Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITY BANCORP INC /NJ/UNTY · Entity 5374 | EVP/COO | May 05, 2023 | May 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITY BANCORP INC /NJ/
Report date May 05, 2023 · Filed May 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted StockSEC Table I · non-derivative | Direct | 17,750 |
Reported balance
After 2023-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-05 · Grant · Acquired 8,500 · Balance 17,750 F1: 8,500 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,125 shares on 5/5/2024, 2,125 shares on 3/15/2025, 2,125 shares on 3/15/2026, and 2,125 shares on 3/15/2027. F2: 17,750 shares are held in an account at Computershare, which have upcoming vesting dates. |
| Common StockSEC Table I · non-derivative | Direct | 61,824 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 61,824 F3: 60,351 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare for a total of 61,824. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security | Direct | 63,000 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 63,000 F4: 63,000 stock options were granted under various dates and vesting periods of which 59,000 are currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: 8,500 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,125 shares on 5/5/2024, 2,125 shares on 3/15/2025, 2,125 shares on 3/15/2026, and 2,125 shares on 3/15/2027.
F2: 17,750 shares are held in an account at Computershare, which have upcoming vesting dates.
F3: 60,351 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare for a total of 61,824.
F4: 63,000 stock options were granted under various dates and vesting periods of which 59,000 are currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2021 Filed Mar 4, 2021 17:39 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 177 | $20.03 | $3,544.62 |
DisclosureSEC source: 0001562180-21-001964 · primarydocument.xml · nonDerivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,497 F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 USD to $20.06 USD; the price reported above reflects the weighted average sale price. F3 · balance_after: 54,497 shares consisting of 53,024 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:39 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 177 | $5.82 | $1,030.14 |
DisclosureSEC source: 0001562180-21-001964 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 17:39 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,100 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001562180-21-001964 · primarydocument.xml · derivative · entry 6 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,177 Underlying: Common Stock · 10,100 shares Expires 2021-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-Nov-2012, 3,666 share(s) on 17-Nov-2013, 3,667 share(s) on 17-Nov-2014 Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 17:39 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 10,100 | $20.03 | $202,344.41 |
DisclosureSEC source: 0001562180-21-001964 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,497 F1 · price: This transaction was executed in multiple trades at prices ranging from $20.00 USD to $20.28 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 17:39 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 10,100 | $5.82 | $58,782.00 |
DisclosureSEC source: 0001562180-21-001964 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 19:21 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options (Right to buy) · Derivative | 323 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001562180-21-001615 · primarydocument.xml · derivative · entry 7 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,277 Underlying: Common Stock · 323 shares Expires 2021-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-NOV-2012, 3,666 share(s) on 17-NOV-2013, 3,667 share(s) on 17-NOV-2014 F6 · balance_after: 94,277 stock options were granted under various dates and vesting periods of which 74,278 are currently exercisable. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 19:21 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 323 | $20.36 | $6,576.28 |
DisclosureSEC source: 0001562180-21-001615 · primarydocument.xml · nonDerivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,497 F2 · price: This transaction was executed in multiple trades at $20.36 F3 · balance_after: 54,497 shares consisting of 53,024 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 19:21 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 323 | $5.82 | $1,879.86 |
DisclosureSEC source: 0001562180-21-001615 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 19:21 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options (Right to buy) · Derivative | 400 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001562180-21-001615 · primarydocument.xml · derivative · entry 6 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,600 Underlying: Common Stock · 400 shares Expires 2021-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-NOV-2012, 3,666 share(s) on 17-NOV-2013, 3,667 share(s) on 17-NOV-2014 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 19:21 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 400 | $20.33 | $8,132.00 |
DisclosureSEC source: 0001562180-21-001615 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,497 F1 · price: This transaction was executed in multiple trades at $20.33 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 19:21 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 400 | $5.82 | $2,328.00 |
DisclosureSEC source: 0001562180-21-001615 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:16 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $16.27 | $0.00 |
DisclosureSEC source: 0001562180-20-002607 · primarydocument.xml · derivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-16 F4 · shares: 10,000 stock options were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over three years; vesting commences with 3,334 shares on 3/16/2021, 3,333 shares on 3/16/2022, and 3,333 shares on 3/16/2023. F5 · balance_after: 95,000 stock options were granted of which 75,001 are currently exercisable. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:16 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002607 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,250 F1 · shares: 4,000 restricted shares were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,000 shares on 3/16/2021, 1,000 shares on 3/16/2022, 1,000 shares on 3/16/2023, and 1,000 shares on 3/16/2024. F2 · balance_after: 10,250 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 14:11 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 493 | $16.51 | $8,139.43 |
DisclosureSEC source: 0001562180-20-002458 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 F1 · shares: 493 shares were withheld @ $16.51 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 6,250 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 18:10 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 500 | $16.41 | $8,205.00 |
