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person · Reporting owner

GELSINGER PATRICK P

Disclosed activity across 4 companies

Tapewire entity
11355
SEC CIK
0001316331

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Gloo Holdings, Inc.GLOO · Entity 6042Director · See RemarksSeptember 14, 2026September 15, 2026
INTEL CORPINTC · Entity 2799Director · CEONovember 04, 2024November 06, 2024
Mobileye Global Inc.MBLY · Entity 3701DirectorNovember 13, 2024November 15, 2024
VMWARE LLCVMW · Entity 11690DirectorApril 15, 2021April 19, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Gloo Holdings, Inc.

Report date September 14, 2026 · Filed September 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote390,499 Reported balance After 2026-09-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-14 · Purchase · Acquired 25,000 · Balance 390,499

F1: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2: Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote55,976 Reported balance Holding disclosure · report date 2026-09-14 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 55,976

F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.

F4: Shares held of record by the Nathan Paul Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote55,977 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 55,977

F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.

F5: Shares held of record by the Elizabeth Marie Lee 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote55,977 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 55,977

F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.

F6: Shares held of record by the Micah Daniel Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote55,977 Reported balance Holding disclosure · report date 2026-09-14 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 55,977

F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.

F7: Shares held of record by the Josiah Patrick Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote355,934 Reported balance Holding disclosure · report date 2026-09-14 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 355,934

F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.

F8: Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote159,745 Reported balance Holding disclosure · report date 2026-09-14 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 159,745

F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.

F2: Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares.

Class B Common StockSEC Table II · derivative / convertible securityDirect128,205 Reported balance Holding disclosure · report date 2026-09-14 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 128,205

F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2: Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares.

F3: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.

F4: Shares held of record by the Nathan Paul Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.

F5: Shares held of record by the Elizabeth Marie Lee 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.

F6: Shares held of record by the Micah Daniel Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.

F7: Shares held of record by the Josiah Patrick Gelsinger 2018 Trust for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of such trust.

F8: Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares.

INTEL CORP

Report date November 04, 2024 · Filed November 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect105,033 Reported balance After 2024-11-04 transaction · row 1
1 source row

Row 1 · 2024-11-04 · Purchase · Acquired 11,150 · Balance 105,033

F1: This transaction was executed in multiple trades at prices ranging from $22.5200 to $22.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust1,480 Reported balance Holding disclosure · report date 2024-11-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,480

Common StockSEC Table I · non-derivativeIndirectBy Family Trust37,975 Reported balance Holding disclosure · report date 2024-11-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 37,975

Common StockSEC Table I · non-derivativeIndirectBy Trust58,558 Reported balance Holding disclosure · report date 2024-11-04 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 58,558

Common StockSEC Table I · non-derivativeIndirectBy Trust80,047 Reported balance Holding disclosure · report date 2024-11-04 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 80,047

Common StockSEC Table I · non-derivativeIndirectBy Trust84,419 Reported balance Holding disclosure · report date 2024-11-04 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 84,419

Common StockSEC Table I · non-derivativeIndirectBy Trust86,436 Reported balance Holding disclosure · report date 2024-11-04 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 86,436

Common StockSEC Table I · non-derivativeIndirectBy Trust191,926 Reported balance Holding disclosure · report date 2024-11-04 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 191,926

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $22.5200 to $22.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Mobileye Global Inc.

Report date November 13, 2024 · Filed November 15, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy GRAT139,456 Reported balance After 2024-11-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-11-13 · Other · Acquired 139,456 · Balance 139,456

F1: On November 13, 2024, the reporting person contributed 139,456 shares of MBLY Class A Common Stock from his individual trust to a grantor retained annuity trust (GRAT) for the benefit of himself and his children.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2024-11-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-11-13 · Other · Disposed 139,456 · Balance 0

F1: On November 13, 2024, the reporting person contributed 139,456 shares of MBLY Class A Common Stock from his individual trust to a grantor retained annuity trust (GRAT) for the benefit of himself and his children.

Class A Common StockSEC Table I · non-derivativeIndirectBy Family Trust6,400 Reported balance Holding disclosure · report date 2024-11-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,400

Filing footnotes · ownership attribution and instrument terms

F1: On November 13, 2024, the reporting person contributed 139,456 shares of MBLY Class A Common Stock from his individual trust to a grantor retained annuity trust (GRAT) for the benefit of himself and his children.

