Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| F5, INC.FFIV · Entity 839 | Director | March 08, 2023 | March 10, 2023 |
| QUALYS, INC.QLYS · Entity 1519 | Director | June 08, 2022 | June 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
F5, INC.
Report date March 08, 2023 · Filed March 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,218 |
Reported balance
After 2023-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-08 · Exercise / conversion · Acquired 1,272 · Balance 6,218 F1: Shares received upon vesting of the March 10, 2022 award of Restricted Stock Units. F2: Since the date of the reporting person's last ownership report, 1,000 shares of common stock were transferred to a trust for the benefit of Ms. Bergeron's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owning any securities owned by her ex-spouse. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-08 · Exercise / conversion · Disposed 1,272 · Balance 0 F3: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date. F4: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received upon vesting of the March 10, 2022 award of Restricted Stock Units.
F2: Since the date of the reporting person's last ownership report, 1,000 shares of common stock were transferred to a trust for the benefit of Ms. Bergeron's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owning any securities owned by her ex-spouse.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.
F4: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2023.
QUALYS, INC.
Report date June 08, 2022 · Filed June 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,904 |
Reported balance
After 2022-06-08 transaction · row 1
1 source rowRow 1 · 2022-06-08 · Grant · Acquired 1,556 · Balance 27,904 F1: The reported securities represent restricted stock units which vest on the earlier of: (i) June 8, 2023 or (ii) the day before the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities represent restricted stock units which vest on the earlier of: (i) June 8, 2023 or (ii) the day before the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Sumo Logic, Inc.
Report date May 12, 2023 · Filed May 12, 2023
Section 16 reporting ended · disclosed 2023-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-05-12 transaction · row 1
1 source rowRow 1 · 2023-05-12 · Disposition to issuer · Disposed 139,857 · Balance 0 F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement. F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price. F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. |
Filing footnotes · ownership attribution and instrument terms
F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement.
F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price.
F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2023 Filed May 12, 2023 16:08 UTC | Sumo Logic, Inc. SUMO · Entity 113560 | Disposition to issuerCommon Stock | 139,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-028999 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement. F2 · shares: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price. F3 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 22:01 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017856 · doc4.xml · derivative · entry 2 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date. F4 · derivative.expiration_date: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2023. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 22:01 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017856 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received upon vesting of the March 10, 2022 award of Restricted Stock Units. F2 · balance_after: Since the date of the reporting person's last ownership report, 1,000 shares of common stock were transferred to a trust for the benefit of Ms. Bergeron's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owning any securities owned by her ex-spouse. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 16:22 UTC | Sumo Logic, Inc. SUMO · Entity 113560 | GrantCommon Stock | 28,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042993 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,857 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day prior to the Issuer's next Annual Meeting of Stockholders, subject to the Reporting Person's continued role as a service provider to the Issuer through the applicable vesting date. F2 · balance_after: Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continued role as a service provider to the Issuer. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 21:03 UTC | QUALYS, INC. QLYS · Entity 1519 | GrantCommon Stock | 1,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035984 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,904 F1 · shares: The reported securities represent restricted stock units which vest on the earlier of: (i) June 8, 2023 or (ii) the day before the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| March 10, 2022 Filed Mar 11, 2022 19:32 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Unit · Derivative | 1,272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018127 · doc4.xml · derivative · entry 3 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272 Underlying: Common Stock · 1,272 shares Expires not disclosed F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date. F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2022 (to be held in 2023) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date. F5 · derivative.expiration_date: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 19:32 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018127 · doc4.xml · derivative · entry 2 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date. F3 · derivative.expiration_date: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 9, 2022. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 19:32 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 1,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018127 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received upon vesting of the March 11, 2021 award of Restricted Stock Units. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 18:00 UTC | Sumo Logic, Inc. SUMO · Entity 113560 | GrantCommon Stock | 11,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045894 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,151 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day prior to the Issuer's next Annual Meeting of Stockholders, subject to the Reporting Person's continued role as a service provider to the Issuer through the applicable vesting date. F2 · balance_after: Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continued role as a service provider to the Issuer. