Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gloo Holdings, Inc.GLOO · Entity 6042 | Director · See Remarks | September 14, 2026 | September 15, 2026 |
| INTEL CORPINTC · Entity 2799 | Director · CEO | November 04, 2024 | November 06, 2024 |
| Mobileye Global Inc.MBLY · Entity 3701 | Director | November 13, 2024 | November 15, 2024 |
| VMWARE LLCVMW · Entity 11690 | Director | April 15, 2021 | April 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gloo Holdings, Inc.
Report date September 14, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 390,499 |
Reported balance
After 2026-09-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-14 · Purchase · Acquired 25,000 · Balance 390,499 F1: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2: Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 55,976 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 55,976 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F4: Shares held of record by the Nathan Paul Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 55,977 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 55,977 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F5: Shares held of record by the Elizabeth Marie Lee 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 55,977 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 55,977 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F6: Shares held of record by the Micah Daniel Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 55,977 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 55,977 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F7: Shares held of record by the Josiah Patrick Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 355,934 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 355,934 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F8: Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 159,745 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 159,745 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F2: Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 128,205 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 128,205 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
F2: Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares.
F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.
F4: Shares held of record by the Nathan Paul Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
F5: Shares held of record by the Elizabeth Marie Lee 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
F6: Shares held of record by the Micah Daniel Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
F7: Shares held of record by the Josiah Patrick Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
F8: Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares.
INTEL CORP
Report date November 04, 2024 · Filed November 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,033 |
Reported balance
After 2024-11-04 transaction · row 1
1 source rowRow 1 · 2024-11-04 · Purchase · Acquired 11,150 · Balance 105,033 F1: This transaction was executed in multiple trades at prices ranging from $22.5200 to $22.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 1,480 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,480 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 37,975 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 37,975 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 58,558 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 58,558 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 80,047 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 80,047 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 84,419 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 84,419 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 86,436 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 86,436 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 191,926 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 191,926 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $22.5200 to $22.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Mobileye Global Inc.
Report date November 13, 2024 · Filed November 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy GRAT | 139,456 |
Reported balance
After 2024-11-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-13 · Other · Acquired 139,456 · Balance 139,456 F1: On November 13, 2024, the reporting person contributed 139,456 shares of MBLY Class A Common Stock from his individual trust to a grantor retained annuity trust (GRAT) for the benefit of himself and his children. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2024-11-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-11-13 · Other · Disposed 139,456 · Balance 0 F1: On November 13, 2024, the reporting person contributed 139,456 shares of MBLY Class A Common Stock from his individual trust to a grantor retained annuity trust (GRAT) for the benefit of himself and his children. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 6,400 |
Reported balance
Holding disclosure · report date 2024-11-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,400 |
Filing footnotes · ownership attribution and instrument terms
F1: On November 13, 2024, the reporting person contributed 139,456 shares of MBLY Class A Common Stock from his individual trust to a grantor retained annuity trust (GRAT) for the benefit of himself and his children.
