Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director · Executive Chairman | July 24, 2024 | July 26, 2024 |
| Walt Disney CoDIS · Entity 1887 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date July 24, 2024 · Filed July 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 406,351.438 |
Reported balance
After 2024-07-24 transaction · row 1
1 source rowRow 1 · 2024-07-24 · Gift · Disposed 9,700 · Balance 406,351.438 |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust | 150,000 |
Reported balance
Holding disclosure · report date 2024-07-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 150,000 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,008.032 |
Reported balance
Holding disclosure · report date 2024-07-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,008.032 |
Walt Disney Co
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Disney Common StockSEC Table I · non-derivative | Direct | 11,961.7 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,386.1 · Balance 11,961.7 F1: Includes: (1) 509.7 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 876.4 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan. |
| Disney Common StockSEC Table I · non-derivative | Indirectby Grantor Retained Annuity Trust | 38,000 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 38,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes: (1) 509.7 stock units and/or shares of the Issuer's common stock issued under the Amended and Restated 2011 Stock Incentive Plan (the "Plan") credited in lieu of all or a portion of the reporting person's quarterly cash retainer fees for Board services pursuant to the reporting person's election, which shares shall be issued to the reporting person at such times and subject to such terms and conditions governing the election, and (2) 876.4 deferred stock units under the Plan credited as a quarterly grant under the Plan. The total also includes additional stock units credited to the reporting person in respect of dividends paid on shares of Issuer common stock. Stock units are issued to the reporting person in the form of shares of the Issuer's common stock issued under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2017 Filed Jan 20, 2017 21:03 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 117,292.85 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346,700.441 F1 · kind: Restricted Stock Units granted in 2017 as part of 2016 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100,000 | $41.38 | $4,138,100.00 |
DisclosureSEC source: 0001209191-16-152993 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229,407.591 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.30 to $41.50, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2016 Filed Dec 2, 2016 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 13,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152993 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,407.591 Read SEC document |
| November 18, 2016 Filed Dec 2, 2016 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 15,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152993 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343,034.591 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 23:18 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-16-149925 · doc4.xml · derivative · entry 5 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,827 Underlying: Common Stock · 200,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 23:18 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 200,000 | $37.70 | $7,540,460.00 |
DisclosureSEC source: 0001209191-16-149925 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,366,191.925 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.56 to $37.88, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 23:18 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 200,000 | $22.98 | $4,596,000.00 |
DisclosureSEC source: 0001209191-16-149925 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566,191.925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2016 Filed Dec 2, 2016 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 9,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152993 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,356,400.925 Read SEC document |
| July 25, 2016 Filed Sep 1, 2016 20:13 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-139442 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,366,191.925 Read SEC document |
| May 31, 2016 Filed Jun 1, 2016 21:31 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 3,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-124729 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363,604.559 F1 · balance_after: Since the Reporting Person's last report, 21,922 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust (GRAT) were transferred back to the Reporting Person in satisfaction of an annuity payment, and the Reporting Person contributed 40,115 shares to a GRAT. Read SEC document |
| February 25, 2016 Filed Feb 26, 2016 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 123,478 | $23.71 | $2,927,663.38 |
DisclosureSEC source: 0001209191-16-102816 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,156.02 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 31, 2013 and earned on February 25, 2016 as described in footnote (1). Read SEC document |
| February 25, 2016 Filed Feb 26, 2016 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 221,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-102816 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,634.02 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 31, 2013. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 17,067 | $26.26 | $448,179.42 |
DisclosureSEC source: 0001209191-16-093094 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,928.157 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 183,678.29 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-093094 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,299,995.204 F1 · kind: Restricted Stock Units granted in 2016 as part of 2015 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 12,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-093094 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,316.914 Read SEC document |
| December 01, 2015 Filed Dec 2, 2015 22:06 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 3,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-082937 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,128,493.914 Read SEC document |
| October 26, 2015 Filed Dec 2, 2015 22:06 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-082937 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,897.142 Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 21:25 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-049076 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,968.068 Read SEC document |
| April 22, 2015 Filed Jun 2, 2015 21:25 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-049076 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,296.952 Read SEC document |
| March 02, 2015 Filed Mar 2, 2015 21:44 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 8,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-020287 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,648.952 Read SEC document |
| March 02, 2015 Filed Mar 2, 2015 21:44 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 63,362 | $35.79 | $2,267,725.98 |
DisclosureSEC source: 0001209191-15-020287 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,140,173.952 F3 · kind: Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 20, 2012 and earned on March 2, 2015 as described in footnote (1). Read SEC document |
| March 02, 2015 Filed Mar 2, 2015 21:44 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 113,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-020287 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203,535.952 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 20, 2012 as part of 2011 year-end compensation. F2 · balance_after: Since the Reporting Person's last report, 13,636 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| January 21, 2015 Filed Jan 23, 2015 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 94,613 | $34.75 | $3,287,801.75 |
