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person · Reporting owner

Kasmani Dilshad

Disclosed activity across 1 company

Tapewire entity
113628
SEC CIK
0001944947

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nauticus Robotics, Inc.KITT · Entity 8200Chief LAOMay 09, 2023May 11, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nauticus Robotics, Inc.

Report date May 09, 2023 · Filed May 11, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,080 Reported balance After 2023-05-09 transaction · row 1
1 source row

Row 1 · 2023-05-09 · Tax withholding · Disposed 4,484 · Balance 65,080

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2023 Filed May 11, 2023 20:01 UTC Nauticus Robotics, Inc. KITT · Entity 8200 Tax withholdingCommon Stock 4,484 $2.22 $9,954.48
Disclosure

SEC source: 0001213900-23-038516 · ownership.xml · nonDerivative · entry 1

Kasmani Dilshad · CIK 0001944947 · Chief LAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,080

Read SEC document
May 03, 2023 Filed May 6, 2023 01:10 UTC Nauticus Robotics, Inc. KITT · Entity 8200 Exercise / conversionRSU · Derivative 17,206 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-037035 · ownership.xml · derivative · entry 2

Kasmani Dilshad · CIK 0001944947 · Chief LAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: On April 3, the reporting person was granted 17,206 RSUs, all of which vested on May 3, 2023.

F2 · derivative.expiration_date: On April 3, the reporting person was granted 17,206 RSUs, all of which vested on May 3, 2023.

Read SEC document
May 03, 2023 Filed May 6, 2023 01:10 UTC Nauticus Robotics, Inc. KITT · Entity 8200 Exercise / conversionCommon Stock 17,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-037035 · ownership.xml · nonDerivative · entry 1

Kasmani Dilshad · CIK 0001944947 · Chief LAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 23:26 UTC Nauticus Robotics, Inc. KITT · Entity 8200 Tax withholdingCommon Stock 19,652 $2.44 $47,950.88
Disclosure

SEC source: 0001213900-23-030787 · ownership.xml · nonDerivative · entry 1

Kasmani Dilshad · CIK 0001944947 · Chief LAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,358

Read SEC document
April 11, 2023 Filed Apr 14, 2023 01:54 UTC Nauticus Robotics, Inc. KITT · Entity 8200 Exercise / conversionRSU · Derivative 72,010 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-029657 · ownership.xml · derivative · entry 2

Kasmani Dilshad · CIK 0001944947 · Chief LAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,011

Underlying: Common Stock · 72,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: On October 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal annual installments on April 11 of each of 2023 and 2024.

F2 · derivative.expiration_date: On October 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal annual installments on April 11 of each of 2023 and 2024.

Read SEC document
April 11, 2023 Filed Apr 14, 2023 01:54 UTC Nauticus Robotics, Inc. KITT · Entity 8200 Exercise / conversionCommon Stock 72,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-029657 · ownership.xml · nonDerivative · entry 1

Kasmani Dilshad · CIK 0001944947 · Chief LAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

Read SEC document
April 03, 2023 Filed Apr 6, 2023 10:37 UTC Nauticus Robotics, Inc. KITT · Entity 8200 GrantRSU · Derivative 17,206 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-027740 · ownership.xml · derivative · entry 1

Kasmani Dilshad · CIK 0001944947 · Chief LAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,206

Underlying: Common Stock · 17,206 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest on May 3, 2023.

F2 · derivative.expiration_date: 100% of the RSUs vest on May 3, 2023.

Read SEC document
October 07, 2022 Filed Oct 12, 2022 20:35 UTC Nauticus Robotics, Inc. KITT · Entity 8200 GrantPerformance RSU · Derivative 249,637 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-063540 · ownership.xml · derivative · entry 2

Kasmani Dilshad · CIK 0001944947 · Chief LAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,637

Underlying: Common Stock · 249,637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F3 · derivative.exercise_date: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue, as reported on its audited income statement for the year ending December 31, 2022 ("Revenue"), relative to the Company's 2022 revenue as reported on its Form S-1 filed on September 9, 2022, as may be amended ("S-1 Revenue").

F4 · derivative.exercise_date: The percentage of Performance RSUs that may vest will be (i) at the Compensation Committee's (the "Committee") discretion if the Revenue is below $11 million; (ii) 50% if the Revenue is greater than or equal to $11 million, but less than S-1 Revenue; (iii) 100% if the Revenue is greater than or equal to the S-1 Revenue, but less than 115% of S-1 Revenue; (iv) 115% if the Revenue is greater than or equal to 115% of S-1 Revenue, but less than 125% of S-1 Revenue; (v) 125% if the Revenue is greater than or equal to 125% of S-1 Revenue, but less than 150% of S-1 Revenue; (vi) 150% if the Revenue is greater than or equal to 150% of S-1 Revenue.

F3 · derivative.expiration_date: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue, as reported on its audited income statement for the year ending December 31, 2022 ("Revenue"), relative to the Company's 2022 revenue as reported on its Form S-1 filed on September 9, 2022, as may be amended ("S-1 Revenue").

F4 · derivative.expiration_date: The percentage of Performance RSUs that may vest will be (i) at the Compensation Committee's (the "Committee") discretion if the Revenue is below $11 million; (ii) 50% if the Revenue is greater than or equal to $11 million, but less than S-1 Revenue; (iii) 100% if the Revenue is greater than or equal to the S-1 Revenue, but less than 115% of S-1 Revenue; (iv) 115% if the Revenue is greater than or equal to 115% of S-1 Revenue, but less than 125% of S-1 Revenue; (v) 125% if the Revenue is greater than or equal to 125% of S-1 Revenue, but less than 150% of S-1 Revenue; (vi) 150% if the Revenue is greater than or equal to 150% of S-1 Revenue.

Read SEC document
October 07, 2022 Filed Oct 12, 2022 20:35 UTC Nauticus Robotics, Inc. KITT · Entity 8200 GrantRSU · Derivative 144,021 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-063540 · ownership.xml · derivative · entry 1

Kasmani Dilshad · CIK 0001944947 · Chief LAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,021

Underlying: Common Stock · 144,021 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: 50% of the RSUs vest on April 11 of each of 2023 and 2024.

F2 · derivative.expiration_date: 50% of the RSUs vest on April 11 of each of 2023 and 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.