Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gloo Holdings, Inc.GLOO · Entity 6042 | Director · See Remarks | September 14, 2026 | September 15, 2026 |
| INTEL CORPINTC · Entity 2799 | Director · CEO | November 04, 2024 | November 06, 2024 |
| Mobileye Global Inc.MBLY · Entity 3701 | Director | November 13, 2024 | November 15, 2024 |
| VMWARE LLCVMW · Entity 11690 | Director | April 15, 2021 | April 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gloo Holdings, Inc.
Report date September 14, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 390,499 |
Reported balance
After 2026-09-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-14 · Purchase · Acquired 25,000 · Balance 390,499 F1: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2: Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 55,976 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 55,976 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F4: Shares held of record by the Nathan Paul Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 55,977 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 55,977 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F5: Shares held of record by the Elizabeth Marie Lee 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 55,977 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 55,977 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F6: Shares held of record by the Micah Daniel Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 55,977 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 55,977 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F7: Shares held of record by the Josiah Patrick Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 355,934 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 355,934 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F8: Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 159,745 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 159,745 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. F2: Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 128,205 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 128,205 F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
F2: Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares.
F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.
F4: Shares held of record by the Nathan Paul Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
F5: Shares held of record by the Elizabeth Marie Lee 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
F6: Shares held of record by the Micah Daniel Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
F7: Shares held of record by the Josiah Patrick Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.
F8: Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares.
INTEL CORP
Report date November 04, 2024 · Filed November 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,033 |
Reported balance
After 2024-11-04 transaction · row 1
1 source rowRow 1 · 2024-11-04 · Purchase · Acquired 11,150 · Balance 105,033 F1: This transaction was executed in multiple trades at prices ranging from $22.5200 to $22.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 1,480 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,480 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 37,975 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 37,975 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 58,558 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 58,558 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 80,047 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 80,047 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 84,419 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 84,419 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 86,436 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 86,436 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 191,926 |
Reported balance
Holding disclosure · report date 2024-11-04 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 191,926 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $22.5200 to $22.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Mobileye Global Inc.
Report date November 13, 2024 · Filed November 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy GRAT | 139,456 |
Reported balance
After 2024-11-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-13 · Other · Acquired 139,456 · Balance 139,456 F1: On November 13, 2024, the reporting person contributed 139,456 shares of MBLY Class A Common Stock from his individual trust to a grantor retained annuity trust (GRAT) for the benefit of himself and his children. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2024-11-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-11-13 · Other · Disposed 139,456 · Balance 0 F1: On November 13, 2024, the reporting person contributed 139,456 shares of MBLY Class A Common Stock from his individual trust to a grantor retained annuity trust (GRAT) for the benefit of himself and his children. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 6,400 |
Reported balance
Holding disclosure · report date 2024-11-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,400 |
Filing footnotes · ownership attribution and instrument terms
F1: On November 13, 2024, the reporting person contributed 139,456 shares of MBLY Class A Common Stock from his individual trust to a grantor retained annuity trust (GRAT) for the benefit of himself and his children.
