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TAK

TAKEDA PHARMACEUTICAL CO LTD

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2662
SEC CIK
0001395064
Parsed reports
83

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026018
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2026 Filed Sep 16, 2026 01:12 UTC
Duprey Lauren RusckowskiChief Transformation Officer
SaleAmerican Depositary Shares 34,535 $18.54 $640,278.90
Disclosure

SEC source: 0001395064-26-000340 · wk-form4_1789521164.xml · nonDerivative · entry 1

Duprey Lauren Rusckowski · CIK 0001977746 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,522

Read SEC document
September 02, 2026 Filed Sep 4, 2026 01:49 UTC
Plump Andrew StewartDirector · President, R&D
SaleAmerican Depositary Shares 116,191 $18.49 $2,148,371.59
Disclosure

SEC source: 0001395064-26-000335 · wk-form4_1788486556.xml · nonDerivative · entry 1

Plump Andrew Stewart · CIK 0001977689 · Director · President, R&D

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 145,465

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 15, 2026.

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August 19, 2026 Filed Aug 21, 2026 20:30 UTC
Plump Andrew StewartDirector · President, R&D
SaleAmerican Depositary Shares 19,651 $18.49 $363,346.99
Disclosure

SEC source: 0001493152-26-039693 · ownership.xml · nonDerivative · entry 1

Plump Andrew Stewart · CIK 0001977689 · Director · President, R&D

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 261,656

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 15, 2026.

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August 18, 2026 Filed Aug 19, 2026 20:15 UTC
Greenway Nicola Deidre PetalChief Human Resources Officer
SaleAmerican Depositary Shares 12,980 $18.11 $235,118.42
Disclosure

SEC source: 0001493152-26-039214 · ownership.xml · nonDerivative · entry 1

Greenway Nicola Deidre Petal · CIK 0002123546 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,049

Read SEC document
August 11, 2026 Filed Aug 12, 2026 20:10 UTC
Shannon Elaine MaryPres., Global Supply & Quality
SaleAmerican Depositary Shares 20,363 $17.55 $357,370.65
Disclosure

SEC source: 0001493152-26-037352 · ownership.xml · nonDerivative · entry 1

Shannon Elaine Mary · CIK 0002009368 · Pres., Global Supply & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,311

Read SEC document
August 10, 2026 Filed Aug 13, 2026 01:42 UTC
Shannon Elaine MaryPres., Global Supply & Quality
SaleAmerican Depositary Shares 3,978 $17.10 $68,023.80
Disclosure

SEC source: 0001493152-26-037499 · ownership.xml · nonDerivative · entry 1

Shannon Elaine Mary · CIK 0002009368 · Pres., Global Supply & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,333

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The total in Column 5 represents the amount of American Depositary Shares held by the Reporting Person as of the date of this filing.

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August 10, 2026 Filed Aug 13, 2026 01:54 UTC
Farajallah Awny Samaan BotrosChief Medical Officer
SaleAmerican Depositary Shares 14,006 $17.10 $239,502.60
Disclosure

SEC source: 0001493152-26-037515 · ownership.xml · nonDerivative · entry 1

Farajallah Awny Samaan Botros · CIK 0002121389 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,177

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 10, 2026 Filed Aug 13, 2026 01:53 UTC
Ibrahim Ramy Riad AhmedPresident, PDT BU
SaleAmerican Depositary Shares 7,277 $17.10 $124,436.70
Disclosure

SEC source: 0001493152-26-037514 · ownership.xml · nonDerivative · entry 1

Ibrahim Ramy Riad Ahmed · CIK 0002121395 · President, PDT BU

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,588

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 10, 2026 Filed Aug 13, 2026 01:53 UTC
Pacheco Rhonda JanicePresident, U.S. Business Unit
SaleAmerican Depositary Shares 16,901 $17.10 $289,007.10
Disclosure

SEC source: 0001493152-26-037513 · ownership.xml · nonDerivative · entry 1

Pacheco Rhonda Janice · CIK 0002111489 · President, U.S. Business Unit

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,507

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2026 Filed Aug 13, 2026 01:51 UTC
Duprey Lauren RusckowskiChief Transformation Officer
SaleAmerican Depositary Shares 47,586 $17.10 $813,720.60
Disclosure