DisclosureSEC source: 0001562180-20-002387 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 F1 · shares: 500 shares were withheld @ $16.41 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 7,250 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 15:14 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 625 | $17.66 | $11,037.50 |
DisclosureSEC source: 0001562180-20-002194 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 F1 · shares: 625 shares were withheld @ $17.66 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 8,250 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 20:58 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 275 | $19.01 | $5,227.75 |
DisclosureSEC source: 0001562180-20-001746 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 F1 · shares: 275 shares were withheld @ $19.01 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 9,500 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 18:13 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,300 | $0.00 Strike: $3.62 | $0.00 |
DisclosureSEC source: 0001562180-19-002428 · primarydocument.xml · derivative · entry 10 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 1,300 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests 2,934 share(s) on 10-Dec-2010, 2,933 share(s) on 10-Dec-2011, 2,933 share(s) on 10-Dec-2012 F5 · balance_after: 85,000 stock options were granted under various dates and vesting periods of which 65,001 are currently exercisable. Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 18:13 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001562180-19-002428 · primarydocument.xml · derivative · entry 9 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,300 Underlying: Common Stock · 1,000 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014 Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 18:13 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 1,300 | $21.40 | $27,820.00 |
DisclosureSEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 6 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,590 F1 · balance_after: 52,590 shares consisting of 51,117 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 18:13 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 1,000 | $21.40 | $21,400.00 |
DisclosureSEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 5 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,890 Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 18:13 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 1,300 | $3.62 | $4,706.00 |
DisclosureSEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 18:13 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 1,000 | $6.06 | $6,060.00 |
DisclosureSEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 18:13 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001562180-19-002428 · primarydocument.xml · derivative · entry 8 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,300 Underlying: Common Stock · 2,500 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014 Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 18:13 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 2,500 | $21.00 | $52,500.00 |
DisclosureSEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,590 Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 18:13 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 2,500 | $6.06 | $15,150.00 |
DisclosureSEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 12:52 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 74 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001562180-19-002385 · primarydocument.xml · derivative · entry 7 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,800 Underlying: Common Stock · 74 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014 F4 · balance_after: 89,800 stock options were granted under various dates and vesting periods of which 69,801 are currently exercisable. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 12:52 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 74 | $20.65 | $1,528.10 |
DisclosureSEC source: 0001562180-19-002385 · primarydocument.xml · nonDerivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,590 F1 · balance_after: 52,590 shares consisting of 51,117 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 12:52 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 74 | $6.06 | $448.44 |
DisclosureSEC source: 0001562180-19-002385 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 12:52 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,426 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001562180-19-002385 · primarydocument.xml · derivative · entry 6 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,874 Underlying: Common Stock · 2,426 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014 Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 12:52 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 2,426 | $20.68 | $50,176.47 |
DisclosureSEC source: 0001562180-19-002385 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,590 Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 12:52 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 2,426 | $6.06 | $14,701.56 |
DisclosureSEC source: 0001562180-19-002385 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 14:33 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001562180-19-002351 · primarydocument.xml · derivative · entry 7 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,300 Underlying: Common Stock · 2,500 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014 F5 · balance_after: 92,300 stock options were granted of which 72,301 are currently exercisable. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 14:33 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 2,500 | $21.38 | $53,450.00 |
DisclosureSEC source: 0001562180-19-002351 · primarydocument.xml · nonDerivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,590 F2 · balance_after: 52,590 shares consisting of 51,117 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 14:33 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 2,500 | $6.06 | $15,150.00 |
DisclosureSEC source: 0001562180-19-002351 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 14:33 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001562180-19-002351 · primarydocument.xml · derivative · entry 6 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,800 Underlying: Common Stock · 2,500 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014 Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 14:33 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 2,500 | $21.11 | $52,785.00 |
