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Maestri Luca

Disclosed activity across 1 company

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11364
SEC CIK
0001513362

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apple Inc.AAPL · Entity 2389Senior Vice President, CFOOctober 04, 2024October 08, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apple Inc.

Report date October 04, 2024 · Filed October 08, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect107,788 Reported balance After 2024-10-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-10-04 · Sale · Disposed 59,305 · Balance 107,788

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $226.23 to $227.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $226.23 to $227.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2021 Filed Oct 21, 2021 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 165,829 $148.62 $24,645,505.98
Disclosure

SEC source: 0000320193-21-000099 · wf-form4_163485542776887.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,501

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020 and modified on February 26, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $148.155 to $149.150; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 354,392 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000090 · wf-form4_163347311336788.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 354,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on September 30, 2018, for a target number of 177,196 RSUs. The award vested on October 1, 2021, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 30, 2018 through September 25, 2021.

F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $55.44. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 25, 2021. Apple's ending value was calculated to be $154.65.

F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F6 · derivative.exercise_date: Apple's TSR for the three-year performance period was 178.96%, which ranked 21 of the 472 companies that were included in the S&P 500 for the period and placed Apple in the 96th percentile. Therefore, 354,392 RSUs subject to performance requirements vested.

F3 · derivative.expiration_date: This award was granted on September 30, 2018, for a target number of 177,196 RSUs. The award vested on October 1, 2021, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 30, 2018 through September 25, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:32 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 188,563 $142.65 $26,898,511.95
Disclosure

SEC source: 0000320193-21-000090 · wf-form4_163347311336788.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,330

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 354,392 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000090 · wf-form4_163347311336788.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
September 26, 2021 Filed Sep 28, 2021 22:34 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 68,065 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000083 · wf-form4_163286842980488.xml · derivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Underlying: Common Stock · 68,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024.

Read SEC document
September 26, 2021 Filed Sep 28, 2021 22:34 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 68,065 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000083 · wf-form4_163286842980488.xml · derivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Underlying: Common Stock · 68,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,700 $133.93 $495,541.00
Disclosure

SEC source: 0000320193-21-000060 · wf-form4_162025388592461.xml · nonDerivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,501

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020 and modified on February 26, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $133.875 to $134.03; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 29,760 $133.34 $3,968,198.40
Disclosure

SEC source: 0000320193-21-000060 · wf-form4_162025388592461.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,201

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020 and modified on February 26, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $132.87 to $133.86; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 87,612 $132.58 $11,615,598.96
Disclosure

SEC source: 0000320193-21-000060 · wf-form4_162025388592461.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,961

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020 and modified on February 26, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $131.87 to $132.865; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 59,068 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000045 · wf-form4_161766194119040.xml · derivative · entry 5

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,128

Underlying: Common Stock · 59,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 84,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000045 · wf-form4_161766194119040.xml · derivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,932

Underlying: Common Stock · 84,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020 and April 1, 2021 and 84,932 restricted stock units are scheduled to vest on April 1, 2022, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020 and April 1, 2021 and 84,932 restricted stock units are scheduled to vest on April 1, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 113,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000045 · wf-form4_161766194119040.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on October 14, 2016. 113,352 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 113,348 restricted stock units vested on April 1, 2021.

F4 · derivative.expiration_date: This award was granted on October 14, 2016. 113,352 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 113,348 restricted stock units vested on April 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:33 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 136,276 $123.00 $16,761,948.00
Disclosure

SEC source: 0000320193-21-000045 · wf-form4_161766194119040.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,573

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 257,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000045 · wf-form4_161766194119040.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 29, 2021 of 229 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 243,431 $116.89 $28,454,649.59
Disclosure

SEC source: 0000320193-20-000086 · wf-form4_160262821333467.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,272

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $116.81 to $116.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 519,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000083 · wf-form4_160193715587800.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 519,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on October 1, 2017, for a target number of 259,540 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of October 1, 2017 through September 26, 2020.

F5 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $39.20, as adjusted to reflect the stock split. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 26, 2020. Apple's ending value was calculated to be $121.12 (adjusted for dividends).

F6 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F7 · derivative.exercise_date: Apple's TSR for the three-year performance period was 208.96%, which ranked 4 of the 472 companies that were included in the S&P 500 for the period and placed Apple in the 99th percentile. Therefore, 519,080 RSUs subject to performance requirements vested, as adjusted to reflect the stock split.

F4 · derivative.expiration_date: This award was granted on October 1, 2017, for a target number of 259,540 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of October 1, 2017 through September 26, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:32 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 275,649 $116.79 $32,193,046.71
Disclosure

SEC source: 0000320193-20-000083 · wf-form4_160193715587800.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,703

F3 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 519,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000083 · wf-form4_160193715587800.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:35 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000076 · wf-form4_160141889148665.xml · derivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

Read SEC document
September 27, 2020 Filed Sep 29, 2020 22:35 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 89,064 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000076 · wf-form4_160141889148665.xml · derivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 1,200 $269.44 $323,328.00
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 10

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,568

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F11 · price: This transaction was executed in multiple trades at prices ranging from $269.00 to $269.87; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 1,400 $268.41 $375,774.00
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 9

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,768

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F10 · price: This transaction was executed in multiple trades at prices ranging from $267.96 to $268.94; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,700 $267.11 $988,307.00
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 8