SEC source: 0001493152-26-037509 · ownership.xml · nonDerivative · entry 1

Duprey Lauren Rusckowski · CIK 0001977746 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,057

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2026 Filed Aug 13, 2026 01:50 UTC
Plump Andrew StewartDirector · President, R&D
SaleAmerican Depositary Shares 165,393 $17.10 $2,828,220.30
Disclosure

SEC source: 0001493152-26-037507 · ownership.xml · nonDerivative · entry 1

Plump Andrew Stewart · CIK 0001977689 · Director · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 766,569

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 10, 2026 Filed Aug 13, 2026 01:46 UTC
Pignagnoli Agosti MarcelloHead, Strat. & Port. Dev
SaleAmerican Depositary Shares 22,957 $17.10 $392,564.70
Disclosure

SEC source: 0001493152-26-037505 · ownership.xml · nonDerivative · entry 1

Pignagnoli Agosti Marcello · CIK 0001977817 · Head, Strat. & Port. Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,977

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2026 Filed Aug 13, 2026 01:45 UTC
Bitetti Teresa MariePresident, OBU
SaleAmerican Depositary Shares 50,012 $17.10 $855,205.20
Disclosure

SEC source: 0001493152-26-037502 · ownership.xml · nonDerivative · entry 1

Bitetti Teresa Marie · CIK 0001977608 · President, OBU

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,010

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2026 Filed Aug 13, 2026 01:39 UTC
Ricci GabrieleChief Data & Tech. Officer
SaleAmerican Depositary Shares 25,088 $17.10 $429,004.80
Disclosure

SEC source: 0001493152-26-037494 · ownership.xml · nonDerivative · entry 1

Ricci Gabriele · CIK 0001977815 · Chief Data & Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,654

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2026 Filed Aug 13, 2026 01:28 UTC
Greenway Nicola Deidre PetalChief Human Resources Officer
SaleAmerican Depositary Shares 6,774 $17.10 $115,835.40
Disclosure

SEC source: 0001493152-26-037486 · ownership.xml · nonDerivative · entry 1

Greenway Nicola Deidre Petal · CIK 0002123546 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,029

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The total in Column 5 represents the amount of American Depositary Shares held by the Reporting Person as of the date of this filing.

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August 10, 2026 Filed Aug 13, 2026 01:27 UTC
Kim Julie So-YoungDirector · President and CEO
SaleAmerican Depositary Shares 89,090 $17.10 $1,523,439.00
Disclosure

SEC source: 0001493152-26-037484 · ownership.xml · nonDerivative · entry 1

Kim Julie So-Young · CIK 0001977732 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,489

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2026 Filed Aug 13, 2026 01:25 UTC SaleAmerican Depositary Shares 31,083 $17.10 $531,519.30
Disclosure

SEC source: 0001493152-26-037482 · ownership.xml · nonDerivative · entry 1

Platford Giles Richard · CIK 0001977620 · President, IBU

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,838

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2026 Filed Aug 13, 2026 01:23 UTC
Furney Natalie Anne MarieGlobal General Counsel
SaleAmerican Depositary Shares 30,868 $17.10 $527,842.80
Disclosure

SEC source: 0001493152-26-037480 · ownership.xml · nonDerivative · entry 1

Furney Natalie Anne Marie · CIK 0002111535 · Global General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,298

F1 · kind: Represents a mandatory sale to cover taxes associated with the vesting of equity awards held by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:10 UTC
Greenway Nicola Deidre PetalChief Human Resources Officer
SaleAmerican Depositary Shares 33,628 $17.51 $588,715.31
Disclosure

SEC source: 0001493152-26-037351 · ownership.xml · nonDerivative · entry 2

Greenway Nicola Deidre Petal · CIK 0002123546 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,803

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:10 UTC
Greenway Nicola Deidre PetalChief Human Resources Officer
SaleAmerican Depositary Shares 975 $17.50 $17,062.50
Disclosure

SEC source: 0001493152-26-037351 · ownership.xml · nonDerivative · entry 1

Greenway Nicola Deidre Petal · CIK 0002123546 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,431

Read SEC document
July 10, 2026 Filed Jul 6, 2026 22:28 UTC Disposition to issuerTax Obligation Award · Derivative 1,152 $4,931.20 $5,680,742.40
Disclosure

