organization · Reporting owner
L-5 Healthcare Partners, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphatec Holdings, Inc.ATEC · Entity 4720 | 10% owner · Director by deputization | May 10, 2023 | May 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphatec Holdings, Inc.
Report date May 10, 2023 · Filed May 12, 2023
Jointly reported with Segal Paul
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,081,538 |
Reported balance
After 2023-05-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-05-10 · Sale · Disposed 1,700,000 · Balance 11,081,538 F1: This price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.88 to $15.67, inclusive. The reporting undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4: Paul Segal separately is the direct beneficial owner of 171,329 shares of Common Stock of the Issuer. F2: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F3: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.88 to $15.67, inclusive. The reporting undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act.
F3: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein.
F4: Paul Segal separately is the direct beneficial owner of 171,329 shares of Common Stock of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2023 Filed May 12, 2023 20:59 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 1,700,000 | $14.88 | $25,296,000.00 |
DisclosureSEC source: 0000899140-23-000630 · form4.xml · nonDerivative · entry 1 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,081,538 F1 · price: This price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.88 to $15.67, inclusive. The reporting undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Paul Segal separately is the direct beneficial owner of 171,329 shares of Common Stock of the Issuer. F2 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F3 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | OtherWarrants to Purchase Common Stock · Derivative | 2,346,032 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001567619-23-003444 · doc1.xml · derivative · entry 3 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,346,032 shares Expires 2023-05-17 F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 562,327 | $14.60 | $8,209,974.20 |
DisclosureSEC source: 0001567619-23-003444 · doc1.xml · nonDerivative · entry 2 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,781,538 F3 · shares: Represents a "cashless exercise" of outstanding warrants. The reporting person received 1,783,705 shares of Common Stock on cashless exercise of warrants to purchase 2,346,032 shares of Common Stock. The Company withheld 562,327 shares of Common Stock underlying the warrants for payment of the exercise price, using the VWAP on February 16, 2023 of approximately $14.60, pursuant to the terms of the warrant. F4 · balance_after: Paul Segal separately is the direct beneficial owner of 338,825 shares of Common Stock of the Issuer. F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 2,346,032 | $3.50 | $8,211,112.00 |
DisclosureSEC source: 0001567619-23-003444 · doc1.xml · nonDerivative · entry 1 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,343,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Paul Segal separately is the direct beneficial owner of 338,825 shares of Common Stock of the Issuer. F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 23:54 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | OtherWarrants to Purchase Common Stock · Derivative | 2,000,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001567619-23-001321 · doc1.xml · derivative · entry 3 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346,032 Underlying: Common Stock · 2,000,000 shares Expires 2023-05-17 F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 23:54 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 532,513 | $13.14 | $6,997,220.82 |
DisclosureSEC source: 0001567619-23-001321 · doc1.xml · nonDerivative · entry 2 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,997,833 F3 · shares: Represents a "cashless exercise" of outstanding warrants. The reporting person received 1,467,487 shares of Common Stock on cashless exercise of warrants to purchase 2,000,000 shares of Common Stock. The Company withheld 532,513 shares of Common Stock underlying the warrants for payment of the exercise price, using the VWAP on January 24, 2023 of approximately $13.14, pursuant to the terms of the warrant. F4 · balance_after: Paul Segal separately is the direct beneficial owner of 338,825 shares of Common Stock of the Issuer. F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 23:54 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 2,000,000 | $3.50 | $7,000,000.00 |
DisclosureSEC source: 0001567619-23-001321 · doc1.xml · nonDerivative · entry 1 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,530,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Paul Segal separately is the direct beneficial owner of 338,825 shares of Common Stock of the Issuer. F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 22:20 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | OtherWarrants to Purchase Common Stock · Derivative | 1,000,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001567619-22-020632 · doc1.xml · derivative · entry 3 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,346,032 Underlying: Common Stock · 1,000,000 shares Expires 2023-05-17 F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 22:20 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 336,625 | $10.40 | $3,500,900.00 |
