Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KAMAN CorpKAMN · Entity 91838 | Director | December 31, 2020 | February 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KAMAN Corp
Report date December 31, 2020 · Filed February 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Kaman Common StockSEC Table I · non-derivative | Direct | 13,925 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,925 |
| Kaman Common StockSEC Table I · non-derivative | IndirectBy Trust | 2,485 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,485 F1: Shares held by a revocable living trust established for the benefit of the reporting person's spouse and children, for which the reporting person serves as Trustee with the power to exercise investment control. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by a revocable living trust established for the benefit of the reporting person's spouse and children, for which the reporting person serves as Trustee with the power to exercise investment control.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Allison Transmission Holdings Inc
Report date May 03, 2023 · Filed May 05, 2023
Section 16 reporting ended · disclosed 2023-05-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,639 |
Reported balance
After 2023-05-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-03 · Grant · Acquired 447 · Balance 6,639 F1: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2: The number of shares of common stock received was calculated based on $47.47, which was the closing price of the Company's common stock on the date of grant. |
| Common StockSEC Table I · non-derivative | Direct | 7,761 |
Reported balance
After 2023-05-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-05-03 · Exercise / conversion · Acquired 1,122 · Balance 7,761 F3: Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2023 annual meeting of stockholders and his term ended on May 3, 2023. F4: Includes 1,051 DSUs and 71 related dividend equivalents. |
| Common StockSEC Table I · non-derivative | Direct | 11,584 |
Reported balance
After 2023-05-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-05-03 · Exercise / conversion · Acquired 3,823 · Balance 11,584 F5: Settlement of restricted stock units ("RSUs") and related dividend equivalents. F6: Includes 77 dividend equivalents. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-05-03 · Exercise / conversion · Disposed 309 · Balance 0 F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F8: On August 12, 2016, the reporting person was granted 309 DSUs that vested on August 12, 2016. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-05-03 · Exercise / conversion · Disposed 281 · Balance 0 F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F11: On November 11, 2016, the reporting person was granted 281 DSUs that vested on November 11, 2016. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-05-03 · Exercise / conversion · Disposed 232 · Balance 0 F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F12: On February 10, 2017, the reporting person was granted 232 DSUs that vested on February 10, 2017. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-05-03 · Exercise / conversion · Disposed 229 · Balance 0 F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F13: On May 11, 2017, the reporting person was granted 229 DSUs that vested on May 11, 2017. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-05-03 · Exercise / conversion · Disposed 148 · Balance 0 F9: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F10: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-05-03 · Exercise / conversion · Disposed 3,746 · Balance 0 F14: Each RSU represents a contingent right to receive one share of the Company's common stock. F15: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023. |
| Common StockSEC Table I · non-derivative | IndirectThomas Willi Rabaut Living Trust DTD 7/23/1999 | 63,163 |
Reported balance
Holding disclosure · report date 2023-05-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 63,163 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
F2: The number of shares of common stock received was calculated based on $47.47, which was the closing price of the Company's common stock on the date of grant.
F3: Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2023 annual meeting of stockholders and his term ended on May 3, 2023.
F4: Includes 1,051 DSUs and 71 related dividend equivalents.
F5: Settlement of restricted stock units ("RSUs") and related dividend equivalents.
F6: Includes 77 dividend equivalents.
F7: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F8: On August 12, 2016, the reporting person was granted 309 DSUs that vested on August 12, 2016.
F9: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F10: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.
F11: On November 11, 2016, the reporting person was granted 281 DSUs that vested on November 11, 2016.
F12: On February 10, 2017, the reporting person was granted 232 DSUs that vested on February 10, 2017.
F13: On May 11, 2017, the reporting person was granted 229 DSUs that vested on May 11, 2017.
F14: Each RSU represents a contingent right to receive one share of the Company's common stock.
