Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director · Executive Chairman | July 24, 2024 | July 26, 2024 |
| Walt Disney CoDIS · Entity 1887 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date July 24, 2024 · Filed July 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 406,351.438 |
Reported balance
After 2024-07-24 transaction · row 1
1 source rowRow 1 · 2024-07-24 · Gift · Disposed 9,700 · Balance 406,351.438 |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust | 150,000 |
Reported balance
Holding disclosure · report date 2024-07-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 150,000 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,008.032 |
Reported balance
Holding disclosure · report date 2024-07-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,008.032 |
Walt Disney Co
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Disney Common StockSEC Table I · non-derivative | Direct | 11,961.7 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,386.1 · Balance 11,961.7 F1: Includes: (1) 509.7 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 876.4 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. |
| Disney Common StockSEC Table I · non-derivative | Indirectby Grantor Retained Annuity Trust | 38,000 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 38,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes: (1) 509.7 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 876.4 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 22:03 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 1,386.1 | $104.88 | $145,374.17 |
DisclosureSEC source: 0001628280-26-064462 · wk-form4_1790964196.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,961.7 F1 · shares: Includes: (1) 509.7 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 876.4 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:03 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 1,364 | $100.80 | $137,491.20 |
DisclosureSEC source: 0001628280-26-046866 · wk-form4_1783022592.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,575.6 F1 · shares: Includes: (1) 502.2 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 861.8 deferred stock units under the Plan credited as a quarterly grant under the Plan. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 22:01 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 1,477.1 | $96.96 | $143,219.62 |
DisclosureSEC source: 0001628280-26-023330 · wk-form4_1775167292.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,211.6 F1 · shares: Includes: (1) 543.1 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 934.0 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 17:38 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 1,216.5 | $113.02 | $137,488.83 |
DisclosureSEC source: 0001628280-26-000269 · wk-form4_1767634692.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,734.5 F1 · shares: Includes: (1) 447.9 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 768.6 deferred stock units under the Plan credited as a quarterly grant under the Plan. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 21:52 UTC | Walt Disney Co DIS · Entity 1887 | PurchaseDisney Common Stock | 18,000 | $111.89 | $2,013,942.60 |
DisclosureSEC source: 0001628280-25-057069 · wk-form4_1765835575.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Grantor Retained Annuity Trust Disclosed balance after: 38,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $111.64 to $112.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: On December 12, 2025, the Reporting Person contributed 20,000 shares of the Issuer's common stock, previously reported as directly beneficially owned, to a grantor retained annuity trust of which the Reporting Person is the sole grantor, trustee and annuitant. This contribution is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:43 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 1,122.2 | $113.73 | $127,627.81 |
DisclosureSEC source: 0001628280-25-043774 · wk-form4_1759437819.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,518 F1 · shares: Includes: (1) 420.2 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 702.0 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 23:59 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 1,046.7 | $119.43 | $125,007.38 |
DisclosureSEC source: 0001628280-25-034111 · wk-form4_1751500745.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,395.8 F1 · shares: Includes: (1) 392.5 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 654.2 deferred stock units under the Plan credited as a quarterly grant under the Plan. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 23:15 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 1,265.7 | $99.61 | $126,076.38 |
DisclosureSEC source: 0001744489-25-000088 · wk-form4_1743635714.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,349.1 F1 · shares: 473.5 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan (the "Plan"), pursuant to the elective deferral provisions of the Plan. An additional 792.2 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 23:44 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 793.3 | $111.88 | $88,754.40 |
DisclosureSEC source: 0001744489-25-000027 · wk-form4_1735861468.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,083.4 F1 · shares: 257 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan (the "Plan"), pursuant to the elective deferral provisions of the Plan. An additional 536.3 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 17:05 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 948.8 | $94.13 | $89,310.54 |
DisclosureSEC source: 0001744489-24-000260 · wk-form4_1727888742.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,290.1 F1 · shares: 307.4 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan (the "Plan"), pursuant to the elective deferral provisions of the Plan. An additional 641.4 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company. Read SEC document |
| July 24, 2024 Filed Jul 26, 2024 20:09 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 9,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-033149 · wk-form4_1722024560.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,351.438 Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 20:26 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 200,000 | $105.06 | $21,012,300.00 |
DisclosureSEC source: 0001628280-24-032318 · wk-form4_1721420793.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust Disclosed balance after: 150,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $104.81 to $105.45, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 21:12 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 874.3 | $101.51 | $88,750.19 |
DisclosureSEC source: 0001744489-24-000212 · wk-form4_1719954723.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,341.3 F1 · shares: 283.2 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 591.1 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. Read SEC document |
| May 08, 2024 Filed May 9, 2024 23:06 UTC | Walt Disney Co DIS · Entity 1887 | PurchaseDisney Common Stock | 20,000 | $106.03 | $2,120,628.00 |
DisclosureSEC source: 0001744489-24-000157 · wk-form4_1715295981.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,467 F1 · price: Shares were purchased in 153 incremental transactions pursuant to a single purchase order. The purchase price of individual transactions ranged from $105.98 to $106.07 per share. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the issuer of the securities herein, or to a securities holder the complete purchase data, including the number of shares purchased at each separate price. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:06 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100,000 | $90.21 | $9,020,530.00 |
DisclosureSEC source: 0001628280-24-016944 · wk-form4_1713557204.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,870.286 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $90.00 to $90.48, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 31, 2024 Filed Apr 3, 2024 00:25 UTC | Walt Disney Co DIS · Entity 1887 | GrantDisney Common Stock | 467 | $116.95 | $54,615.65 |
DisclosureSEC source: 0001744489-24-000136 · wk-form4_1712103924.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467 F1 · shares: 151.3 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 315.7 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:16 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 165,527 | $85.46 | $14,145,937.42 |