VMWARE LLC

Report date April 15, 2021 · Filed April 19, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect151,782 Reported balance After 2021-04-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-04-15 · Exercise / conversion · Acquired 15,000 · Balance 151,782

Class A Common StockSEC Table I · non-derivativeDirect136,782 Reported balance After 2021-04-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-04-15 · Sale · Disposed 15,000 · Balance 136,782

F1: Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48.

F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Class A Common StockSEC Table I · non-derivativeDirect138,318 Reported balance After 2021-04-16 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2021-04-16 · Exercise / conversion · Acquired 1,536 · Balance 138,318

Class A Common StockSEC Table I · non-derivativeDirect136,782 Reported balance After 2021-04-16 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2021-04-16 · Sale · Disposed 1,536 · Balance 136,782

F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04.

Class A Common StockSEC Table I · non-derivativeDirect161,012 Reported balance After 2021-04-19 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2021-04-19 · Exercise / conversion · Acquired 24,230 · Balance 161,012

Class A Common StockSEC Table I · non-derivativeDirect153,612 Reported balance After 2021-04-19 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2021-04-19 · Sale · Disposed 7,400 · Balance 153,612

F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88.

Class A Common StockSEC Table I · non-derivativeDirect147,548 Reported balance After 2021-04-19 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2021-04-19 · Sale · Disposed 6,064 · Balance 147,548

F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72.

Class A Common StockSEC Table I · non-derivativeDirect194,223 Reported balance After 2021-04-19 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2021-04-19 · Sale · Disposed 10,766 · Balance 194,223

F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21.

F7: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021.

Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.25 · Expires 2021-07-24Direct25,766 Reported balance After 2021-04-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-04-15 · Exercise / conversion · Disposed 15,000 · Balance 25,766

F9: The option is fully vested.

Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.25 · Expires 2021-07-24Direct24,230 Reported balance After 2021-04-16 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-04-16 · Exercise / conversion · Disposed 1,536 · Balance 24,230

F9: The option is fully vested.

Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.25 · Expires 2021-07-24Direct0 Reported balance After 2021-04-19 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2021-04-19 · Exercise / conversion · Disposed 24,230 · Balance 0

F9: The option is fully vested.

Class A Common StockSEC Table I · non-derivativeIndirectby GRATs225,912 Reported balance Holding disclosure · report date 2021-04-15 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 225,912

F7: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021.

Class A Common StockSEC Table I · non-derivativeIndirectby trusts104,208 Reported balance Holding disclosure · report date 2021-04-15 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 104,208

F8: Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust.

Filing footnotes · ownership attribution and instrument terms

F1: Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48.

F2: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04.

F4: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88.

F5: Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72.

F6: Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21.

F7: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021.

F8: Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust.

F9: The option is fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2021 Filed May 19, 2021 20:37 UTC INTEL CORP INTC · Entity 2799 Tax withholdingCommon Stock 17,420 $55.33 $963,848.60
Disclosure

SEC source: 0001127602-21-017400 · form4.xml · nonDerivative · entry 2

GELSINGER PATRICK P · CIK 0001316331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,959

Read SEC document
May 17, 2021 Filed May 19, 2021 20:37 UTC INTEL CORP INTC · Entity 2799 Exercise / conversionCommon Stock 35,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-017400 · form4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock.

Read SEC document
April 19, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionStock Option (right-to-buy) · Derivative 24,230 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · derivative · entry 13

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,230 shares

Expires 2021-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option is fully vested.

Read SEC document
April 19, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 10,766 $170.06 $1,830,865.96
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · nonDerivative · entry 8

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,223

F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21.

F7 · balance_after: Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021.

Read SEC document
April 19, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 6,064 $166.34 $1,008,685.76
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · nonDerivative · entry 7

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,548

F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72.

Read SEC document
April 19, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 7,400 $165.18 $1,222,332.00
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · nonDerivative · entry 6

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,612

F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88.