SEC source: 0001395064-26-000275 · wk-form4_1783376919.xml · derivative · entry 3

MARAGANORE JOHN · CIK 0001180432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,152 shares

Expires 2026-06-01

F3 · derivative.exercise_price: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F3 · date: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F4 · price: The price reported in Column 8 is a weighted average price denominated in Yen. These shares were sold in transactions at prices ranging from JPY 4,883 to JPY 5,045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 10, 2026 Filed Jul 6, 2026 22:29 UTC Disposition to issuerTax Obligation Award · Derivative 1,152 $4,931.20 $5,680,742.40
Disclosure

SEC source: 0001395064-26-000276 · wk-form4_1783376940.xml · derivative · entry 3

GILLIS STEVEN · CIK 0001229592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,152 shares

Expires 2026-06-01

F3 · derivative.exercise_price: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F3 · date: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F4 · price: The price reported in Column 8 is a weighted average price denominated in Yen. These shares were sold in transactions at prices ranging from JPY 4,883 to JPY 5,045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 10, 2026 Filed Jul 6, 2026 22:28 UTC Disposition to issuerTax Obligation Award · Derivative 1,152 $4,931.20 $5,680,742.40
Disclosure

SEC source: 0001395064-26-000274 · wk-form4_1783376900.xml · derivative · entry 3

Reed Kimberly A. · CIK 0001873931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,152 shares

Expires 2026-06-01

F3 · derivative.exercise_price: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F3 · date: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F4 · price: The price reported in Column 8 is a weighted average price denominated in Yen. These shares were sold in transactions at prices ranging from JPY 4,883 to JPY 5,045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 10, 2026 Filed Jul 6, 2026 22:14 UTC Disposition to issuerTax Obligation Award · Derivative 2,152 $4,931.20 $10,611,942.40
Disclosure

SEC source: 0001395064-26-000270 · wk-form4_1783376039.xml · derivative · entry 2

Iijima Masami · CIK 0002114485 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,152 shares

Expires 2026-06-01

F2 · derivative.exercise_price: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F2 · date: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F3 · price: The price reported in Column 8 is a weighted average price denominated in Yen. These shares were sold in transactions at prices ranging from JPY 4,883 to JPY 5,045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 10, 2026 Filed Jul 6, 2026 22:10 UTC
Tsusaka MikiDirector
Disposition to issuerTax Obligation Award · Derivative 2,152 $4,931.20 $10,611,942.40
Disclosure

SEC source: 0001395064-26-000263 · wk-form4_1783375803.xml · derivative · entry 2

Tsusaka Miki · CIK 0002113695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,152 shares

Expires 2026-06-01

F2 · derivative.exercise_price: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F2 · date: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F3 · price: The price reported in Column 8 is a weighted average price denominated in Yen. These shares were sold in transactions at prices ranging from JPY 4,883 to JPY 5,045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 10, 2026 Filed Jul 6, 2026 22:09 UTC
Miyabashira AsukaPresident, Japan Pharma B.U.
Disposition to issuerTax Obligation Award · Derivative 1,022 $4,931.40 $5,039,890.80
Disclosure

SEC source: 0001395064-26-000261 · wk-form4_1783375765.xml · derivative · entry 2

Miyabashira Asuka · CIK 0002111457 · President, Japan Pharma B.U.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,022 shares

Expires 2026-06-01

F2 · derivative.exercise_price: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F2 · date: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F3 · price: The price reported in Column 8 is a weighted average price denominated in Yen. These shares were sold in transactions at prices ranging from JPY 4,882 to JPY 5,050, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 10, 2026 Filed Jul 6, 2026 22:09 UTC
Furuta MilanoDirector · Chief Financial Officer
Disposition to issuerTax Obligation Award · Derivative 16,619 $4,931.50 $81,956,598.50
Disclosure

SEC source: 0001395064-26-000260 · wk-form4_1783375740.xml · derivative · entry 2

Furuta Milano · CIK 0002111400 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 16,619 shares

Expires 2026-06-01

F2 · derivative.exercise_price: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F2 · date: Each Tax Obligation Award was the economic equivalent of one Ordinary Share that, upon vest, was converted into to a cash payment primarily to cover tax obligations. Any remaining proceeds from the disposition of the associated Ordinary Shares will be delivered to the reporting person on July 10.

