Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITY BANCORP INC /NJ/UNTY · Entity 5374 | EVP/COO | May 05, 2023 | May 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITY BANCORP INC /NJ/
Report date May 05, 2023 · Filed May 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted StockSEC Table I · non-derivative | Direct | 17,750 |
Reported balance
After 2023-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-05 · Grant · Acquired 8,500 · Balance 17,750 F1: 8,500 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,125 shares on 5/5/2024, 2,125 shares on 3/15/2025, 2,125 shares on 3/15/2026, and 2,125 shares on 3/15/2027. F2: 17,750 shares are held in an account at Computershare, which have upcoming vesting dates. |
| Common StockSEC Table I · non-derivative | Direct | 61,824 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 61,824 F3: 60,351 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare for a total of 61,824. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security | Direct | 63,000 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 63,000 F4: 63,000 stock options were granted under various dates and vesting periods of which 59,000 are currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: 8,500 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,125 shares on 5/5/2024, 2,125 shares on 3/15/2025, 2,125 shares on 3/15/2026, and 2,125 shares on 3/15/2027.
F2: 17,750 shares are held in an account at Computershare, which have upcoming vesting dates.
F3: 60,351 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare for a total of 61,824.
F4: 63,000 stock options were granted under various dates and vesting periods of which 59,000 are currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2018 Filed Feb 1, 2018 19:18 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 8,085 | $7.00 Strike: $7.00 | $56,595.00 |
DisclosureSEC source: 0000920427-18-000032 · wf-form4_151751267995034.xml · derivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,800 Underlying: Common Stock · 8,085 shares Expires 2018-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Mr. Kauchak exercised 8,085 stock options at $7.00 per share, and sold at $20.16 per share. F4 · derivative.exercise_date: 8,085 stock options were granted on 2/28/08, which vested one-third per year commencing 2/28/09; 2/28/10 and 2/28/11 and expire on 2/28/18. F4 · derivative.expiration_date: 8,085 stock options were granted on 2/28/08, which vested one-third per year commencing 2/28/09; 2/28/10 and 2/28/11 and expire on 2/28/18. F5 · balance_after: 84,800 stock options were granted of which 63,800 are currently exercisable. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:50 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Options · Derivative | 10,000 | $16.75 Strike: $16.75 | $167,500.00 |
DisclosureSEC source: 0000920427-17-000017 · wf-form4_148891259380977.xml · derivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,885 Underlying: Common Stock · 10,000 shares Expires 2027-03-03 F4 · shares: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/20. F4 · derivative.exercise_date: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/20. F4 · derivative.underlying_shares: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/20. F5 · balance_after: 92,885 options were granted to Mr. Kauchak of which 68,219 are currently exercisable. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:50 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 5,000 | $16.75 | $83,750.00 |
DisclosureSEC source: 0000920427-17-000017 · wf-form4_148891259380977.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,657 F1 · shares: 5,000 restricted shares were granted effective 3/3/17 and issued from the 2013 Stock Bonus Plan; vesting commences with 1,250 shares on 3/3/18; 1,250 shares on 3/3/19; 1,250 shares on 3/3/20; and 1,250 shares on 3/3/21. F2 · price: Stock price at the close of business on 3/2/17. F3 · balance_after: 8,850 shares are unvested stock; and 46,807 shares are held in an account at Computershare Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:23 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionStock Options · Derivative | 8,490 | $11.48 Strike: $11.48 | $97,465.20 |
DisclosureSEC source: 0001238307-16-000001 · primary_doc.xml · derivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,885 Underlying: Common Stock · 8,490 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: 8,490 stock options were granted on 1/25/07, which vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17. F4 · derivative.exercise_date: 8,490 stock options were granted on 1/25/07, which vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17. F2 · balance_after: 82,885 stock options were granted of which 60,885 are currently exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.