Read SEC document
April 19, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionClass A Common Stock 24,230 $80.25 $1,944,457.50
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · nonDerivative · entry 5

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionStock Option (right-to-buy) · Derivative 1,536 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · derivative · entry 12

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,230

Underlying: Class A Common Stock · 1,536 shares

Expires 2021-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option is fully vested.

Read SEC document
April 16, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 1,536 $165.01 $253,455.36
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · nonDerivative · entry 4

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,782

F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04.

Read SEC document
April 16, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionClass A Common Stock 1,536 $80.25 $123,264.00
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · nonDerivative · entry 3

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionStock Option (right-to-buy) · Derivative 15,000 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · derivative · entry 11

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,766

Underlying: Class A Common Stock · 15,000 shares

Expires 2021-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option is fully vested.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 15,000 $160.08 $2,401,200.00
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · nonDerivative · entry 2

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,782

F1 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48.

F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:11 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionClass A Common Stock 15,000 $80.25 $1,203,750.00
Disclosure

SEC source: 0001209191-21-027430 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 19:09 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionStock Option (right-to-buy) · Derivative 10,000 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0001209191-21-023865 · doc4.xml · derivative · entry 6

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,766

Underlying: Class A Common Stock · 10,000 shares

Expires 2021-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 19:09 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 3,344 $155.63 $520,426.72
Disclosure

SEC source: 0001209191-21-023865 · doc4.xml · nonDerivative · entry 3

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,782

F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $155.07 through $155.92.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 19:09 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 6,656 $154.50 $1,028,352.00
Disclosure

SEC source: 0001209191-21-023865 · doc4.xml · nonDerivative · entry 2

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,126

F1 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $154.03 through $154.99.

F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 29, 2021 Filed Mar 31, 2021 19:09 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionClass A Common Stock 10,000 $80.25 $802,500.00
Disclosure

SEC source: 0001209191-21-023865 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:23 UTC INTEL CORP INTC · Entity 2799 GrantRestricted Stock Units · Derivative 156,764 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011908 · form4.xml · derivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,764

Underlying: Common Stock · 156,764 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

F2 · shares: These RSUs were granted in accordance with the Offer Letter between Intel and reporting person dated January 13, 2021 (as disclosed in Intel's Current Report on Form 8-K filed with the Securities and Exchange Committee on January 14, 2021) relating to the optional investment RSU grant.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on June 22, 2021. If the quarterly vesting date falls on a non-business date, the next business date shall apply.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on June 22, 2021. If the quarterly vesting date falls on a non-business date, the next business date shall apply.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 21:07 UTC INTEL CORP INTC · Entity 2799 GrantCommon Stock 156,764 $63.79 $9,999,975.56
Disclosure

SEC source: 0001127602-21-011578 · form4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,244

F1 · shares: In accordance with the Offer Letter between Intel and reporting person dated January 13, 2021 ("Offer Letter") (as disclosed in Intel's Current Report on Form 8-K filed with the Securities and Exchange Committee on January 14, 2021), reporting person acquired these shares from Intel, as described in the Offer Letter relating to an optional investment RSU grant.

F2 · price: Reflects the closing price of Intel common stock on March 15, 2021 in accordance with the Offer Letter.

Read SEC document
March 15, 2021 Filed Mar 15, 2021 20:44 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionStock Option (right-to-buy) · Derivative 10,100 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0001209191-21-020617 · doc4.xml · derivative · entry 8

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,766

Underlying: Class A Common Stock · 10,100 shares

Expires 2021-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is fully vested.

Read SEC document
March 15, 2021 Filed Mar 15, 2021 20:44 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 10,100 $149.09 $1,505,809.00
Disclosure

SEC source: 0001209191-21-020617 · doc4.xml · nonDerivative · entry 4

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,782

F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.40.

Read SEC document
March 15, 2021 Filed Mar 15, 2021 20:44 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionClass A Common Stock 10,100 $80.25 $810,525.00
Disclosure

SEC source: 0001209191-21-020617 · doc4.xml · nonDerivative · entry 3

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:44 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionStock Option (right-to-buy) · Derivative 4,900 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0001209191-21-020617 · doc4.xml · derivative · entry 7

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,866

Underlying: Class A Common Stock · 4,900 shares

Expires 2021-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is fully vested.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:44 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 4,900 $149.04 $730,296.00
Disclosure

SEC source: 0001209191-21-020617 · doc4.xml · nonDerivative · entry 2

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,782

F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.10.