DisclosureSEC source: 0001562180-19-002351 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,590 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.00 USD to $21.15 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 14:33 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 2,500 | $6.06 | $15,150.00 |
DisclosureSEC source: 0001562180-19-002351 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2019 Filed Mar 18, 2019 20:37 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 237 | $20.71 | $4,908.27 |
DisclosureSEC source: 0000920427-19-000111 · wf-form4_155294144347806.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,050 F1 · shares: 237 shares were withheld @ 20.71 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 10,050 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 14, 2019 Filed Mar 14, 2019 20:24 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 400 | $3.62 Strike: $3.62 | $1,448.00 |
DisclosureSEC source: 0000920427-19-000105 · wf-form4_155259503853127.xml · derivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,300 Underlying: Common Stock · 400 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Mr. Kauchak exercised 400 stock options at $3.62 per share, and sold at $20.42 per share. F5 · balance_after: 97,300 stock options were granted of which 77,301 are currently exercisable. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:24 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 2,100 | $3.62 Strike: $3.62 | $7,602.00 |
DisclosureSEC source: 0000920427-19-000105 · wf-form4_155259503853127.xml · derivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,700 Underlying: Common Stock · 2,100 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Mr. Kauchak exercised 2,100 stock options at $3.62 per share, and sold at $20.65 per share. Read SEC document |
| March 12, 2019 Filed Mar 12, 2019 20:34 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Options · Derivative | 10,000 | $20.61 Strike: $20.61 | $206,100.00 |
DisclosureSEC source: 0000920427-19-000096 · wf-form4_155242284784818.xml · derivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,800 Underlying: Common Stock · 10,000 shares Expires 2029-03-12 F4 · shares: 10,000 stock options were granted on 3/12/2019 from the 2017 Stock Option Plan and vest over three years; vesting commences with 3,334 shares on 3/12/2020, 3,333 shares on 3/12/2021, and 3,333 shares on 3/12/2022. F5 · balance_after: 99,800 stock options were granted of which 79,801 are currently exercisable. Read SEC document |
| March 12, 2019 Filed Mar 12, 2019 20:34 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 4,000 | $20.61 | $82,440.00 |
DisclosureSEC source: 0000920427-19-000096 · wf-form4_155242284784818.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,600 F1 · shares: 4,000 restricted shares were granted on 3/12/2019 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 1,000 shares on 3/12/2020, 1,000 shares on 3/12/2021, 1,000 shares on 3/12/2022, and 1,000 shares on 3/12/2023. F2 · balance_after: 10,600 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 13:39 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 492 | $20.62 | $10,145.04 |
DisclosureSEC source: 0000920427-19-000085 · wf-form4_155239795234057.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 F1 · shares: 492 shares were withheld @ 20.62 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 6,600 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 15:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 615 | $22.24 | $13,677.60 |
DisclosureSEC source: 0000920427-19-000080 · wf-form4_155188456659183.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600 F1 · shares: 615 shares were withheld @ 22.24 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 7,600 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 15:27 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 275 | $21.14 | $5,813.50 |
DisclosureSEC source: 0000920427-19-000062 · wf-form4_155128120790786.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 F1 · shares: 275 shares were withheld @ 21.14 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 8,850 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| May 23, 2018 Filed May 24, 2018 14:50 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 3,477 | $3.62 Strike: $3.62 | $12,586.74 |
DisclosureSEC source: 0000920427-18-000079 · wf-form4_152717338837679.xml · derivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,800 Underlying: Common Stock · 3,477 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Mr. Kauchak exercised 3,477 stock options at $3.62 per share, and sold at $22.80 per share. F4 · derivative.exercise_date: 8,800 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/2010; 12/10/2011 and 12/10/2012 and expire on 12/10/2019. F4 · derivative.expiration_date: 8,800 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/2010; 12/10/2011 and 12/10/2012 and expire on 12/10/2019. Read SEC document |
| May 22, 2018 Filed May 24, 2018 14:50 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 1,523 | $3.62 Strike: $3.62 | $5,513.26 |
DisclosureSEC source: 0000920427-18-000079 · wf-form4_152717338837679.xml · derivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,800 Underlying: Common Stock · 1,523 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Mr. Kauchak exercised 1,523 stock options at $3.62 per share, and sold at $23.01 per share. F4 · derivative.exercise_date: 8,800 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/2010; 12/10/2011 and 12/10/2012 and expire on 12/10/2019. F4 · derivative.expiration_date: 8,800 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/2010; 12/10/2011 and 12/10/2012 and expire on 12/10/2019. F5 · balance_after: 89,800 stock options were granted of which 69,467 are currently exercisable. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:46 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Options · Derivative | 10,000 | $21.15 Strike: $21.15 | $211,500.00 |
DisclosureSEC source: 0000920427-18-000053 · wf-form4_152096315959116.xml · derivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,800 Underlying: Common Stock · 10,000 shares Expires 2028-03-09 F4 · shares: 10,000 stock options were granted on 3/9/18, which vest 1/3 per year; i.e., 3,334 on 3/9/19; 3,333 on 3/9/20; and 3,333 on 3/9/21. F5 · balance_after: 94,800 stock options were granted to Mr. Kauchak of which 74,467 are currently exercisable. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:46 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 4,000 | $21.15 | $84,600.00 |
DisclosureSEC source: 0000920427-18-000053 · wf-form4_152096315959116.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,950 F1 · shares: 4,000 restricted shares were granted on 3/9/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 1,000 shares on 3/9/19; 1,000 shares on 3/9/20; 1,000 shares on 3/9/21; and 1,000 shares on 3/9/22. F2 · balance_after: 9,950 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.