Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| F5, INC.FFIV · Entity 839 | Director | March 08, 2023 | March 10, 2023 |
| QUALYS, INC.QLYS · Entity 1519 | Director | June 08, 2022 | June 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
F5, INC.
Report date March 08, 2023 · Filed March 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,218 |
Reported balance
After 2023-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-08 · Exercise / conversion · Acquired 1,272 · Balance 6,218 F1: Shares received upon vesting of the March 10, 2022 award of Restricted Stock Units. F2: Since the date of the reporting person's last ownership report, 1,000 shares of common stock were transferred to a trust for the benefit of Ms. Bergeron's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owning any securities owned by her ex-spouse. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-08 · Exercise / conversion · Disposed 1,272 · Balance 0 F3: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date. F4: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received upon vesting of the March 10, 2022 award of Restricted Stock Units.
F2: Since the date of the reporting person's last ownership report, 1,000 shares of common stock were transferred to a trust for the benefit of Ms. Bergeron's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owning any securities owned by her ex-spouse.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.
F4: One share of Common Stock of F5, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2023.
QUALYS, INC.
Report date June 08, 2022 · Filed June 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,904 |
Reported balance
After 2022-06-08 transaction · row 1
1 source rowRow 1 · 2022-06-08 · Grant · Acquired 1,556 · Balance 27,904 F1: The reported securities represent restricted stock units which vest on the earlier of: (i) June 8, 2023 or (ii) the day before the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities represent restricted stock units which vest on the earlier of: (i) June 8, 2023 or (ii) the day before the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Sumo Logic, Inc.
Report date May 12, 2023 · Filed May 12, 2023
Section 16 reporting ended · disclosed 2023-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-05-12 transaction · row 1
1 source rowRow 1 · 2023-05-12 · Disposition to issuer · Disposed 139,857 · Balance 0 F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement. F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price. F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. |
Filing footnotes · ownership attribution and instrument terms
F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement.
F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price.
F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2017 Filed Jun 14, 2017 21:47 UTC Amendment | QUALYS, INC. QLYS · Entity 1519 | GrantCommon Stock | 4,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039883 · doc4a.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,655 F1 · shares: The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date. F2 · shares: This amended Form 4 corrects an original Form 4 filed on June 7, 2017, which incorrectly reported the number of restricted stock units acquired. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 00:58 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Units · Derivative | 1,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019982 · doc4.xml · derivative · entry 3 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,740 Underlying: Common Stock · 1,740 shares Expires not disclosed F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date. F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| March 08, 2017 Filed Mar 11, 2017 00:58 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Units · Derivative | 2,540 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019982 · doc4.xml · derivative · entry 2 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date. F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2017. Read SEC document |
| March 08, 2017 Filed Mar 11, 2017 00:58 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 2,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019982 · doc4.xml · nonDerivative · entry 1 BERGERON SANDRA E. · CIK 0001279949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received upon vesting of the March 10, 2016 award of Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.