F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:44 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionClass A Common Stock 4,900 $80.25 $393,225.00
Disclosure

SEC source: 0001209191-21-020617 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects forfeiture of 95,395 unvested restricted stock units in connection with the departure of the reporting person from his position as CEO on February 12, 2021.

F2 · balance_after: Reflects the distribution to the reporting person of 136,782 shares from two of his GRATs on March 8, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC INTEL CORP INTC · Entity 2799 GrantEmployee Stock Option (Right to Buy) · Derivative 2,083,638 $0.00 Strike: $61.81 $0.00
Disclosure

SEC source: 0001127602-21-006305 · form4.xml · derivative · entry 5

GELSINGER PATRICK P · CIK 0001316331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083,638

Underlying: Common Stock · 2,083,638 shares

Expires 2031-02-15

F8 · derivative.exercise_date: Unless earlier forfeited under the terms of the option, the option vests in equal annual installments on the first four anniversaries of the grant date. The option shall become exercisable only if, during the five-year performance period following the grant date, a certain pre-established performance metric, approved by the Compensation Committee, is achieved, as further described in the Offer Letter.

F8 · derivative.expiration_date: Unless earlier forfeited under the terms of the option, the option vests in equal annual installments on the first four anniversaries of the grant date. The option shall become exercisable only if, during the five-year performance period following the grant date, a certain pre-established performance metric, approved by the Compensation Committee, is achieved, as further described in the Offer Letter.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC INTEL CORP INTC · Entity 2799 GrantPerformance-Based Stock Units (PSUs) · Derivative 3,275,199 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006305 · form4.xml · derivative · entry 4

GELSINGER PATRICK P · CIK 0001316331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,275,199

Underlying: Common Stock · 3,275,199 shares

Expires not disclosed

F7 · derivative.exercise_price: Each PSU represents the contingent right to receive, subject to vesting, one share of Intel common stock based on the appreciation in Intel's closing stock price over the five-year period following the grant date.

F7 · price: Each PSU represents the contingent right to receive, subject to vesting, one share of Intel common stock based on the appreciation in Intel's closing stock price over the five-year period following the grant date.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the PSUs, on the third anniversary of the grant date (or the next business date if applicable), these PSUs may vest in respect of up to half of the shares of Intel common stock subject to the PSUs, and on the fifth anniversary of the grant date (or the next business date if applicable), these PSUs may vest in respect of all of the shares of Intel common stock subject to the PSUs not previously vested. The number of shares of Intel common stock acquired upon any vesting of the PSUs is contingent upon the achievement of certain pre-established performance metrics, approved by the Compensation Committee of the Intel Board of Directors (Compensation Committee), during the three- and five-year performance periods following the grant date, as further described in the Offer Letter.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the PSUs, on the third anniversary of the grant date (or the next business date if applicable), these PSUs may vest in respect of up to half of the shares of Intel common stock subject to the PSUs, and on the fifth anniversary of the grant date (or the next business date if applicable), these PSUs may vest in respect of all of the shares of Intel common stock subject to the PSUs not previously vested. The number of shares of Intel common stock acquired upon any vesting of the PSUs is contingent upon the achievement of certain pre-established performance metrics, approved by the Compensation Committee of the Intel Board of Directors (Compensation Committee), during the three- and five-year performance periods following the grant date, as further described in the Offer Letter.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC INTEL CORP INTC · Entity 2799 GrantPerformance-Based Stock Units (PSUs) · Derivative 457,789 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006305 · form4.xml · derivative · entry 3

GELSINGER PATRICK P · CIK 0001316331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,789

Underlying: Common Stock · 457,789 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents the contingent right to receive, subject to vesting, up to 200% of one share of Intel common stock based on the appreciation in Intel's closing stock price over the five-year period following the grant date.