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,168

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F9 · price: This transaction was executed in multiple trades at prices ranging from $266.82 to $267.56; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 7,200 $266.26 $1,917,072.00
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 7

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,868

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F8 · price: This transaction was executed in multiple trades at prices ranging from $265.82 to $266.74; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 8,579 $265.32 $2,276,180.28
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 6

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,068

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F7 · price: This transaction was executed in multiple trades at prices ranging from $264.81 to $265.80; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 4,500 $264.08 $1,188,360.00
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 5

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,647

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $263.69 to $264.65; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,700 $263.04 $973,248.00
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,147

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $262.67 to $263.66; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 4,395 $262.09 $1,151,885.55
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,847

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $261.62 to $262.60; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,185 $260.97 $831,189.45
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,242

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $260.55 to $261.54; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,203 $260.10 $833,100.30
Disclosure

SEC source: 0000320193-20-000041 · wf-form4_158647142758084.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,427

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $259.55 to $260.53; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 21,233 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000038 · wf-form4_158595302992961.xml · derivative · entry 5

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,466

Underlying: Common Stock · 21,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: This award was granted on October 15, 2017. 21,233 restricted stock units subject to the award vested on April 1, 2020 and 21,233 restricted stock units are scheduled to vest on each of April 1, 2021 and April 1, 2022, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on October 15, 2017. 21,233 restricted stock units subject to the award vested on April 1, 2020 and 21,233 restricted stock units are scheduled to vest on each of April 1, 2021 and April 1, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 28,338 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000038 · wf-form4_158595302992961.xml · derivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,337

Underlying: Common Stock · 28,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 36,107 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000038 · wf-form4_158595302992961.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units vested on April 1, 2020.

F4 · derivative.expiration_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units vested on April 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 44,616 $240.91 $10,748,440.56
Disclosure

SEC source: 0000320193-20-000038 · wf-form4_158595302992961.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,630

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 85,678 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000038 · wf-form4_158595302992961.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2020 of 120 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:32 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 17,010 $229.34 $3,901,073.40
Disclosure

SEC source: 0000320193-19-000109 · wf-form4_157066032478147.xml · nonDerivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,448

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $228.99 to $229.90; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:32 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 21,100 $228.66 $4,824,726.00
Disclosure

SEC source: 0000320193-19-000109 · wf-form4_157066032478147.xml · nonDerivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,458

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $227.995 to $228.98; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:32 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 19,949 $227.59 $4,540,192.91
Disclosure

SEC source: 0000320193-19-000109 · wf-form4_157066032478147.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,558

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $227.00 to $227.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:32 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,600 $226.58 $815,688.00
Disclosure

SEC source: 0000320193-19-000109 · wf-form4_157066032478147.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,507

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $226.00 to $226.94; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 129,308 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000106 · wf-form4_157014186524822.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 129,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on October 14, 2016, for a target number of 64,654 RSUs. The award vested on October 1, 2019, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 25, 2016 through September 28, 2019.

F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 25, 2016. Apple's beginning value was calculated to be $109.44. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 28, 2019. Apple's ending value was calculated to be $227.94 (adjusted for dividends).

F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F6 · derivative.exercise_date: Apple's TSR for the three-year period was 108.28%, which ranked 35th of the 464 companies that were included in the S&P 500 for the period and placed Apple in the 93rd percentile. Therefore, 129,308 RSUs subject to performance requirements vested.

F3 · derivative.expiration_date: This award was granted on October 14, 2016, for a target number of 64,654 RSUs. The award vested on October 1, 2019, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 25, 2016 through September 28, 2019.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:31 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 67,649 $224.59 $15,193,288.91
Disclosure

SEC source: 0000320193-19-000106 · wf-form4_157014186524822.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,107

F2 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 129,308 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000106 · wf-form4_157014186524822.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
September 29, 2019 Filed Oct 1, 2019 22:32 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 45,700 $0.00 $0.00
Disclosure

SEC source: 0000320193-19-000101 · wf-form4_156996915065922.xml · derivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Underlying: Common Stock · 45,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance.

Read SEC document
September 29, 2019 Filed Oct 1, 2019 22:32 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 45,700 $0.00 $0.00
Disclosure

SEC source: 0000320193-19-000101 · wf-form4_156996915065922.xml · derivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Underlying: Common Stock · 45,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 51,138 $196.61 $10,054,242.18
Disclosure

SEC source: 0000320193-19-000054 · wf-form4_155484903395532.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,448

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $196.01 to $196.98; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 28,338 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000051 · wf-form4_155433063141322.xml · derivative · entry 5

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,675

Underlying: Common Stock · 28,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on April 1, 2019, 28,338 restricted stock units are scheduled to vest on April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on April 1, 2019, 28,338 restricted stock units are scheduled to vest on April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 36,108 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000051 · wf-form4_155433063141322.xml · derivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,107

Underlying: Common Stock · 36,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 40,954 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000051 · wf-form4_155433063141322.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017 and 40,954 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019.

F4 · derivative.expiration_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017 and 40,954 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 54,262 $191.24 $10,377,064.88
Disclosure

SEC source: 0000320193-19-000051 · wf-form4_155433063141322.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,586

F3 · security: Shares withheld by Registrant to satisfy the statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 105,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-19-000051 · wf-form4_155433063141322.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2019 of 124 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2018 through January 31, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.