F3 · price: The price reported in Column 8 is a weighted average price denominated in Yen. These shares were sold in transactions at prices ranging from JPY 4,882 to JPY 5,050, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:03 UTC
Shannon Elaine MaryPres., Global Supply & Quality
GrantAmerican Depositary Shares 30,094 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000249 · wk-form4_1783375422.xml · nonDerivative · entry 1

Shannon Elaine Mary · CIK 0002009368 · Pres., Global Supply & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,674

F1 · kind: Represents an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one American Depositary Share. The RSUs vest in three equal annual installments beginning on July 1, 2027.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:28 UTC GrantTax Obligation Award · Derivative 1,319 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000275 · wk-form4_1783376919.xml · derivative · entry 4

MARAGANORE JOHN · CIK 0001180432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Ordinary Shares · 1,319 shares

Expires 2029-06-01

F5 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:28 UTC GrantOrdinary Shares 3,800 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000275 · wk-form4_1783376919.xml · nonDerivative · entry 1

MARAGANORE JOHN · CIK 0001180432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,400

F1 · kind: Represents an award of restricted stock units (RSU). Each RSU represents a contingent right to receive one Ordinary Share, which will be converted into an equivalent number of American Depositary Shares following vest. The RSUs vest on June 1, 2029.

F2 · balance_after: Reflects the conversion of 3,100 Ordinary Shares into 6,200 American Depositary Shares upon vesting of RSUs.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:29 UTC GrantTax Obligation Award · Derivative 1,319 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000276 · wk-form4_1783376940.xml · derivative · entry 4

GILLIS STEVEN · CIK 0001229592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Ordinary Shares · 1,319 shares

Expires 2029-06-01

F5 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

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July 01, 2026 Filed Jul 6, 2026 22:29 UTC GrantOrdinary Shares 3,800 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000276 · wk-form4_1783376940.xml · nonDerivative · entry 1

GILLIS STEVEN · CIK 0001229592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,400

F1 · kind: Represents an award of restricted stock units (RSU). Each RSU represents a contingent right to receive one Ordinary Share, which will be converted into an equivalent number of American Depositary Shares following vest. The RSUs vest on June 1, 2029.

F2 · balance_after: Reflects the conversion of 3,100 Ordinary Shares into 6,200 American Depositary Shares upon vesting of RSUs.

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July 01, 2026 Filed Jul 6, 2026 22:12 UTC GrantTax Obligation Award · Derivative 1,319 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000268 · wk-form4_1783375918.xml · derivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Ordinary Shares · 1,319 shares

Expires 2029-06-01

F2 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

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July 01, 2026 Filed Jul 6, 2026 22:12 UTC GrantAmerican Depositary Shares 3,800 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000268 · wk-form4_1783375918.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,595

F1 · kind: Represents an award of restricted stock units (RSU). Each RSU represents a contingent right to receive one Ordinary Share, which will be converted into an equivalent number of American Depositary Shares following vest. The RSUs vest on June 1, 2029.

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July 01, 2026 Filed Jul 6, 2026 22:28 UTC GrantTax Obligation Award · Derivative 1,319 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000274 · wk-form4_1783376900.xml · derivative · entry 4

Reed Kimberly A. · CIK 0001873931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Ordinary Shares · 1,319 shares

Expires 2029-06-01

F5 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:28 UTC GrantOrdinary Shares 3,800 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000274 · wk-form4_1783376900.xml · nonDerivative · entry 1

Reed Kimberly A. · CIK 0001873931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,400

F1 · kind: Represents an award of restricted stock units (RSU). Each RSU represents a contingent right to receive one Ordinary Share, which will be converted into an equivalent number of American Depositary Shares following vest. The RSUs vest on June 1, 2029.

F2 · balance_after: Reflects the conversion of 3,100 Ordinary Shares into 6,200 American Depositary Shares upon vesting of RSUs.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:14 UTC GrantTax Obligation Award · Derivative 1,937 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000270 · wk-form4_1783376039.xml · derivative · entry 3

Iijima Masami · CIK 0002114485 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,937

Underlying: Ordinary Shares · 1,937 shares

Expires 2029-06-01

F4 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:14 UTC GrantOrdinary Shares 1,800 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000270 · wk-form4_1783376039.xml · nonDerivative · entry 1

Iijima Masami · CIK 0002114485 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,601

F1 · kind: Represents an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest on June 1, 2029.