VMWARE LLC
Report date April 15, 2021 · Filed April 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 151,782 |
Reported balance
After 2021-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-15 · Exercise / conversion · Acquired 15,000 · Balance 151,782 |
| Class A Common StockSEC Table I · non-derivative | Direct | 136,782 |
Reported balance
After 2021-04-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-04-15 · Sale · Disposed 15,000 · Balance 136,782 F1: Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48. F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Class A Common StockSEC Table I · non-derivative | Direct | 138,318 |
Reported balance
After 2021-04-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-04-16 · Exercise / conversion · Acquired 1,536 · Balance 138,318 |
| Class A Common StockSEC Table I · non-derivative | Direct | 136,782 |
Reported balance
After 2021-04-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-04-16 · Sale · Disposed 1,536 · Balance 136,782 F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04. |
| Class A Common StockSEC Table I · non-derivative | Direct | 161,012 |
Reported balance
After 2021-04-19 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-04-19 · Exercise / conversion · Acquired 24,230 · Balance 161,012 |
| Class A Common StockSEC Table I · non-derivative | Direct | 153,612 |
Reported balance
After 2021-04-19 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-04-19 · Sale · Disposed 7,400 · Balance 153,612 F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88. |
| Class A Common StockSEC Table I · non-derivative | Direct | 147,548 |
Reported balance
After 2021-04-19 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2021-04-19 · Sale · Disposed 6,064 · Balance 147,548 F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5: Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72. |
| Class A Common StockSEC Table I · non-derivative | Direct | 194,223 |
Reported balance
After 2021-04-19 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2021-04-19 · Sale · Disposed 10,766 · Balance 194,223 F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21. F7: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021. |
| Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.25 · Expires 2021-07-24 | Direct | 25,766 |
Reported balance
After 2021-04-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-04-15 · Exercise / conversion · Disposed 15,000 · Balance 25,766 F9: The option is fully vested. |
| Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.25 · Expires 2021-07-24 | Direct | 24,230 |
Reported balance
After 2021-04-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-04-16 · Exercise / conversion · Disposed 1,536 · Balance 24,230 F9: The option is fully vested. |
| Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.25 · Expires 2021-07-24 | Direct | 0 |
Reported balance
After 2021-04-19 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-04-19 · Exercise / conversion · Disposed 24,230 · Balance 0 F9: The option is fully vested. |
| Class A Common StockSEC Table I · non-derivative | Indirectby GRATs | 225,912 |
Reported balance
Holding disclosure · report date 2021-04-15 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 225,912 F7: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021. |
| Class A Common StockSEC Table I · non-derivative | Indirectby trusts | 104,208 |
Reported balance
Holding disclosure · report date 2021-04-15 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 104,208 F8: Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48.
F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04.
F4: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88.
F5: Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72.
F6: Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21.
F7: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021.
F8: Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust.
F9: The option is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 2, 2017 21:25 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 22,367 | $90.76 | $2,030,028.92 |
DisclosureSEC source: 0001209191-17-017018 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,660 F2 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:25 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 27,469 | $89.89 | $2,469,188.41 |
DisclosureSEC source: 0001209191-17-017018 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,027 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded performance stock units. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 19:19 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 55,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010840 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,496 F1 · shares: Amount determined upon satisfaction of performance criteria of previously awarded performance stock unit awards. F2 · balance_after: 193 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on January 31, 2017. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 18:56 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,716 | $78.04 | $211,956.64 |
DisclosureSEC source: 0001209191-16-153497 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,537 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:14 UTC | VMWARE LLC VMW · Entity 11690 | GiftClass A Common Stock | 19,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148292 · doc4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,253 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:14 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,579 | $77.97 | $201,084.63 |
