27, 2018 as described in footnote (1). Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 193,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014982 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,482.647 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2015. F2 · balance_after: Since the Reporting Person's last report, 9,857 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust ("GRAT") were transferred back to the Reporting Person in satisfaction of an annuity payment and 52,400 shares previously reported as directly beneficially owned were transferred to a GRAT. Read SEC document |
| February 20, 2018 Filed Mar 1, 2018 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 3,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014982 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232,878.647 Read SEC document |
| February 16, 2018 Filed Mar 1, 2018 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014982 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,518.647 Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:16 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100,000 | $55.34 | $5,533,810.00 |
DisclosureSEC source: 0001209191-18-010823 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,467.567 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.16 to $55.60, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:16 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 6,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010823 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335,467.567 Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 21:34 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 69,770 | $55.84 | $3,895,956.80 |
DisclosureSEC source: 0001209191-18-004566 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,341,711.567 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2015. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 21:34 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 20,791.84 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004566 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411,481.567 F1 · kind: Restricted Stock Units granted in 2018 as part of 2017 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:06 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 212,366 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-17-047297 · doc4.xml · derivative · entry 6 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 212,366 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on February 2, 2012. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:06 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 4,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047297 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386,014.105 Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:06 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 212,366 | $47.26 | $10,037,011.78 |
DisclosureSEC source: 0001209191-17-047297 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390,243.105 F1 · shares: Shares sold in connection with an exercise of Employee Stock Options that expire on January 21, 2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.20 to $47.35, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:06 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 212,366 | $30.01 | $6,373,103.66 |
DisclosureSEC source: 0001209191-17-047297 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,602,609.105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:07 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 212,365 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · derivative · entry 7 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,366 Underlying: Common Stock · 212,365 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on February 2, 2012. The Reporting Person continues to hold 212,366 vested Employee Stock Options with an exercise price of $30.01 that expire on January 21, 2018. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:07 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 212,365 | $42.93 | $9,117,530.25 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388,213.242 F1 · shares: Shares sold in connection with an exercise of Employee Stock Options that expire on January 21, 2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.80 to $43.185, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:07 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 212,365 | $30.01 | $6,373,073.65 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,578.242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:07 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388,213.242 Read SEC document |
| April 26, 2017 Filed May 12, 2017 20:07 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,378.242 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:04 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 102,861 | $45.67 | $4,697,661.87 |
DisclosureSEC source: 0001209191-17-017403 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390,502.242 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2014 and earned on March 1, 2017 as described in footnote (1). F3 · balance_after: Since the Reporting Person's last report, 9,422 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:04 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 184,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017403 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,483,941.242 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2014. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 21:03 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 284,827 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · derivative · entry 7 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 284,827 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on January 27, 2014. The Reporting Person continues to hold 424,731 vested Employee Stock Options with an exercise price of $30.01 that expire on January 21, 2018. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 21:03 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 284,827 | $42.30 | $12,047,213.69 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304,371.933 F3 · shares: Shares sold in connection with an exercise of Employee Stock Options that expire on January 22, 2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.96 to $42.57, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 21:03 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 284,827 | $22.98 | $6,545,324.46 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589,198.933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Mar 3, 2017 21:04 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 6,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017403 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,781.933 Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:03 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 42,328 | $42.15 | $1,784,125.20 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304,371.933 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.