F15: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 12, 2020 20:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000008 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,182 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $43.19 which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 20:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000243 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 19:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 454 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000212 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,690 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $46.75 which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:31 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000202 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000172 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,236 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $43.29, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:57 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000158 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000123 · edgar.xml · derivative · entry 5 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,880 Underlying: Common Stock · 2,880 shares Expires not disclosed F9 · security: The RSUs respresent the reporting person's annual equity award under the Policy. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 08, 2019 Filed May 10, 2019 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000123 · edgar.xml · derivative · entry 4 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2019. F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 2,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000123 · edgar.xml · derivative · entry 3 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On May 10, 2018, the reporting person was granted 2,859 RSUs that vested on May 8,2019. F6 · derivative.expiration_date: On May 10, 2018, the reporting person was granted 2,859 RSUs that vested on May 8,2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000123 · edgar.xml · nonDerivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalent. F4 · shares: Includes 36 dividend equivalents. Read SEC document |
| May 08, 2019 Filed May 10, 2019 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000123 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,851 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $45.36, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| April 17, 2019 Filed Apr 17, 2019 15:12 UTC | KAMAN Corp KAMN · Entity 91838 | GrantKaman Common Stock | 2,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015676 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,777 F1 · shares: Represents an unrestricted equity award under the Corporation's 16b-3 qualified Amended and Restated 2013 Management Incentive Plan. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:32 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000095 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 398 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000014 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,438 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $47.07, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 20:25 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000239 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000209 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,040 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $46.16, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:55 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000180 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 20:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 409 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000150 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,634 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $45.82, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:57 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000122 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 2,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000096 · edgar.xml · derivative · entry 5 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,859 Underlying: Common Stock · 2,859 shares Expires not disclosed F9 · security: The RSUs represent the reporting person's annual equity award under the Policy. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F11 · price: The number of RSUs received was calculated based on $41.96, which was the closing price of the Company's common stock on the date of grant. F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDivident Equivalent Units · Derivative | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000096 · edgar.xml · derivative · entry 4 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14 Underlying: Common Stock · 48 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 10, 2018. F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 10, 2018. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000096 · edgar.xml · derivative · entry 3 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On May 12, 2017, the reporting person was granted 3,185 RSUs that vested on May 10, 2018. F6 · derivative.expiration_date: On May 12, 2017, the reporting person was granted 3,185 RSUs that vested on May 10, 2018. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000096 · edgar.xml · nonDerivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents. F4 · shares: Includes 48 dividend equivalents. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000096 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,992 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $41.96, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| April 18, 2018 Filed Apr 18, 2018 16:43 UTC | KAMAN Corp KAMN · Entity 91838 | GrantKaman Common Stock | 1,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014872 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,714 F1 · shares: Represents an unrestricted equity award under the Corporation's 16b-3 qualified 2013 Management Incentive Plan. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 16:21 UTC | KAMAN Corp KAMN · Entity 91838 | SaleKaman Common Stock | 10,000 | $60.25 | $602,513.00 |
DisclosureSEC source: 0001127602-18-010353 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,741 F1 · price: This figure represents the weighted average sale price for the shares sold. The range of prices was $59.69 to $61.00. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:58 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000075 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 20:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000035 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,546 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $41.67, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:47 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000227 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 433 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000197 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,096 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $43.30, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000178 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 21:43 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 512 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000152 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,663 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $36.57, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| May 26, 2017 Filed May 31, 2017 19:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000126 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 12, 2017 Filed May 16, 2017 00:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000086 · edgar.xml · derivative · entry 6 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,185 Underlying: Common Stock · 3,185 shares Expires not disclosed F12 · security: The RSUs represent the reporting person's annual equity award under the Policy. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock F14 · price: The number of RSUs recieved was calculated based on $37.67, which was the clsoing price of the Company's common stock on the date of grant. F13 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F13 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 11, 2017 Filed May 16, 2017 00:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDivident Equivalent Units · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000086 · edgar.xml · derivative · entry 5 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5 Underlying: Common Stock · 69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F11 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017. F11 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017. Read SEC document |
| May 11, 2017 Filed May 16, 2017 00:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000086 · edgar.xml · derivative · entry 4 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock F9 · derivative.exercise_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017. F9 · derivative.expiration_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017. Read SEC document |
| May 11, 2017 Filed May 16, 2017 00:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDeferred Stock Units · Derivative | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000086 · edgar.xml · derivative · entry 3 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,051 Underlying: Common Stock · 229 shares Expires not disclosed F5 · security: These Deferred Stock Units ("DSUs") represent a quarterly payment of the portion of the reporting person's other fees under the Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The other fees are payable quarterly in arrears. F6 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F7 · price: The number of DSUs received was calculated based on $38.23, which was the closing price of the Company's common stock on the date of grant. F6 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F6 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 11, 2017 Filed May 16, 2017 00:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000086 · edgar.xml · nonDerivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents. F4 · shares: Includes 69 dividend equivalents. Read SEC document |
| May 11, 2017 Filed May 16, 2017 00:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000086 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,454 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $38.23, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 15:55 UTC | KAMAN Corp KAMN · Entity 91838 | GrantKaman Common Stock | 2,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015179 · form4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,741 F1 · shares: Represents an unrestricted equity award under the Corporation's 16b-3 qualified 2013 Management Incentive Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 19:58 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000060 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDeferred Stock Units · Derivative | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004113 · doc4.xml · derivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822 Underlying: Common Stock · 232 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F4 · shares: These DSUs represent a quarterly payment of the portion of the reporting person's other fees under the Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The ther fees are payable quarterly in arrears. F5 · price: The number of DSUs received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant. F3 · derivative.exercise_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F3 · derivative.expiration_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004113 · doc4.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,964 F1 · shares: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000429 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 20:54 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDeferred Stock Units · Derivative | 281 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000403 · edgar.xml · derivative · entry 2 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590 Underlying: Common Stock · 281 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F4 · shares: These DSUs represent a quarterly payment of the portion of the reporting person's other fees under the Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The other fees are payable quarterly in arrears. F5 · price: The number of DSUs received was calculated based on $31.07, which was the closing price of the Company's common stock on the date of grant. F3 · derivative.exercise_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. F3 · derivative.expiration_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 20:54 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 603 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000403 · edgar.xml · nonDerivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,467 F1 · shares: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $31.07, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 20:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000381 · edgar.xml · derivative · entry 1 RABAUT THOMAS W · CIK 0001241605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and deferred stock units ("DSUs") and vest proportionately with the RSUs and DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.