F5 · price: Each PSU represents the contingent right to receive, subject to vesting, up to 200% of one share of Intel common stock based on the appreciation in Intel's closing stock price over the five-year period following the grant date.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the PSUs, on the third anniversary of the grant date (or the next business date if applicable), these PSUs may vest in respect of up to half of the shares of Intel common stock subject to the PSUs, and on the fifth anniversary of the grant date (or the next business date if applicable), these PSUs may vest in respect of all of the shares of Intel common stock subject to the PSUs not previously vested. The number of shares of Intel common stock acquired upon any vesting of the PSUs is contingent upon the achievement of certain pre-established performance metrics, approved by the Compensation Committee of the Intel Board of Directors (Compensation Committee), during the three- and five-year performance periods following the grant date, as further described in the Offer Letter.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the PSUs, on the third anniversary of the grant date (or the next business date if applicable), these PSUs may vest in respect of up to half of the shares of Intel common stock subject to the PSUs, and on the fifth anniversary of the grant date (or the next business date if applicable), these PSUs may vest in respect of all of the shares of Intel common stock subject to the PSUs not previously vested. The number of shares of Intel common stock acquired upon any vesting of the PSUs is contingent upon the achievement of certain pre-established performance metrics, approved by the Compensation Committee of the Intel Board of Directors (Compensation Committee), during the three- and five-year performance periods following the grant date, as further described in the Offer Letter.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC INTEL CORP INTC · Entity 2799 GrantPerformance-Based Stock Units (PSUs) · Derivative 368,965 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006305 · form4.xml · derivative · entry 2

GELSINGER PATRICK P · CIK 0001316331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,965

Underlying: Common Stock · 368,965 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based stock unit (PSU) represents the contingent right to receive, subject to vesting, up to 200% of one share of Intel Corporation (Intel) common stock on March 15, 2024, or the next business date, if applicable.

F3 · price: Each performance-based stock unit (PSU) represents the contingent right to receive, subject to vesting, up to 200% of one share of Intel Corporation (Intel) common stock on March 15, 2024, or the next business date, if applicable.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the PSUs, the number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of Intel's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Index over a three-year period commencing with the grant date, as further described in the Offer Letter between Intel and the reporting person dated January 13, 2021 (Offer Letter), Exhibit 10.1 to Intel's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 14, 2021.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the PSUs, the number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of Intel's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Index over a three-year period commencing with the grant date, as further described in the Offer Letter between Intel and the reporting person dated January 13, 2021 (Offer Letter), Exhibit 10.1 to Intel's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 14, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:36 UTC INTEL CORP INTC · Entity 2799 GrantRestricted Stock Units · Derivative 421,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006305 · form4.xml · derivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,620

Underlying: Common Stock · 421,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on May 15, 2021. If the quarterly vesting date falls on a non-business date, the next business date shall apply.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on May 15, 2021. If the quarterly vesting date falls on a non-business date, the next business date shall apply.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:49 UTC VMWARE LLC VMW · Entity 11690 GrantClass A Common Stock 34,725 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063352 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,396

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:48 UTC VMWARE LLC VMW · Entity 11690 GiftClass A Common Stock 104,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062044 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,671

Read SEC document
November 01, 2020 Filed Nov 3, 2020 19:51 UTC VMWARE LLC VMW · Entity 11690 Tax withholdingClass A Common Stock 3,674 $128.73 $472,954.02
Disclosure

SEC source: 0001209191-20-056785 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,879

F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

Read SEC document
October 15, 2020 Filed Oct 20, 2020 19:39 UTC VMWARE LLC VMW · Entity 11690 GiftClass A Common Stock 6,426 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055406 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,553

Read SEC document
October 01, 2020 Filed Oct 5, 2020 19:40 UTC VMWARE LLC VMW · Entity 11690 Tax withholdingClass A Common Stock 7,095 $144.70 $1,026,646.50
Disclosure

SEC source: 0001209191-20-053904 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,979

F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

F2 · balance_after: 73 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2020.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:31 UTC VMWARE LLC VMW · Entity 11690 GiftClass A Common Stock 16,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034575 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,001

Read SEC document
May 01, 2020 Filed May 5, 2020 20:38 UTC VMWARE LLC VMW · Entity 11690 Tax withholdingClass A Common Stock 3,674 $125.34 $460,499.16
Disclosure

SEC source: 0001209191-20-027364 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,126

F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 18:42 UTC VMWARE LLC VMW · Entity 11690 Tax withholdingClass A Common Stock 89,071 $116.00 $10,332,236.00
Disclosure

SEC source: 0001209191-20-023437 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,800

F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded performance stock units and restricted stock units.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:28 UTC VMWARE LLC VMW · Entity 11690 GrantClass A Common Stock 160,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020126 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,871

F1 · shares: Amount determined upon satisfaction of performance criteria of previously awarded performance stock unit awards.

