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Maestri Luca

Disclosed activity across 1 company

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11364
SEC CIK
0001513362

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apple Inc.AAPL · Entity 2389Senior Vice President, CFOOctober 04, 2024October 08, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apple Inc.

Report date October 04, 2024 · Filed October 08, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect107,788 Reported balance After 2024-10-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-10-04 · Sale · Disposed 59,305 · Balance 107,788

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $226.23 to $227.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $226.23 to $227.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2024 Filed Oct 8, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 59,305 $226.52 $13,433,768.60
Disclosure

SEC source: 0000320193-24-000114 · wk-form4_1728426607.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,788

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $226.23 to $227.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 127,282 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000111 · wk-form4_1727994644.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on September 26, 2021, for a target number of 68,065 RSUs. The award vested on October 1, 2024, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2022 and ending with the last day of Apple's fiscal year 2024.

F5 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $143.96. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $227.29.

F6 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F7 · derivative.exercise_date: Apple's TSR for the three-year performance period was 57.88%, which ranked 92 of the 485 companies that were included in the S&P 500 for the performance period and placed Apple in the 81.20th percentile. Therefore, 127,282 RSUs subject to performance requirements vested.

F4 · derivative.expiration_date: This award was granted on September 26, 2021, for a target number of 68,065 RSUs. The award vested on October 1, 2024, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2022 and ending with the last day of Apple's fiscal year 2024.

F5 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $143.96. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $227.29.

F6 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F7 · derivative.expiration_date: Apple's TSR for the three-year performance period was 57.88%, which ranked 92 of the 485 companies that were included in the S&P 500 for the performance period and placed Apple in the 81.20th percentile. Therefore, 127,282 RSUs subject to performance requirements vested.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 67,977 $226.21 $15,377,077.17
Disclosure

SEC source: 0000320193-24-000111 · wk-form4_1727994644.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,093

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 127,282 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000111 · wk-form4_1727994644.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
September 29, 2024 Filed Oct 1, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 10,976 $0.00 $0.00
Disclosure

SEC source: 0000320193-24-000096 · wk-form4_1727821838.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock · 10,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2027, subject to the terms and conditions of the underlying award agreement. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2025 and ending with the last day of Apple's fiscal year 2027.

F4 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2027, subject to the terms and conditions of the underlying award agreement. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2025 and ending with the last day of Apple's fiscal year 2027.

Read SEC document
September 29, 2024 Filed Oct 1, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 32,926 $0.00 $0.00
Disclosure

SEC source: 0000320193-24-000096 · wk-form4_1727821838.xml · derivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,926

Underlying: Common Stock · 32,926 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest as to 12.5% of the units on April 15, 2025 and the remaining restricted stock units are scheduled to vest 12.5% in semi-annual installments over a four-year period ending October 15, 2028, subject to the terms and conditions of the underlying award agreement.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest as to 12.5% of the units on April 15, 2025 and the remaining restricted stock units are scheduled to vest 12.5% in semi-annual installments over a four-year period ending October 15, 2028, subject to the terms and conditions of the underlying award agreement.

Read SEC document
September 29, 2024 Filed Oct 1, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 10,976 $0.00 $0.00
Disclosure

SEC source: 0000320193-24-000096 · wk-form4_1727821838.xml · derivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock · 10,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2027, April 1, 2028, and April 1, 2029, subject to the terms and conditions of the underlying award agreement.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2027, April 1, 2028, and April 1, 2029, subject to the terms and conditions of the underlying award agreement.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 12,894 $175.02 $2,256,707.88
Disclosure

SEC source: 0000320193-24-000055 · wk-form4_1713220215.xml · nonDerivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,788

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $174.70 to $175.445; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 27,600 $174.12 $4,805,712.00
Disclosure

SEC source: 0000320193-24-000055 · wk-form4_1713220215.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,682

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $173.70 to $174.69; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 12,700 $173.19 $2,199,513.00
Disclosure

SEC source: 0000320193-24-000055 · wk-form4_1713220215.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,282

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $172.70 to $173.695; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 22,689 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · derivative · entry 5

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,376

Underlying: Common Stock · 22,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on September 26, 2021. 22,689 restricted stock units subject to the award vested on April 1, 2024 and 22,688 restricted stock units are scheduled to vest on each of April 1, 2025 and April 1, 2026, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on September 26, 2021. 22,689 restricted stock units subject to the award vested on April 1, 2024 and 22,688 restricted stock units are scheduled to vest on each of April 1, 2025 and April 1, 2026, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 29,688 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · derivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,688

Underlying: Common Stock · 29,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on each of April 1, 2023 and April 1, 2024 and 29,688 restricted stock units are scheduled to vest on April 1, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on each of April 1, 2023 and April 1, 2024 and 29,688 restricted stock units are scheduled to vest on April 1, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 60,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on each of April 1, 2023 and April 1, 2024.