VMWARE LLC
Report date April 15, 2021 · Filed April 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 151,782 |
Reported balance
After 2021-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-15 · Exercise / conversion · Acquired 15,000 · Balance 151,782 |
| Class A Common StockSEC Table I · non-derivative | Direct | 136,782 |
Reported balance
After 2021-04-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-04-15 · Sale · Disposed 15,000 · Balance 136,782 F1: Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48. F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Class A Common StockSEC Table I · non-derivative | Direct | 138,318 |
Reported balance
After 2021-04-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-04-16 · Exercise / conversion · Acquired 1,536 · Balance 138,318 |
| Class A Common StockSEC Table I · non-derivative | Direct | 136,782 |
Reported balance
After 2021-04-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-04-16 · Sale · Disposed 1,536 · Balance 136,782 F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04. |
| Class A Common StockSEC Table I · non-derivative | Direct | 161,012 |
Reported balance
After 2021-04-19 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-04-19 · Exercise / conversion · Acquired 24,230 · Balance 161,012 |
| Class A Common StockSEC Table I · non-derivative | Direct | 153,612 |
Reported balance
After 2021-04-19 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-04-19 · Sale · Disposed 7,400 · Balance 153,612 F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88. |
| Class A Common StockSEC Table I · non-derivative | Direct | 147,548 |
Reported balance
After 2021-04-19 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2021-04-19 · Sale · Disposed 6,064 · Balance 147,548 F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5: Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72. |
| Class A Common StockSEC Table I · non-derivative | Direct | 194,223 |
Reported balance
After 2021-04-19 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2021-04-19 · Sale · Disposed 10,766 · Balance 194,223 F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21. F7: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021. |
| Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.25 · Expires 2021-07-24 | Direct | 25,766 |
Reported balance
After 2021-04-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-04-15 · Exercise / conversion · Disposed 15,000 · Balance 25,766 F9: The option is fully vested. |
| Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.25 · Expires 2021-07-24 | Direct | 24,230 |
Reported balance
After 2021-04-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-04-16 · Exercise / conversion · Disposed 1,536 · Balance 24,230 F9: The option is fully vested. |
| Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.25 · Expires 2021-07-24 | Direct | 0 |
Reported balance
After 2021-04-19 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-04-19 · Exercise / conversion · Disposed 24,230 · Balance 0 F9: The option is fully vested. |
| Class A Common StockSEC Table I · non-derivative | Indirectby GRATs | 225,912 |
Reported balance
Holding disclosure · report date 2021-04-15 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 225,912 F7: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021. |
| Class A Common StockSEC Table I · non-derivative | Indirectby trusts | 104,208 |
Reported balance
Holding disclosure · report date 2021-04-15 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 104,208 F8: Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48.
F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04.
F4: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88.
F5: Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72.
F6: Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21.
F7: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021.
F8: Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust.
F9: The option is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 3, 2019 19:29 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 5,101 | $202.89 | $1,034,941.89 |
DisclosureSEC source: 0001209191-19-027572 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,787 F1 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $202.43. through $203.42. Read SEC document |
| May 01, 2019 Filed May 3, 2019 19:29 UTC | VMWARE LLC VMW · Entity 11690 | Exercise / conversionClass A Common Stock | 20,000 | $80.25 | $1,605,000.00 |
DisclosureSEC source: 0001209191-19-027572 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 21:35 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 41,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026506 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,888 Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 20:46 UTC | VMWARE LLC VMW · Entity 11690 | GiftClass A Common Stock | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023758 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,549 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:19 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 9,064 | $184.29 | $1,670,404.56 |
DisclosureSEC source: 0001209191-19-022868 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,699 F2 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 21:19 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 155,124 | $180.51 | $28,001,433.24 |
DisclosureSEC source: 0001209191-19-022868 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,763 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded performance stock units. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 19:14 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 312,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019242 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,887 F1 · shares: Amount determined upon satisfaction of performance criteria of a previously awarded performance stock unit award. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | Exercise / conversionStock Option (right-to-buy) · Derivative | 21,086 | $0.00 Strike: $69.81 | $0.00 |
DisclosureSEC source: 0001209191-19-017076 · doc4.xml · derivative · entry 10 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,086 shares Expires 2020-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F11 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 15,890 | $178.20 | $2,831,598.00 |
DisclosureSEC source: 0001209191-19-017076 · doc4.xml · nonDerivative · entry 8 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,015 F9 · kind: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F10 · balance_after: 71 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on February 28, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 900 | $181.61 | $163,449.00 |