DisclosureSEC source: 0001567619-22-020632 · doc1.xml · nonDerivative · entry 2 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,530,345 F3 · shares: Represents a "cashless exercise" of outstanding warrants. The reporting person received 663,375 shares of Common Stock on cashless exercise of warrants to purchase 1,000,000 shares of Common Stock. The Company withheld 336,625 shares of Common Stock underlying the warrants for payment of the exercise price, using the VWAP on November 16, 2022 of approximately $10.40, pursuant to the terms of the warrant. F4 · balance_after: Paul Segal separately is the direct beneficial owner of 338,825 shares of Common Stock of the Issuer. F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 22:20 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 1,000,000 | $3.50 | $3,500,000.00 |
DisclosureSEC source: 0001567619-22-020632 · doc1.xml · nonDerivative · entry 1 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,866,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Paul Segal separately is the direct beneficial owner of 338,825 shares of Common Stock of the Issuer. F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 02:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | OtherWarrants to Purchase Common Stock · Derivative | 1,000,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001567619-22-019629 · doc1.xml · derivative · entry 3 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,346,032 Underlying: Common Stock · 1,000,000 shares Expires 2023-05-17 F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 02:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 375,790 | $9.31 | $3,498,604.90 |
DisclosureSEC source: 0001567619-22-019629 · doc1.xml · nonDerivative · entry 2 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,866,971 F3 · shares: Represents a "cashless exercise" of outstanding warrants. The reporting person received 624,210 shares of Common Stock on cashless exercise of warrants to purchase 1,000,000 shares of Common Stock. The Company withheld 375,790 shares of Common Stock underlying the warrants for payment of the exercise price, using the VWAP on November 8, 2022 of approximately $9.31, pursuant to the terms of the warrant. F4 · balance_after: Paul Segal separately is the direct beneficial owner of 338,825 shares of Common Stock of the Issuer. F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 02:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 1,000,000 | $3.50 | $3,500,000.00 |
DisclosureSEC source: 0001567619-22-019629 · doc1.xml · nonDerivative · entry 1 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,242,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Paul Segal separately is the direct beneficial owner of 338,825 shares of Common Stock of the Issuer. F1 · ownership.direct: Each of Andy Barnett and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 16, 2021 Filed Jun 16, 2021 21:39 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants to Purchase Common Stock · Derivative | 400,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001567619-21-012222 · doc1.xml · derivative · entry 3 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,346,032 Underlying: Common Stock · 400,000 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Each of Jason Hochberg and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 16, 2021 Filed Jun 16, 2021 21:39 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 93,747 | $14.93 | $1,399,642.71 |
DisclosureSEC source: 0001567619-21-012222 · doc1.xml · nonDerivative · entry 2 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,242,761 F3 · shares: Represents a "cashless exercise" of outstanding warrants. The reporting person received 306,253 shares of Common Stock on cashless exercise of warrants to purchase 400,000 shares of Common Stock. The Company withheld 93,747 shares of Common Stock underlying the warrants for payment of the exercise price, using the VWAP on June 15, 2021 of $14.93, pursuant to the terms of the warrant. F1 · ownership.direct: Each of Jason Hochberg and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 16, 2021 Filed Jun 16, 2021 21:39 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 400,000 | $3.50 | $1,400,000.00 |
DisclosureSEC source: 0001567619-21-012222 · doc1.xml · nonDerivative · entry 1 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,336,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Each of Jason Hochberg and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F2 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:32 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | ConversionSeries B Convertible Preferred Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024930 · doc1.xml · derivative · entry 2 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,936,508 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into 7,936,508 shares of Common Stock upon approval by the issuer's stockholders on May 17, 2018. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into 7,936,508 shares of Common Stock upon approval by the issuer's stockholders on May 17, 2018. F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into 7,936,508 shares of Common Stock upon approval by the issuer's stockholders on May 17, 2018. F2 · ownership.direct: Each of Jason Hochberg and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F3 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:32 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | ConversionCommon Stock | 7,936,508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024930 · doc1.xml · nonDerivative · entry 1 L-5 Healthcare Partners, LLC · CIK 0001733085 · 10% owner · Director by deputization Segal Paul · CIK 0001427470 · 10% owner · Director by deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,936,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series B Convertible Preferred Stock automatically converted into 7,936,508 shares of Common Stock upon approval by the issuer's stockholders on May 17, 2018. F2 · ownership.direct: Each of Jason Hochberg and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. F3 · ownership.direct: Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.