F4 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on each of April 1, 2023 and April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:32 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 60,115 $170.03 $10,221,353.45
Disclosure

SEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,982

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 113,309 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2024 of 127 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2023 through January 31, 2024.

Read SEC document
October 09, 2023 Filed Oct 10, 2023 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 12,685 $178.91 $2,269,473.35
Disclosure

SEC source: 0000320193-23-000096 · wk-form4_1696977012.xml · nonDerivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,661

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $178.84 to $179.03; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 09, 2023 Filed Oct 10, 2023 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 19,000 $178.55 $3,392,450.00
Disclosure

SEC source: 0000320193-23-000096 · wk-form4_1696977012.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,346

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $177.84 to $178.835; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 32,010 $177.89 $5,694,258.90
Disclosure

SEC source: 0000320193-23-000096 · wk-form4_1696977012.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,346

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $177.84 to $177.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:06 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 58,408 $0.00 $0.00
Disclosure

SEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · derivative · entry 5

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,408

Underlying: Common Stock · 58,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F9 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreements. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.

F9 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreements. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:06 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 58,408 $0.00 $0.00
Disclosure

SEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · derivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,408

Underlying: Common Stock · 58,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F8 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2026, April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreements.

F8 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2026, April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreements.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:06 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 136,268 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 136,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on September 27, 2020, for a target number of 89,064 RSUs. The award vested on October 1, 2023, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2021 and ending with the last day of Apple's fiscal year 2023.

F5 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $116.95. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $180.20.

F6 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F7 · derivative.exercise_date: Apple's TSR for the three-year performance period was 54.09%, which ranked 141 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 70.77th percentile. Therefore, 136,268 RSUs subject to performance requirements vested.

F4 · derivative.expiration_date: This award was granted on September 27, 2020, for a target number of 89,064 RSUs. The award vested on October 1, 2023, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2021 and ending with the last day of Apple's fiscal year 2023.

F5 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $116.95. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $180.20.

F6 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F7 · derivative.expiration_date: Apple's TSR for the three-year performance period was 54.09%, which ranked 141 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 70.77th percentile. Therefore, 136,268 RSUs subject to performance requirements vested.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:06 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 72,573 $171.21 $12,425,223.33
Disclosure

SEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,356

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:06 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 136,268 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 69,996 $165.25 $11,566,839.00
Disclosure

SEC source: 0000320193-23-000055 · wf-form4_168177065948283.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,661

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $164.92 to $165.78; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 200 $164.92 $32,984.00
Disclosure

SEC source: 0000320193-23-000053 · wf-form4_168116581286812.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,657

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 22:32 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 2,464 $0.00 $0.00
Disclosure

SEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · nonDerivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,857

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 29,688 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · derivative · entry 7

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,376

Underlying: Common Stock · 29,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 60,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · derivative · entry 6

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,932

Underlying: Common Stock · 60,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 59,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · derivative · entry 5

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on each of April 1, 2022 and April 1, 2023.

F4 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on each of April 1, 2022 and April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:32 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 79,488 $164.90 $13,107,571.20
Disclosure

SEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · nonDerivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,321

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 149,684 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2023 of 155 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2022 through January 31, 2023

Read SEC document
December 13, 2022 Filed Apr 4, 2023 22:32 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,970

Read SEC document
October 28, 2022 Filed Nov 1, 2022 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 7,200 $157.20 $1,131,840.00
Disclosure

SEC source: 0000320193-22-000111 · wf-form4_166734181374173.xml · nonDerivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,673

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022.