DisclosureSEC source: 0001209191-19-017076 · doc4.xml · nonDerivative · entry 7 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,834 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F8 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $181.12 through $182.05. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 1,965 | $180.51 | $354,702.15 |
DisclosureSEC source: 0001209191-19-017076 · doc4.xml · nonDerivative · entry 6 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,734 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F7 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $180.07 through $181.00 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 4,792 | $179.51 | $860,211.92 |
DisclosureSEC source: 0001209191-19-017076 · doc4.xml · nonDerivative · entry 5 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,699 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $179.07 through $180.05. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 7,477 | $178.55 | $1,335,018.35 |
DisclosureSEC source: 0001209191-19-017076 · doc4.xml · nonDerivative · entry 4 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,491 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $178.06 through $179.02. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 4,452 | $177.62 | $790,764.24 |
DisclosureSEC source: 0001209191-19-017076 · doc4.xml · nonDerivative · entry 3 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,968 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $177.05 through $178.04 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 1,500 | $176.52 | $264,780.00 |
DisclosureSEC source: 0001209191-19-017076 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,420 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $175.93. through $176.91. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | Exercise / conversionClass A Common Stock | 21,086 | $69.81 | $1,472,013.66 |
DisclosureSEC source: 0001209191-19-017076 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 19:50 UTC | VMWARE LLC VMW · Entity 11690 | Exercise / conversionStock Option (right-to-buy) · Derivative | 30,095 | $0.00 Strike: $69.81 | $0.00 |
DisclosureSEC source: 0001209191-19-003818 · doc4.xml · derivative · entry 6 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,086 Underlying: Class A Common Stock · 30,095 shares Expires 2020-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Reflects equitable adjustment to the option exercise price as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the exercise price was multiplied by a conversion factor of 0.8307. F8 · shares: Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038. F9 · derivative.exercise_date: The option is fully vested. F8 · derivative.underlying_shares: Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038. F8 · balance_after: Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 19:50 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 9,437 | $147.37 | $1,390,730.69 |
DisclosureSEC source: 0001209191-19-003818 · doc4.xml · nonDerivative · entry 4 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,834 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $146.98 through $147.90. F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 19:50 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 18,058 | $146.64 | $2,648,025.12 |
DisclosureSEC source: 0001209191-19-003818 · doc4.xml · nonDerivative · entry 3 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,271 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $145.98 through $146.97. F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 19:50 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 2,600 | $145.56 | $378,456.00 |
DisclosureSEC source: 0001209191-19-003818 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,329 F2 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $144.98 through $145.96. F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 19:50 UTC | VMWARE LLC VMW · Entity 11690 | Exercise / conversionClass A Common Stock | 30,095 | $69.81 | $2,100,931.95 |
DisclosureSEC source: 0001209191-19-003818 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. Read SEC document |
| December 06, 2018 Filed Dec 12, 2018 19:39 UTC | VMWARE LLC VMW · Entity 11690 | GiftClass A Common Stock | 4,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062334 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,003 Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 19:11 UTC | VMWARE LLC VMW · Entity 11690 | Exercise / conversionStock Option (right-to-buy) · Derivative | 25,000 | $0.00 Strike: $84.04 | $0.00 |
DisclosureSEC source: 0001209191-18-058034 · doc4.xml · derivative · entry 3 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,516 Underlying: Class A Common Stock · 25,000 shares Expires 2020-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 19:11 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 25,000 | $150.00 | $3,750,000.00 |
DisclosureSEC source: 0001209191-18-058034 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,743 Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 19:11 UTC | VMWARE LLC VMW · Entity 11690 | Exercise / conversionClass A Common Stock | 25,000 | $84.04 | $2,101,000.00 |
DisclosureSEC source: 0001209191-18-058034 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 19:16 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 3,052 | $144.64 | $441,441.28 |
DisclosureSEC source: 0001209191-18-057299 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,743 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 19:13 UTC | VMWARE LLC VMW · Entity 11690 | GiftClass A Common Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052896 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,795 Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 19:13 UTC | VMWARE LLC VMW · Entity 11690 | Exercise / conversionStock Option (right-to-buy) · Derivative | 25,000 | $0.00 Strike: $84.04 | $0.00 |
DisclosureSEC source: 0001209191-18-049669 · doc4.xml · derivative · entry 7 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,516 Underlying: Class A Common Stock · 25,000 shares Expires 2020-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option is fully vested. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 19:13 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 11,804 | $152.61 | $1,801,408.44 |
DisclosureSEC source: 0001209191-18-049669 · doc4.xml · nonDerivative · entry 6 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,795 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $152.29 through $152.89. F6 · balance_after: 71 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2018. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 19:13 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 11,594 | $151.84 | $1,760,432.96 |
DisclosureSEC source: 0001209191-18-049669 · doc4.xml · nonDerivative · entry 5 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,599 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $151.29 through $152.28. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 19:13 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 1,602 | $150.69 | $241,405.38 |