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 20:41 UTC | QUALYS, INC. QLYS · Entity 1519 | GrantCommon Stock | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039864 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,348 F1 · shares: The reported securities represent restricted stock units which vest on the earlier of: (i) June 9, 2022 or (ii) the day before the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:15 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Unit · Derivative | 1,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020140 · doc4.xml · derivative · entry 3 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282 Underlying: Common Stock · 1,282 shares Expires not disclosed F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2021 (to be held in 2022) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2021 (to be held in 2022) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:15 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 2,543 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020140 · doc4.xml · derivative · entry 2 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 10, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:15 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020140 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received upon vesting of the March 12, 2020 award of Restricted Stock Units. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:19 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 1,271 | $130.34 | $165,664.81 |
DisclosureSEC source: 0001209191-21-005363 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,346 F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020. F2 · price: The sale price represents the weighted average price of the shares sold ranging from $130.11 to $130.62 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:17 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 781 | $125.00 | $97,627.26 |
DisclosureSEC source: 0001209191-20-065006 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,617 F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020. F2 · price: The sale price represents the weighted average price of the shares sold ranging from $125.00 to $125.0075 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 23:07 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 219 | $125.00 | $27,375.00 |
DisclosureSEC source: 0001209191-20-064699 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,398 F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2020. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 23:03 UTC | QUALYS, INC. QLYS · Entity 1519 | GrantCommon Stock | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036074 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,617 F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 10, 2021 or (ii) the day before the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 4,737 | $114.85 | $544,052.98 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 11 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,771 F7 · price: The sale price represents the weighted average price of the shares sold ranging from $114.21 to $115.03 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 5,118 | $113.60 | $581,422.20 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 10 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,508 F6 · price: The sale price represents the weighted average price of the shares sold ranging from $113.17 to $114.16 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 3,888 | $112.72 | $438,258.08 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 9 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,626 F5 · price: The sale price represents the weighted average price of the shares sold ranging from $112.16 to $113.14 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $40.68 | $0.00 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · derivative · entry 14 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2025-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Shares subject to the option vested in twelve equal monthly installments beginning on June 4, 2015. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $22.31 | $0.00 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · derivative · entry 13 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2024-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Shares subject to the option vested in twelve equal monthly installments beginning on June 4, 2014. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $13.50 | $0.00 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · derivative · entry 12 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2023-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Shares subject to the option vested in twelve equal monthly installments beginning on June 4, 2013. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 732 | $116.50 | $85,279.17 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 8 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,514 F4 · price: The sale price represents the weighted average price of the shares sold ranging from $116.36 to $116.695 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 1,900 | $114.61 | $217,766.03 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 7 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,246 F3 · price: The sale price represents the weighted average price of the shares sold ranging from $114.10 to $115.02 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 100 | $112.88 | $11,288.00 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 6 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,146 Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 20,694 | $111.24 | $2,301,969.52 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 5 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,246 F2 · price: The sale price represents the weighted average price of the shares sold ranging from $111.10 to $111.895 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 12,574 | $110.63 | $1,391,006.29 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 4 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,940 F1 · price: The sale price represents the weighted average price of the shares sold ranging from $110.05 to $111.04 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | Exercise / conversionCommon Stock | 12,000 | $40.68 | $488,160.00 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 3 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | Exercise / conversionCommon Stock | 12,000 | $22.31 | $267,720.00 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 2 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | Exercise / conversionCommon Stock | 12,000 | $13.50 | $162,000.00 |
DisclosureSEC source: 0001209191-20-032985 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 21:14 UTC | F5, INC. FFIV · Entity 839 | SaleCommon Stock | 3,200 | $144.50 | $462,400.00 |