DisclosureSEC source: 0001628280-24-006646 · wk-form4_1708722978.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,870.286 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1). Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:16 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 299,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-006646 · wk-form4_1708722978.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 680,397.286 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 21, 2021. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100,000 | $87.30 | $8,730,220.00 |
DisclosureSEC source: 0001628280-24-004792 · wk-form4_1707945512.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust Disclosed balance after: 350,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.20 to $87.40, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 26, 2024 Filed Jan 26, 2024 21:36 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 50,000 | $87.93 | $4,396,400.00 |
DisclosureSEC source: 0001628280-24-002360 · wk-form4_1706304945.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,701.476 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.92 to $87.9701, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Since the Reporting Person's last report, 50,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust. Read SEC document |
| January 25, 2024 Filed Jan 25, 2024 21:03 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 50,000 | $87.93 | $4,396,435.00 |
DisclosureSEC source: 0001628280-24-002229 · wk-form4_1706216623.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust Disclosed balance after: 400,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.88 to $88.10, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 25, 2024 Filed Jan 25, 2024 21:03 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 105,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002229 · wk-form4_1706216623.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 479,701.476 Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 43,040 | $85.97 | $3,700,148.80 |
DisclosureSEC source: 0001209191-24-001916 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 584,701.476 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021 and January 20, 2022. F3 · balance_after: Since the Reporting Person's last report, 450,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 63,164.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-001916 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 627,741.476 F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 20:11 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 125,000 | $95.19 | $11,898,812.50 |
DisclosureSEC source: 0001209191-23-043409 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,011,344.757 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.10 to $95.32, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:13 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 500 | $93.58 | $46,789.00 |
DisclosureSEC source: 0001209191-23-043056 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,136,344.757 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $93.55 to $93.59, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:13 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 47,345 | $92.89 | $4,398,071.16 |
DisclosureSEC source: 0001209191-23-043056 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,136,844.757 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.53 to $93.51, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:13 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 14,655 | $92.01 | $1,348,425.60 |
DisclosureSEC source: 0001209191-23-043056 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,184,189.757 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $91.53 to $92.52, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:13 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 62,500 | $92.00 | $5,750,000.00 |
DisclosureSEC source: 0001209191-23-043056 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,198,844.757 Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:17 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027677 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,259,894.478 Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:25 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 185,388 | $97.94 | $18,156,900.72 |
DisclosureSEC source: 0001209191-23-012711 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261,841.478 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:25 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 335,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012711 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,447,229.478 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 5 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110,800.663 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 34,671 | $97.62 | $3,384,492.88 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,347.663 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.34 to $97.92, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 215,329 | $96.82 | $20,849,144.29 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147,018.663 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.34 to $97.33, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 60,018 | $97.08 | $5,826,547.44 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362,347.663 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020 and January 21, 2021. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 46,397.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,422,365.663 F1 · kind: Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 18, 2022 Filed Nov 14, 2022 22:15 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056681 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374,075.755 Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:13 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 263,442 | $93.55 | $24,644,999.10 |
DisclosureSEC source: 0001209191-22-013150 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,961.123 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:13 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 476,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013150 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,634,403.123 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 14, 2022 Filed Feb 25, 2022 21:13 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013150 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,553.774 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:09 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 2,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008824 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158,553.774 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:09 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 24,575 | $108.73 | $2,672,039.75 |
DisclosureSEC source: 0001209191-22-008824 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,273.774 F1 · kind: The Reporting Person contributed assets of equal value to his grantor retained annuity trust in exchange for 24,575 shares of Common Stock. There is no change in the number of shares beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 75,138 | $95.73 | $7,192,960.74 |
DisclosureSEC source: 0001209191-22-004399 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,698.774 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019 and January 17, 2020. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 50,189.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004399 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,836.774 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 08, 2021 Filed Nov 12, 2021 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 49,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064178 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,493.271 Read SEC document |
| October 19, 2021 Filed Nov 12, 2021 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064178 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209,057.271 Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:12 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 179,076 | $78.43 | $14,044,930.68 |
DisclosureSEC source: 0001209191-21-014712 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,734.334 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:12 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 336,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014712 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385,810.334 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 21:16 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 27,825 | $73.72 | $2,051,259.00 |
DisclosureSEC source: 0001209191-21-010124 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047,897.596 F1 · kind: The Reporting Person contributed assets of equal value to his grantor retained annuity trusts in exchange for 27,825 shares of Common Stock. There is no change in the number of shares beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.