Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS CORPORATE INVESTORSMCI · Entity 2765 | Trustee | May 19, 2022 | May 17, 2023 |
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDBGH · Entity 8993 | Director | December 01, 2020 | December 03, 2020 |
| BARINGS PARTICIPATION INVESTORSMPV · Entity 6389 | Trustees | May 19, 2022 | May 17, 2023 |
| Barings BDC, Inc.BBDC · Entity 4971 | Director | December 01, 2021 | December 02, 2021 |
| Barings Capital Investment CorpNONE · Entity 70260 | Director | March 24, 2021 | March 24, 2021 |
| Barings Private Credit CorpBPCC · Entity 70480 | Director | July 09, 2021 | July 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS CORPORATE INVESTORS
Report date May 19, 2022 · Filed May 17, 2023
This filing explicitly reported no securities owned.
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Report date December 01, 2020 · Filed December 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 3,500 |
Reported balance
Holding disclosure · report date 2020-12-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,500 |
BARINGS PARTICIPATION INVESTORS
Report date May 19, 2022 · Filed May 17, 2023
This filing explicitly reported no securities owned.
Barings BDC, Inc.
Report date December 01, 2021 · Filed December 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ("Shares")SEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2021-12-01 transaction · row 1
1 source rowRow 1 · 2021-12-01 · Purchase · Acquired 5,000 · Balance 20,000 F1: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.77 to $10.82. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.77 to $10.82. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Barings Capital Investment Corp
Report date March 24, 2021 · Filed March 24, 2021
This filing explicitly reported no securities owned.
Barings Private Credit Corp
Report date July 09, 2021 · Filed July 09, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2021 Filed Dec 2, 2021 12:38 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 5,000 | $10.80 | $53,997.00 |
DisclosureSEC source: 0001225208-21-014312 · doc4.xml · nonDerivative · entry 1 MIHALICK DAVID · CIK 0001834615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.77 to $10.82. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 07, 2020 Filed Dec 7, 2020 17:27 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 7,859 | $8.97 | $70,510.16 |
DisclosureSEC source: 0001225208-20-014285 · doc4.xml · nonDerivative · entry 1 MIHALICK DAVID · CIK 0001834615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: The price reported represents the average purchase price on the Transaction Date. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 17:27 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 7,141 | $9.04 | $64,532.50 |
DisclosureSEC source: 0001225208-20-014286 · doc4.xml · nonDerivative · entry 1 MIHALICK DAVID · CIK 0001834615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,141 F1 · price: The price reported represents the average sale price on the Transaction Date. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.