DisclosureSEC source: 0001209191-16-148292 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,337 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 18:57 UTC | VMWARE LLC VMW · Entity 11690 | OtherDell Technologies Class V common stock · Derivative | 20,645 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-140835 · doc4.xml · derivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · held by LLC Disclosed balance after: 20,645 Underlying: see footnote 2 · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F3 · derivative.exercise_price: Received in connection with the Merger, in exchange for 185,226 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · price: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F3 · price: Received in connection with the Merger, in exchange for 185,226 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.exercise_date: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F3 · derivative.exercise_date: Received in connection with the Merger, in exchange for 185,226 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.expiration_date: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F3 · derivative.expiration_date: Received in connection with the Merger, in exchange for 185,226 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.underlying_shares: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F3 · derivative.underlying_shares: Received in connection with the Merger, in exchange for 185,226 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F4 · ownership.nature: These shares are held in a limited liability company ("LLC") established for the benefit of the reporting person's children. The reporting person's spouse is manager of the LLC. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 18:57 UTC | VMWARE LLC VMW · Entity 11690 | OtherDell Technologies Class V common stock · Derivative | 27,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-140835 · doc4.xml · derivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,860 Underlying: see footnote 2 · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 249,966 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.exercise_price: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · price: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 249,966 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · price: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.exercise_date: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 249,966 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.exercise_date: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.expiration_date: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 249,966 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.expiration_date: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.underlying_shares: Received in connection with the acquisition by Dell Technologies Inc. ("DT") of EMC Corporation ("EMC") by merger (the "Merger"), in exchange for 249,966 shares of EMC common stock. The reporting person acquired the right to receive $24.05 in cash and 0.11146 shares of DT Class V common stock (the "Class V stock") per share of EMC common stock at the effective time of the Merger. On the effective date of the Merger, the closing price of the Class V stock was $48.00 per share. The Class V stock has no exercise date or expiration date. F2 · derivative.underlying_shares: As of June 30, 2016, EMC held 80.6% of the outstanding common stock of VMware, Inc. ("VMW") and 97.4% of the combined voting power of VMW's outstanding common stock. Effective at the effective time of the Merger, DT became the indirect owner of all of such shares, and VMW became an indirectly-held, majority-owned subsidiary of DT. The Class V stock is intended to track and reflect the economic performance of the Class V Group of DT, which will initially have attributed to it approximately 65% of the economic value of EMC's economic interest in VMware, which was acquired by DT in the Merger. Accordingly, the Class V stock may be considered a derivative security relating to VMW Class A common stock or an equity security relating to VMW. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMW Class A common stock or an equity security relating to VMW for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 19:20 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 10,444 | $73.78 | $770,558.32 |
DisclosureSEC source: 0001209191-16-140280 · doc4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,916 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: 193 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2016. Read SEC document |
| August 28, 2009 Filed Sep 1, 2009 18:06 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $18.63 | $0.00 |
DisclosureSEC source: 0001127602-09-018284 · form4.xml · derivative · entry 14 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 120,000 shares Expires 2013-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2009 Filed Sep 1, 2009 18:06 UTC | INTEL CORP INTC · Entity 2799 | SaleCommon Stock | 120,000 | $20.25 | $2,430,000.00 |
DisclosureSEC source: 0001127602-09-018284 · form4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,088 F2 · shares: Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on July 16, 2009 that are intended to comply with Rule 10b5-1(c). Read SEC document |
| August 28, 2009 Filed Sep 1, 2009 18:06 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 120,000 | $18.63 | $2,235,600.00 |
DisclosureSEC source: 0001127602-09-018284 · form4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2009 Filed Aug 14, 2009 19:56 UTC | INTEL CORP INTC · Entity 2799 | GiftCommon Stock | 5,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-017381 · form4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,088 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 19:21 UTC | INTEL CORP INTC · Entity 2799 | GiftCommon Stock | 15,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-013735 · form4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,351 Read SEC document |
| April 21, 2009 Filed Apr 23, 2009 00:19 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009501 · form4.xml · derivative · entry 17 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| April 21, 2009 Filed Apr 23, 2009 00:19 UTC | INTEL CORP INTC · Entity 2799 | SaleCommon Stock | 1,500 | $15.27 | $22,905.00 |
DisclosureSEC source: 0001127602-09-009501 · form4.xml · nonDerivative · entry 5 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Son -3 Disclosed balance after: 471 Read SEC document |