DisclosureSEC source: 0001209191-20-026365 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,121 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:36 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Unit · Derivative | 2,543 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018885 · doc4.xml · derivative · entry 3 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,543 Underlying: Common Stock · 2,543 shares Expires not disclosed F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2020 (to be held in 2021) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2020 (to be held in 2021) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:36 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,633 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018885 · doc4.xml · derivative · entry 2 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 11, 2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:36 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018885 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received upon vesting of the March 14, 2019 award of Restricted Stock Units. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 00:37 UTC | QUALYS, INC. QLYS · Entity 1519 | GrantCommon Stock | 2,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036004 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,514 F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 7, 2020 or (ii) the day before the Issuer's 2020 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 23:23 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Unit · Derivative | 1,633 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019847 · doc4.xml · derivative · entry 3 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,633 Underlying: Common Stock · 1,633 shares Expires not disclosed F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2019 (to be held in 2020) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2019 (to be held in 2020) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 23:23 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,688 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019847 · doc4.xml · derivative · entry 2 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 13, 2019. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 23:23 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 1,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019847 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received upon vesting of the March 15, 2018 award of Restricted Stock Units. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 18:47 UTC | F5, INC. FFIV · Entity 839 | SaleCommon Stock | 8,900 | $169.54 | $1,508,907.78 |
DisclosureSEC source: 0001209191-18-059671 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan, in multiple trades at prices ranging from $168.95 to $170.29. The reported price is the weighted average sale price. The reporting person undertakes to provide to the Company, any security holder of the Company, or Securities and Exchange Commission staff, upon request, complete information regarding the number of shares sold at each separate price. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 21:05 UTC | QUALYS, INC. QLYS · Entity 1519 | GrantCommon Stock | 2,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038811 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,243 F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 18, 2019 or (ii) the day before the Issuer's 2019 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 22:34 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Unit · Derivative | 1,688 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020371 · doc4.xml · derivative · entry 3 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688 Underlying: Common Stock · 1,688 shares Expires not disclosed F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2018 (to be held in 2019) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2018 (to be held in 2019) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 22:34 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020371 · doc4.xml · derivative · entry 2 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 14, 2018. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 22:34 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 1,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020371 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received upon vesting of the March 9, 2017 award of Restricted Stock Units. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 21:40 UTC | QUALYS, INC. QLYS · Entity 1519 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063947 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: Shares held directly by the Bergeron Family Trust dtd 11/15/2004 for which the Reporting Person serves as trustee. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:24 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 70,000 | $60.49 | $4,234,426.00 |
DisclosureSEC source: 0001209191-17-062936 · doc4.xml · nonDerivative · entry 4 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,000 F4 · price: The sale price represents the weighted average price of the shares sold ranging from $60.00 to $60.88 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · ownership.nature: Shares held directly by the Bergeron Family Trust dtd 11/15/2004 for which the Reporting Person serves as trustee. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:24 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 653 | $59.60 | $38,918.80 |
DisclosureSEC source: 0001209191-17-062936 · doc4.xml · nonDerivative · entry 3 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · ownership.nature: Shares held directly by DGB Investment Inc., an investment company solely owned by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:24 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 7,360 | $60.78 | $447,309.15 |
DisclosureSEC source: 0001209191-17-062936 · doc4.xml · nonDerivative · entry 2 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 653 F3 · price: The sale price represents the weighted average price of the shares sold ranging from $60.50 to $61.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Shares held directly by DGB Investment Inc., an investment company solely owned by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:24 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 41,987 | $59.79 | $2,510,516.09 |
DisclosureSEC source: 0001209191-17-062936 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,013 F1 · price: The sale price represents the weighted average price of the shares sold ranging from $59.50 to $60.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Shares held directly by DGB Investment Inc., an investment company solely owned by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:40 UTC | QUALYS, INC. QLYS · Entity 1519 | GrantCommon Stock | 4,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038313 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,783 F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.