Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | See Remarks | April 04, 2023 | April 06, 2023 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | See Remarks | May 08, 2023 | May 10, 2023 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | SVP Investments & Asset Mngmt | May 11, 2023 | May 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date April 04, 2023 · Filed April 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Shares UnitsSEC Table II · derivative / convertible security | Direct | 24,876 |
Reported balance
After 2023-04-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-04 · Grant · Acquired 24,876 · Balance 24,876 F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2: On April 4, 2023, the reporting person was granted 24,876 restricted shares units. The restricted shares units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
F2: On April 4, 2023, the reporting person was granted 24,876 restricted shares units. The restricted shares units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Real Estate Finance, Inc.
Report date May 08, 2023 · Filed May 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 89,164 |
Ending reported balance
After 2023-05-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-08 · Exercise / conversion · Acquired 11,922 · Balance 93,313 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 2 · 2023-05-08 · Tax withholding · Disposed 4,149 · Balance 89,164 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,921 |
Reported balance
After 2023-05-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-08 · Exercise / conversion · Disposed 11,922 · Balance 11,921 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 11, 2023 · Filed May 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 94,176.16 |
Ending reported balance
After 2023-05-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-11 · Exercise / conversion · Acquired 584 · Balance 94,333.16 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Row 2 · 2023-05-11 · Tax withholding · Disposed 157 · Balance 94,176.16 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,169 |
Reported balance
After 2023-05-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-05-11 · Exercise / conversion · Disposed 584 · Balance 1,169 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) plan | 9,119.17 |
Reported balance
Holding disclosure · report date 2023-05-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,119.17 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: On May 11, 2020, the reporting person was granted 2,921 restricted stock units which vested one-fifth on May 11, 2021, one-fifth on May 11, 2022 and one-fifth on May 11, 2023, and will vest one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2019 Filed Feb 20, 2019 17:10 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004199 · doc4.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,236 Underlying: Common Stock · 6,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 25,647 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:10 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 6,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004199 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,141.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:21 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 6,381 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022374 · doc4.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,381 Underlying: Common Stock · 6,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 25,523 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 25,523 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:21 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 6,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022374 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,486.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 23:00 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 8,910 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008039 · doc4.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,820 Underlying: Common Stock · 8,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 26,730 restricted stock units which vested one-third on March 16, 2018, and will vest one-third on March 16, 2019 and one-third on March 16, 2020. F3 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 26,730 restricted stock units which vested one-third on March 16, 2018, and will vest one-third on March 16, 2019 and one-third on March 16, 2020. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 23:00 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 8,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008039 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:03 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 25,647 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004611 · doc4.xml · derivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,647 Underlying: Common Stock · 25,647 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fourth on February 15, 2019, one-fourth on February 15, 2020, one-fourth on February 15, 2021, and one-fourth on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fourth on February 15, 2019, one-fourth on February 15, 2020, one-fourth on February 15, 2021, and one-fourth on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 12,761 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020378 · doc4.xml · derivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,762 Underlying: Common Stock · 12,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 25,523 restricted stock units which vested 50% on August 11, 2017, and will vest 25% on August 11, 2018 and 25% on August 11, 2019. F3 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 25,523 restricted stock units which vested 50% on August 11, 2017, and will vest 25% on August 11, 2018 and 25% on August 11, 2019. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:05 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 12,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-020378 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:08 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 26,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007972 · doc4.xml · derivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,730 Underlying: Common Stock · 26,730 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-third on March 16, 2018, one-third on March 16, 2019 and one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-third on March 16, 2018, one-third on March 16, 2019 and one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 21:15 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 540 | $18.50 | $9,990.00 |
DisclosureSEC source: 0000899243-16-031239 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,435 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.