Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nauticus Robotics, Inc.KITT · Entity 8200 | Chief Financial Officer | May 16, 2023 | May 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nauticus Robotics, Inc.
Report date May 16, 2023 · Filed May 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,379 |
Ending reported balance
After 2023-05-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-16 · Exercise / conversion · Acquired 72,010 · Balance 84,842 F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. Row 2 · 2023-05-19 · Tax withholding · Disposed 19,463 · Balance 65,379 |
| RSUSEC Table II · derivative / convertible security | Direct | 72,011 |
Reported balance
After 2023-05-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-16 · Exercise / conversion · Disposed 72,010 · Balance 72,011 F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F2: On December 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal installments on each of May 16, 2023 and May 16, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.
F2: On December 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal installments on each of May 16, 2023 and May 16, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2023 Filed May 23, 2023 22:30 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Tax withholdingCommon Stock | 19,463 | $1.85 | $36,006.55 |
DisclosureSEC source: 0001213900-23-042487 · ownership.xml · nonDerivative · entry 2 Rangan Padmanabhan · CIK 0001944956 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,379 Read SEC document |
| May 16, 2023 Filed May 23, 2023 22:30 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionRSU · Derivative | 72,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-042487 · ownership.xml · derivative · entry 3 Rangan Padmanabhan · CIK 0001944956 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,011 Underlying: Common Stock · 72,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: On December 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal installments on each of May 16, 2023 and May 16, 2024. F2 · derivative.expiration_date: On December 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal installments on each of May 16, 2023 and May 16, 2024. Read SEC document |
| May 16, 2023 Filed May 23, 2023 22:30 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 72,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-042487 · ownership.xml · nonDerivative · entry 1 Rangan Padmanabhan · CIK 0001944956 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:01 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Tax withholdingCommon Stock | 4,374 | $2.22 | $9,710.28 |
DisclosureSEC source: 0001213900-23-038517 · ownership.xml · nonDerivative · entry 1 Rangan Padmanabhan · CIK 0001944956 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,832 Read SEC document |
| May 03, 2023 Filed May 6, 2023 01:15 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionRSU · Derivative | 17,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-037039 · ownership.xml · derivative · entry 2 Rangan Padmanabhan · CIK 0001944956 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: On April 3, the reporting person was granted 17,206 RSUs, all of which vested on May 3, 2023. F2 · derivative.expiration_date: On April 3, the reporting person was granted 17,206 RSUs, all of which vested on May 3, 2023. Read SEC document |
| May 03, 2023 Filed May 6, 2023 01:15 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 17,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-037039 · ownership.xml · nonDerivative · entry 1 Rangan Padmanabhan · CIK 0001944956 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. Read SEC document |
| April 03, 2023 Filed Apr 6, 2023 10:46 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRSU · Derivative | 17,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027748 · ownership.xml · derivative · entry 1 Rangan Padmanabhan · CIK 0001944956 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,206 Underlying: Common Stock · 17,206 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: 100% of the RSUs vest on May 3, 2023. F2 · derivative.expiration_date: 100% of the RSUs vest on May 3, 2023. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 20:43 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantPerformance RSU · Derivative | 249,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-063559 · ownership.xml · derivative · entry 2 Rangan Padmanabhan · CIK 0001944956 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,637 Underlying: Common Stock · 249,637 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F3 · derivative.exercise_date: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue, as reported on its audited income statement for the year ending December 31, 2022 ("Revenue"), relative to the Company's 2022 revenue as reported on its Form S-1 filed on September 9, 2022, as may be amended ("S-1 Revenue"). F4 · derivative.exercise_date: The percentage of Performance RSUs that may vest will be (i) at the Compensation Committee's (the "Committee") discretion if the Revenue is below $11 million; (ii) 50% if the Revenue is greater than or equal to $11 million, but less than S-1 Revenue; (iii) 100% if the Revenue is greater than or equal to the S-1 Revenue, but less than 115% of S-1 Revenue; (iv) 115% if the Revenue is greater than or equal to 115% of S-1 Revenue, but less than 125% of S-1 Revenue; (v) 125% if the Revenue is greater than or equal to 125% of S-1 Revenue, but less than 150% of S-1 Revenue; (vi) 150% if the Revenue is greater than or equal to 150% of S-1 Revenue. F3 · derivative.expiration_date: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue, as reported on its audited income statement for the year ending December 31, 2022 ("Revenue"), relative to the Company's 2022 revenue as reported on its Form S-1 filed on September 9, 2022, as may be amended ("S-1 Revenue"). F4 · derivative.expiration_date: The percentage of Performance RSUs that may vest will be (i) at the Compensation Committee's (the "Committee") discretion if the Revenue is below $11 million; (ii) 50% if the Revenue is greater than or equal to $11 million, but less than S-1 Revenue; (iii) 100% if the Revenue is greater than or equal to the S-1 Revenue, but less than 115% of S-1 Revenue; (iv) 115% if the Revenue is greater than or equal to 115% of S-1 Revenue, but less than 125% of S-1 Revenue; (v) 125% if the Revenue is greater than or equal to 125% of S-1 Revenue, but less than 150% of S-1 Revenue; (vi) 150% if the Revenue is greater than or equal to 150% of S-1 Revenue. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 20:43 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRSU · Derivative | 144,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-063559 · ownership.xml · derivative · entry 1 Rangan Padmanabhan · CIK 0001944956 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,021 Underlying: Common Stock · 144,021 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F2 · derivative.exercise_date: 50% of the RSUs vest on May 16 of each of 2023 and 2024. F2 · derivative.expiration_date: 50% of the RSUs vest on May 16 of each of 2023 and 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.