| April 21, 2009 Filed Apr 23, 2009 00:19 UTC | INTEL CORP INTC · Entity 2799 | Tax withholdingCommon Stock | 1,046 | $15.25 | $15,951.50 |
DisclosureSEC source: 0001127602-09-009501 · form4.xml · nonDerivative · entry 4 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,549 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| April 21, 2009 Filed Apr 23, 2009 00:19 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009501 · form4.xml · nonDerivative · entry 3 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| April 20, 2009 Filed Apr 23, 2009 00:19 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 6,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009501 · form4.xml · derivative · entry 16 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,750 Underlying: Common Stock · 6,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| April 20, 2009 Filed Apr 23, 2009 00:19 UTC | INTEL CORP INTC · Entity 2799 | Tax withholdingCommon Stock | 2,168 | $15.19 | $32,921.08 |
DisclosureSEC source: 0001127602-09-009501 · form4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,595 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| April 20, 2009 Filed Apr 23, 2009 00:19 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 6,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009501 · form4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| April 17, 2009 Filed Apr 20, 2009 22:11 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 4,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009397 · form4.xml · derivative · entry 16 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,875 Underlying: Common Stock · 4,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F7 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F7 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| April 17, 2009 Filed Apr 20, 2009 22:11 UTC | INTEL CORP INTC · Entity 2799 | Tax withholdingCommon Stock | 1,573 | $15.67 | $24,648.91 |
DisclosureSEC source: 0001127602-09-009397 · form4.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,388 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| April 17, 2009 Filed Apr 20, 2009 22:11 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 4,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009397 · form4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 22:11 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Stock Option (Right to Buy) · Derivative | 95,180 | $0.00 Strike: $15.67 | $0.00 |
DisclosureSEC source: 0001127602-09-009397 · form4.xml · derivative · entry 15 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,180 Underlying: Common Stock · 95,180 shares Expires 2016-04-16 F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 22:11 UTC | INTEL CORP INTC · Entity 2799 | GrantPerformance-based Restricted Stock Units · Derivative | 89,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009397 · form4.xml · derivative · entry 14 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,200 Underlying: Common Stock · 89,200 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Read SEC document |
| April 16, 2009 Filed May 1, 2009 14:49 UTC Amendment | INTEL CORP INTC · Entity 2799 | GrantPerformance-based Restricted Stock Units · Derivative | 80,790 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-010195 · form4a.xml · derivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,790 Underlying: Common Stock · 80,790 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F2 · shares: The number of Performance-based Restricted Stock Units has been reduced from the number originally reported on the Form 4 filed April 20, 2009, following completion of a definitive valuation of the award subsequent to that date. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F1 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Read SEC document |
| March 26, 2009 Filed Mar 27, 2009 21:18 UTC | INTEL CORP INTC · Entity 2799 | GiftCommon Stock | 13,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-007815 · form4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,336 Read SEC document |
| March 12, 2009 Filed Mar 13, 2009 16:48 UTC | INTEL CORP INTC · Entity 2799 | GiftCommon Stock | 17,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-006972 · form4.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,774 F1 · shares: Includes 1,123 shares acquired under the Company's Stock Purchase Plan on February 19, 2009. Read SEC document |
| January 23, 2009 Filed Jan 27, 2009 00:22 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 9,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-001687 · form4.xml · derivative · entry 14 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 Underlying: Common Stock · 9,250 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the 5th anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the 5th anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F1 · balance_after: Column 9 reports the number of shares underlying the option or RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all options or RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held options covering an aggregate of 1,675,246 shares and RSUs of 62,125 shares of Intel common stock. Read SEC document |
| January 23, 2009 Filed Jan 27, 2009 00:22 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $12.99 | $0.00 |
DisclosureSEC source: 0001127602-09-001687 · form4.xml · derivative · entry 13 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2019-01-23 F1 · balance_after: Column 9 reports the number of shares underlying the option or RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all options or RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held options covering an aggregate of 1,675,246 shares and RSUs of 62,125 shares of Intel common stock. Read SEC document |
| December 30, 2008 Filed Jan 24, 2009 00:13 UTC | INTEL CORP INTC · Entity 2799 | GiftCommon Stock | 18,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-001579 · form5.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VP, GM DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,988 Read SEC document |