DisclosureSEC source: 0001209191-15-006180 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,724.664 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2012 and January 21, 2014. Read SEC document |
| January 21, 2015 Filed Jan 23, 2015 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 127,883.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-006180 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,339.244 F1 · kind: Restricted Stock Units granted in 2015 as part of 2014 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 28, 2014 Filed Dec 1, 2014 22:42 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 730 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-072001 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,455.284 Read SEC document |
| August 07, 2014 Filed Aug 28, 2014 21:28 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 13,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-054852 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,348.475 Read SEC document |
| May 07, 2014 Filed May 16, 2014 21:36 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 852 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-034725 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,617.751 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 23:39 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 27,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-011487 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Grantor Retained Annuity Trust Disclosed balance after: 35,558 Read SEC document |
| February 13, 2014 Filed Feb 18, 2014 23:39 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-011487 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,463.943 Read SEC document |
| January 28, 2014 Filed Jan 29, 2014 21:41 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 22,644 | $29.99 | $678,980.34 |
DisclosureSEC source: 0001209191-14-005561 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,324.58 F3 · kind: Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 21, 2011 and earned on January 28, 2014 as described in footnote (2). Read SEC document |
| January 28, 2014 Filed Jan 29, 2014 21:41 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 40,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-005561 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079,968.58 F2 · kind: Shares earned based on the Company's achievement of certain pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 21, 2011 as part of 2010 year-end compensation. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:41 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 106,957 | $30.04 | $3,212,453.50 |
DisclosureSEC source: 0001209191-14-005561 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,403.58 F1 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2011 and January 20, 2012. Read SEC document |
| January 21, 2014 Filed Jan 23, 2014 22:01 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 155,207.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-004589 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146,361.672 F1 · kind: Restricted Stock Units granted in 2014 as part of 2013 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 21, 2013 Filed Nov 15, 2013 22:11 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-052582 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,578.24 Read SEC document |
| August 01, 2013 Filed Aug 15, 2013 21:59 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 10,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-040956 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,880.745 Read SEC document |
| May 15, 2013 Filed May 17, 2013 21:18 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-027279 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,685.745 F1 · balance_after: Since the Reporting Person's last report, 43,472 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:01 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 81,630 | $23.36 | $1,906,468.65 |
DisclosureSEC source: 0001209191-13-006623 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,813.886 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 and January 21, 2011 to the Reporting Person. Read SEC document |
| January 28, 2013 Filed Feb 6, 2013 00:01 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 14,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-006623 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,443.886 Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:03 UTC | MORGAN STANLEY MS · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 484,827 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004221 · doc4.xml · derivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,827 Underlying: Common Stock · 484,827 shares Expires 2018-01-22 F1 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $2,625,000. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| October 25, 2012 Filed Nov 16, 2012 22:20 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 11,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-053575 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,856.886 Read SEC document |
| April 30, 2012 Filed May 18, 2012 20:52 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-029292 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,789.931 F1 · balance_after: Since the Reporting Person's last report, 93,809 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| February 09, 2012 Filed Feb 17, 2012 22:32 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-011343 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,009.269 Read SEC document |
| February 03, 2012 Filed Feb 17, 2012 22:32 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 2,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-011343 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,231.269 F1 · balance_after: On February 14, 2012, the Reporting Person contributed 100,000 shares previously reported as directly beneficially owned to a grantor retained annuity trust. Read SEC document |
| January 20, 2012 Filed Jan 20, 2012 21:38 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 277,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-004668 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,834.407 F1 · kind: Restricted Stock Units granted in 2012 as part of 2011 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2012 Filed Jan 24, 2012 23:28 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 42,194 | $18.12 | $764,555.28 |
DisclosureSEC source: 0001209191-12-005198 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,640.407 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 to the Reporting Person. Read SEC document |
| November 15, 2011 Filed Nov 16, 2011 22:40 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 12,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-056523 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,805 Read SEC document |
| August 04, 2011 Filed Aug 4, 2011 14:30 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 100,000 | $20.62 | $2,062,070.00 |
DisclosureSEC source: 0001209191-11-042424 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,393 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.555 to $20.73, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 20, 2011 Filed May 23, 2011 20:48 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 2,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-030476 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Grantor Retained Annuity Trust Disclosed balance after: 100,000 F1 · balance_after: Since the Reporting Person's last report, 10,376 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| April 27, 2011 Filed May 23, 2011 20:48 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 13,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-030476 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,393 F1 · balance_after: Since the Reporting Person's last report, 10,376 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| February 04, 2011 Filed Feb 17, 2011 22:10 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-010640 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,679 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.