F5 · price: This transaction was executed in multiple trades at prices ranging from $157.03 to $157.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 69,678 $156.46 $10,901,819.88
Disclosure

SEC source: 0000320193-22-000111 · wf-form4_166734181374173.xml · nonDerivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,873

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $156.01 to $157.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 85,147 $155.63 $13,251,427.61
Disclosure

SEC source: 0000320193-22-000111 · wf-form4_166734181374173.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,551

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $155.010 to $156.005; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 14,274 $154.70 $2,208,187.80
Disclosure

SEC source: 0000320193-22-000111 · wf-form4_166734181374173.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,698

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $154.010 to $155.005; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 01:57 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 365,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000096 · wf-form4_166493485929155.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 365,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on September 29, 2019, for a target number of 182,800 RSUs. The award vested on October 1, 2022, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 29, 2019 through September 24, 2022.

F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value, adjusted to reflect Apple's 4-for-1 stock split, effective on August 28, 2020, was calculated to be $58.14. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $159.50.

F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F6 · derivative.exercise_date: Apple's TSR for the three-year performance period was 174.34%, which ranked 10 of the 478 companies that were included in the S&P 500 for the period and placed Apple in the 98th percentile. Therefore, 365,600 RSUs subject to performance requirements vested.

F3 · derivative.expiration_date: This award was granted on September 29, 2019, for a target number of 182,800 RSUs. The award vested on October 1, 2022, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 29, 2019 through September 24, 2022.

F4 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value, adjusted to reflect Apple's 4-for-1 stock split, effective on August 28, 2020, was calculated to be $58.14. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $159.50.

F5 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F6 · derivative.expiration_date: Apple's TSR for the three-year performance period was 174.34%, which ranked 10 of the 478 companies that were included in the S&P 500 for the period and placed Apple in the 98th percentile. Therefore, 365,600 RSUs subject to performance requirements vested.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 01:57 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 189,301 $138.20 $26,161,398.20
Disclosure

SEC source: 0000320193-22-000096 · wf-form4_166493485929155.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,972

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 01:57 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 365,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000096 · wf-form4_166493485929155.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
September 25, 2022 Filed Sep 28, 2022 01:48 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 66,477 $0.00 $0.00
Disclosure

SEC source: 0000320193-22-000087 · wf-form4_166432966938808.xml · derivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,477

Underlying: Common Stock · 66,477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025.

Read SEC document
September 25, 2022 Filed Sep 28, 2022 01:48 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 66,477 $0.00 $0.00
Disclosure

SEC source: 0000320193-22-000087 · wf-form4_166432966938808.xml · derivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,477

Underlying: Common Stock · 66,477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 30,345 $175.60 $5,328,582.00
Disclosure

SEC source: 0000320193-22-000076 · wf-form4_166094821148314.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,673

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020 and modified on February 26, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $175.33 to $176.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 66,390 $174.66 $11,595,677.40
Disclosure

SEC source: 0000320193-22-000076 · wf-form4_166094821148314.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,018

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020 and modified on February 26, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $174.33 to $175.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 17, 2022 Filed Aug 22, 2022 22:43 UTC Amendment Apple Inc. AAPL · Entity 2389 SaleCommon Stock 30,345 $175.60 $5,328,582.00
Disclosure

SEC source: 0000320193-22-000078 · wf-form4a_166120817922787.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,673

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022.

F2 · security: This amendment corrects the dates of adoption and modification of the reporting person's Rule 10b5-1 trading plan, which were incorrectly reported on the reporting person's Form 4 filed on August 19, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $175.33 to $176.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 17, 2022 Filed Aug 22, 2022 22:43 UTC Amendment Apple Inc. AAPL · Entity 2389 SaleCommon Stock 66,390 $174.66 $11,595,677.40
Disclosure

SEC source: 0000320193-22-000078 · wf-form4a_166120817922787.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,018

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022.

F2 · security: This amendment corrects the dates of adoption and modification of the reporting person's Rule 10b5-1 trading plan, which were incorrectly reported on the reporting person's Form 4 filed on August 19, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $174.33 to $175.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

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April 01, 2022 Filed Apr 5, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 60,936 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · derivative · entry 5

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,864

Underlying: Common Stock · 60,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

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April 01, 2022 Filed Apr 5, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 59,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · derivative · entry 4

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,064

Underlying: Common Stock · 59,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date.

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April 01, 2022 Filed Apr 5, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 84,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020, April 1, 2021, and April 1, 2022.

F4 · derivative.expiration_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020, April 1, 2021, and April 1, 2022.

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April 01, 2022 Filed Apr 5, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 108,197 $174.31 $18,859,819.07
Disclosure

SEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,408

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

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April 01, 2022 Filed Apr 5, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 204,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.