| August 19, 2008 Filed Aug 25, 2008 15:41 UTC | INTEL CORP INTC · Entity 2799 | GiftCOMMON | 2,119 | $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000282 · edgar.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,599 Read SEC document |
| April 21, 2008 Filed Apr 22, 2008 20:16 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 500 | $22.38 | $11,190.00 |
DisclosureSEC source: 0000050863-08-000165 · edgar.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Indirect · By UTMA for Son Disclosed balance after: 2,040 Read SEC document |
| April 21, 2008 Filed Apr 22, 2008 20:16 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 700 | $22.37 | $15,659.00 |
DisclosureSEC source: 0000050863-08-000165 · edgar.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Indirect · By UTMA for Son Disclosed balance after: 1,700 Read SEC document |
| April 21, 2008 Filed Apr 22, 2008 20:17 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000166 · edgar.xml · derivative · entry 15 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,875 Underlying: COM.STK · 3,000 shares Expires 2008-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F5 · balance_after: Mr. Gelsinger also holds 1,610,246 options with the right to buy Intel Corporation common stock. Read SEC document |
| April 21, 2008 Filed Apr 22, 2008 20:17 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 6,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000166 · edgar.xml · derivative · entry 14 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,875 Underlying: COM.STK · 6,375 shares Expires 2008-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| April 21, 2008 Filed Apr 22, 2008 20:17 UTC | INTEL CORP INTC · Entity 2799 | Tax withholdingCOMMON | 4,262 | $22.46 | $95,703.21 |
DisclosureSEC source: 0000050863-08-000166 · edgar.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,966 F2 · security: Shares withheld for payment of tax liability. Read SEC document |
| April 21, 2008 Filed Apr 22, 2008 20:17 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000166 · edgar.xml · nonDerivative · entry 1 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired on the vesting of restricted stock units. Read SEC document |
| April 17, 2008 Filed Apr 18, 2008 14:11 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 4,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000144 · edgar.xml · derivative · entry 20 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,250 Underlying: COM.STK · 4,625 shares Expires 2012-04-17 F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| April 17, 2008 Filed Apr 18, 2008 14:11 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 4,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000144 · edgar.xml · derivative · entry 19 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,625 Underlying: COM.STK · 4,625 shares Expires 2011-04-17 F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| April 17, 2008 Filed Apr 18, 2008 14:11 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 4,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000144 · edgar.xml · derivative · entry 18 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: COM.STK · 4,625 shares Expires 2010-04-17 F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| April 17, 2008 Filed Apr 18, 2008 14:11 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 4,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000144 · edgar.xml · derivative · entry 17 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,375 Underlying: COM.STK · 4,625 shares Expires 2009-04-17 F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| April 17, 2008 Filed Apr 18, 2008 14:11 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Option (right to buy) · Derivative | 32,500 | $0.00 Strike: $22.11 | $0.00 |
DisclosureSEC source: 0000050863-08-000144 · edgar.xml · derivative · entry 16 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610,246 Underlying: COM.STK · 32,500 shares Expires 2015-04-17 Read SEC document |
| April 17, 2008 Filed Apr 18, 2008 14:11 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Option (right to buy) · Derivative | 32,500 | $0.00 Strike: $22.11 | $0.00 |
DisclosureSEC source: 0000050863-08-000144 · edgar.xml · derivative · entry 15 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,577,746 Underlying: COM.STK · 32,500 shares Expires 2015-04-17 Read SEC document |
| April 17, 2008 Filed Apr 18, 2008 14:11 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Option (right to buy) · Derivative | 32,500 | $0.00 Strike: $22.11 | $0.00 |
DisclosureSEC source: 0000050863-08-000144 · edgar.xml · derivative · entry 14 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545,246 Underlying: COM.STK · 32,500 shares Expires 2015-04-17 Read SEC document |
| April 17, 2008 Filed Apr 18, 2008 14:11 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Option (right to buy) · Derivative | 32,500 | $0.00 Strike: $22.11 | $0.00 |
DisclosureSEC source: 0000050863-08-000144 · edgar.xml · derivative · entry 13 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512,746 Underlying: COM.STK · 32,500 shares Expires 2015-04-17 Read SEC document |
| December 06, 2007 Filed Aug 25, 2008 15:44 UTC | INTEL CORP INTC · Entity 2799 | GiftCOMMON | 26,268 | $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000284 · edgar.xml · nonDerivative · entry 4 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,559 Read SEC document |
| December 04, 2007 Filed Aug 25, 2008 15:44 UTC | INTEL CORP INTC · Entity 2799 | GiftCOMMON | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000284 · edgar.xml · nonDerivative · entry 3 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,559 Read SEC document |
| December 04, 2007 Filed Aug 25, 2008 15:44 UTC | INTEL CORP INTC · Entity 2799 | GiftCOMMON | 9,481 | $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000284 · edgar.xml · nonDerivative · entry 2 GELSINGER PATRICK P · CIK 0001316331 · SR VICE PRES DIG ENT GRP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,559 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.