DisclosureSEC source: 0001209191-18-049669 · doc4.xml · nonDerivative · entry 4 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,193 F2 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $150.23 through $151.20. F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 19:13 UTC | VMWARE LLC VMW · Entity 11690 | Exercise / conversionClass A Common Stock | 25,000 | $84.04 | $2,101,000.00 |
DisclosureSEC source: 0001209191-18-049669 · doc4.xml · nonDerivative · entry 3 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 19:13 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 13,199 | $153.26 | $2,022,878.74 |
DisclosureSEC source: 0001209191-18-049669 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,795 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:13 UTC | VMWARE LLC VMW · Entity 11690 | GiftClass A Common Stock | 7,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049669 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,923 Read SEC document |
| July 19, 2018 Filed Jul 19, 2018 20:28 UTC | VMWARE LLC VMW · Entity 11690 | SaleDell Technologies Class V common stock · Derivative | 20,645 | $94.45 | $1,949,920.25 |
DisclosureSEC source: 0001209191-18-043404 · doc4.xml · derivative · entry 4 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · held by LLC Disclosed balance after: 0 Underlying: see footnote (1) · 20,645 shares Expires not disclosed F1 · derivative.exercise_price: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.exercise_date: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.expiration_date: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. F2 · ownership.nature: These shares were held in a limited liability company ("LLC") established for the benefit of the reporting person's children. The reporting person's spouse is manager of the LLC. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person was the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 20:28 UTC | VMWARE LLC VMW · Entity 11690 | GiftDell Technologies Class V common stock · Derivative | 27,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-043404 · doc4.xml · derivative · entry 3 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: see footnote (1) · 27,860 shares Expires not disclosed F1 · derivative.exercise_price: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · price: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.exercise_date: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.expiration_date: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 20:28 UTC | VMWARE LLC VMW · Entity 11690 | GiftClass A Common Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043404 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,093 Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 20:28 UTC | VMWARE LLC VMW · Entity 11690 | GiftClass A Common Stock | 4,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043404 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,665 Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:13 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 8,554 | $133.22 | $1,139,563.88 |
DisclosureSEC source: 0001209191-18-027909 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,178 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:15 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 60,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026924 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,732 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:52 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 13,199 | $123.66 | $1,632,188.34 |
DisclosureSEC source: 0001209191-18-016088 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,987 F3 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:52 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 57,706 | $131.75 | $7,602,765.50 |
DisclosureSEC source: 0001209191-18-016088 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,186 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded performance stock units. F2 · balance_after: Includes 148 shares in addition to total amount of shares reported as beneficially owned by the reporting person in prior Form 4 filed on February 28, 2018. 118 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on February 28, 2018. The remaining 30 shares reflects the correction of a clerical error in adding the number of shares acquired on Feb. 26, 2018 to the total number of shares beneficially owned by the reporting person following the reported transaction. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 19:47 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 118,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014721 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,744 F1 · shares: Amount determined upon satisfaction of performance criteria of a previously awarded performance stock unit award. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:02 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,579 | $119.12 | $307,210.48 |
DisclosureSEC source: 0001209191-17-059337 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,086 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 18:28 UTC | VMWARE LLC VMW · Entity 11690 | GiftClass A Common Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051755 · doc4.xml · nonDerivative · entry 3 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,665 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 18:28 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 13,893 | $107.48 | $1,493,219.64 |
DisclosureSEC source: 0001209191-17-051755 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,990 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: 101 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2017. Read SEC document |
| August 30, 2017 Filed Sep 6, 2017 18:28 UTC | VMWARE LLC VMW · Entity 11690 | GiftClass A Common Stock | 9,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051755 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,782 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:41 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,716 | $97.40 | $264,538.40 |
DisclosureSEC source: 0001209191-17-037974 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,600 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:48 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 49,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033443 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,316 Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:34 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,579 | $94.58 | $243,921.82 |
DisclosureSEC source: 0001209191-17-029789 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,081 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.