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July 01, 2026 Filed Jul 6, 2026 22:11 UTC GrantTax Obligation Award · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000266 · wk-form4_1783375873.xml · derivative · entry 2

Stoffels Paulus · CIK 0001559387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,307

Underlying: Ordinary Shares · 1,307 shares

Expires 2029-06-01

F2 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:11 UTC GrantOrdinary Shares 3,800 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000266 · wk-form4_1783375873.xml · nonDerivative · entry 1

Stoffels Paulus · CIK 0001559387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,800

F1 · kind: Represents an award of restricted stock units (RSU). Each RSU represents a contingent right to receive one Ordinary Share, which will be converted into an equivalent number of American Depositary Shares following vest. The RSUs vest on June 1, 2029.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:10 UTC GrantTax Obligation Award · Derivative 1,937 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000264 · wk-form4_1783375832.xml · derivative · entry 2

Kimura Koichiro · CIK 0002137620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,937

Underlying: Ordinary Shares · 1,937 shares

Expires 2029-06-01

F2 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:10 UTC GrantOrdinary Shares 1,800 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000264 · wk-form4_1783375832.xml · nonDerivative · entry 1

Kimura Koichiro · CIK 0002137620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800

F1 · kind: Represents an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest on June 1, 2029.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:10 UTC
Tsusaka MikiDirector
GrantTax Obligation Award · Derivative 1,937 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000263 · wk-form4_1783375803.xml · derivative · entry 3

Tsusaka Miki · CIK 0002113695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,937

Underlying: Ordinary Shares · 1,937 shares

Expires 2029-06-01

F4 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:10 UTC
Tsusaka MikiDirector
GrantOrdinary Shares 1,800 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000263 · wk-form4_1783375803.xml · nonDerivative · entry 1

Tsusaka Miki · CIK 0002113695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,200

F1 · kind: Represents an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest on June 1, 2029.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:09 UTC
Miyabashira AsukaPresident, Japan Pharma B.U.
GrantTax Obligation Award · Derivative 666 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000261 · wk-form4_1783375765.xml · derivative · entry 5

Miyabashira Asuka · CIK 0002111457 · President, Japan Pharma B.U.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666

Underlying: Ordinary Shares · 666 shares

Expires 2029-06-01

F4 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:09 UTC
Miyabashira AsukaPresident, Japan Pharma B.U.
GrantTax Obligation Award · Derivative 664 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000261 · wk-form4_1783375765.xml · derivative · entry 4

Miyabashira Asuka · CIK 0002111457 · President, Japan Pharma B.U.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,174

Underlying: Ordinary Shares · 664 shares

Expires 2028-06-01

F4 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:09 UTC
Miyabashira AsukaPresident, Japan Pharma B.U.
GrantTax Obligation Award · Derivative 664 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000261 · wk-form4_1783375765.xml · derivative · entry 3

Miyabashira Asuka · CIK 0002111457 · President, Japan Pharma B.U.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,392

Underlying: Ordinary Shares · 664 shares

Expires 2027-06-01

F4 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:09 UTC
Miyabashira AsukaPresident, Japan Pharma B.U.
GrantOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000261 · wk-form4_1783375765.xml · nonDerivative · entry 1

Miyabashira Asuka · CIK 0002111457 · President, Japan Pharma B.U.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

F1 · kind: Represents an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in three equal annual installments beginning on June 1, 2027.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:09 UTC
Furuta MilanoDirector · Chief Financial Officer
GrantTax Obligation Award · Derivative 4,288 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000260 · wk-form4_1783375740.xml · derivative · entry 5

Furuta Milano · CIK 0002111400 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,288

Underlying: Ordinary Shares · 4,288 shares

Expires 2029-06-01

F4 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:09 UTC
Furuta MilanoDirector · Chief Financial Officer
GrantTax Obligation Award · Derivative 4,288 $0.00 $0.00
Disclosure

SEC source: 0001395064-26-000260 · wk-form4_1783375740.xml · derivative · entry 4

Furuta Milano · CIK 0002111400 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,482

Underlying: Ordinary Shares · 4,288 shares

Expires 2028-06-01

F4 · derivative.exercise_price: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.