F2 · balance_after: Reflects a distribution of 80,576 shares from a grantor retained annuity trust ("GRAT") to the reporting person on March 5, 2020 and a contribution of 215,842 shares by the reporting person to a GRAT on March 17, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:51 UTC VMWARE LLC VMW · Entity 11690 Tax withholdingClass A Common Stock 8,475 $120.52 $1,021,407.00
Disclosure

SEC source: 0001209191-20-015744 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,972

F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

F2 · balance_after: 73 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on February 29, 2020.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 19:58 UTC VMWARE LLC VMW · Entity 11690 Tax withholdingClass A Common Stock 3,674 $163.06 $599,082.44
Disclosure

SEC source: 0001209191-19-055360 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,374

F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 19:01 UTC VMWARE LLC VMW · Entity 11690 Tax withholdingClass A Common Stock 4,532 $153.80 $697,021.60
Disclosure

SEC source: 0001209191-19-052425 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,048

F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

Read SEC document
September 01, 2019 Filed Sep 4, 2019 19:05 UTC VMWARE LLC VMW · Entity 11690 Tax withholdingClass A Common Stock 9,696 $141.44 $1,371,402.24
Disclosure

SEC source: 0001209191-19-048330 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,580

F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

F2 · balance_after: 62 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2019.

Read SEC document
July 19, 2019 Filed Jul 22, 2019 19:22 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionStock Option (right-to-buy) · Derivative 20,000 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0001209191-19-042934 · doc4.xml · derivative · entry 4

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,766

Underlying: Class A Common Stock · 20,000 shares

Expires 2021-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested.

Read SEC document
July 19, 2019 Filed Jul 22, 2019 19:22 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 20,000 $180.00 $3,600,000.00
Disclosure

SEC source: 0001209191-19-042934 · doc4.xml · nonDerivative · entry 2

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,214

Read SEC document
July 19, 2019 Filed Jul 22, 2019 19:22 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionClass A Common Stock 20,000 $80.25 $1,605,000.00
Disclosure

SEC source: 0001209191-19-042934 · doc4.xml · nonDerivative · entry 1

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 19:29 UTC VMWARE LLC VMW · Entity 11690 Exercise / conversionStock Option (right-to-buy) · Derivative 20,000 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0001209191-19-027572 · doc4.xml · derivative · entry 7

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,766

Underlying: Class A Common Stock · 20,000 shares

Expires 2021-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Reflects equitable adjustment to the option exercise price as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the exercise price was multiplied by a conversion factor of 0.8307.

F7 · shares: Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038.

F8 · derivative.exercise_date: The option is fully vested.

F7 · derivative.underlying_shares: Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038.

F7 · balance_after: Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038.

Read SEC document
May 01, 2019 Filed May 3, 2019 19:29 UTC VMWARE LLC VMW · Entity 11690 Tax withholdingClass A Common Stock 3,674 $202.46 $743,838.04
Disclosure

SEC source: 0001209191-19-027572 · doc4.xml · nonDerivative · entry 5

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,214

F5 · kind: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

Read SEC document
May 01, 2019 Filed May 3, 2019 19:29 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 5,786 $204.83 $1,185,146.38
Disclosure

SEC source: 0001209191-19-027572 · doc4.xml · nonDerivative · entry 4

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,888

F1 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $204.43 through $205.33.

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May 01, 2019 Filed May 3, 2019 19:29 UTC VMWARE LLC VMW · Entity 11690 SaleClass A Common Stock 9,113 $203.85 $1,857,685.05
Disclosure

SEC source: 0001209191-19-027572 · doc4.xml · nonDerivative · entry 3

GELSINGER PATRICK P · CIK 0001316331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,674

F1 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $203.43 through $204.41.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.