Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director | January 27, 2026 | January 29, 2026 |
| NUCOR CORPNUE · Entity 3010 | Director | June 01, 2017 | June 05, 2017 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2026 | January 20, 2026 |
| RTX CorpRTX · Entity 2823 | Director · Executive Chairman | February 15, 2025 | February 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date January 27, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,159 |
Reported balance
After 2026-01-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-27 · Grant · Acquired 1,098 · Balance 7,159 F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2: Includes units acquired through dividend investment since the last report filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Includes units acquired through dividend investment since the last report filed by the reporting person.
NUCOR CORP
Report date June 01, 2017 · Filed June 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,994 |
Reported balance
After 2017-06-01 transaction · row 1
1 source rowRow 1 · 2017-06-01 · Grant · Acquired 2,370 · Balance 14,994 F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.
Phillips 66
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,419.621 |
Reported balance
After 2026-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 1,423 · Balance 31,419.621 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
RTX Corp
Report date February 15, 2025 · Filed February 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 523,423 |
Ending reported balance
After 2025-02-19 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-02-15 · Grant · Acquired 107,030 · Balance 630,453 F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level. Row 2 · 2025-02-15 · Tax withholding · Disposed 48,662 · Balance 581,791 Row 3 · 2025-02-19 · Sale · Disposed 58,368 · Balance 523,423 F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2025-02-19 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-02-19 · Sale · Disposed 43,300 · Balance 0 F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Children's Trust Accounts | 1,096 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,096 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 12,973 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,973 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 874 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 874 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Savings Plan Account | 2,899 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,899 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level.
F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · derivative · entry 17 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 46,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · derivative · entry 16 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,500 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · derivative · entry 15 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 30,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 70,596 | $109.52 | $7,731,758.64 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 11 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 69,904 | $109.52 | $7,655,969.96 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 10 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 70,596 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.385 to $109.65. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 140,500 | $54.95 | $7,720,475.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 9 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 140,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These Stock Appreciation Rights were exercised and shares sold pursuant to an irrevocable trust agreement. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 30,000 | $109.60 | $3,288,000.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 8 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,419 Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 26,401 | $109.50 | $2,890,790.70 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 7 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,419 Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 23,970 | $109.65 | $2,628,312.90 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 6 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,820 Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 23,599 | $109.50 | $2,583,984.30 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 5 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,790 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.48 to $109.57. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 22,530 | $109.65 | $2,470,416.75 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,389 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.64 to $109.70. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 30,000 | $51.50 | $1,545,000.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 46,500 | $56.53 | $2,628,645.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 50,000 | $57.84 | $2,892,000.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2013 Filed Feb 28, 2013 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,400 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-005930 · doc4.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,400 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2013 Filed Feb 28, 2013 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 21,400 | $90.83 | $1,943,794.10 |
DisclosureSEC source: 0001225208-13-005930 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,419 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $90.88. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 28, 2013 Filed Feb 28, 2013 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 21,400 | $46.76 | $1,000,664.00 |
DisclosureSEC source: 0001225208-13-005930 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 10,134 | $89.61 | $908,107.74 |
DisclosureSEC source: 0001225208-13-003980 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,419 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 24,056 | $89.61 | $2,155,658.16 |
DisclosureSEC source: 0001225208-13-003980 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,553 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 107,000 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000881 · doc4.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,000 Underlying: Common Stock · 107,000 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 26,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 27, 2012 Filed Jan 25, 2013 22:19 UTC | RTX Corp UTX · Entity 2823 | GiftStock Appreciation Right · Derivative | 140,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-13-002070 · doc5.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 140,500 Underlying: Common Stock · 140,500 shares Expires 2019-01-01 Read SEC document |
| December 27, 2012 Filed Jan 25, 2013 22:19 UTC | RTX Corp UTX · Entity 2823 | GiftStock Appreciation Right · Derivative | 140,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-13-002070 · doc5.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,500 shares Expires 2019-01-01 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,921 | $80.57 | $477,054.97 |
DisclosureSEC source: 0001225208-12-003371 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,497 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 16,473 | $80.57 | $1,327,229.61 |
DisclosureSEC source: 0001225208-12-003371 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,418 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:28 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 122,000 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000897 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,000 Underlying: Common Stock · 122,000 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 32,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:55 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,728 | $83.66 | $311,884.48 |
DisclosureSEC source: 0001225208-11-005210 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,945 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:55 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 11,266 | $83.66 | $942,513.56 |
DisclosureSEC source: 0001225208-11-005210 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,673 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:25 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 103,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001122 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,000 Underlying: Common Stock · 103,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 26,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,988 | $65.40 | $326,215.20 |
DisclosureSEC source: 0001225208-10-003917 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,407 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 15,000 | $65.40 | $981,000.00 |
DisclosureSEC source: 0001225208-10-003917 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,395 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 86,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001012 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Underlying: Common Stock · 86,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 24,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| November 23, 2009 Filed Nov 24, 2009 22:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,800 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-09-022917 · doc4.xml · derivative · entry 9 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,800 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2009 Filed Nov 24, 2009 22:20 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,437 | $68.57 | $509,955.09 |
DisclosureSEC source: 0001225208-09-022917 · doc4.xml · nonDerivative · entry 5 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,395 Read SEC document |
| November 23, 2009 Filed Nov 24, 2009 22:20 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,863 | $68.58 | $196,344.54 |
DisclosureSEC source: 0001225208-09-022917 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,832 Read SEC document |
| November 23, 2009 Filed Nov 24, 2009 22:20 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,100 | $68.58 | $75,439.10 |
DisclosureSEC source: 0001225208-09-022917 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,695 Read SEC document |
| November 23, 2009 Filed Nov 24, 2009 22:20 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $68.57 | $27,428.24 |
DisclosureSEC source: 0001225208-09-022917 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,795 Read SEC document |
| November 23, 2009 Filed Nov 24, 2009 22:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 11,800 | $37.63 | $443,975.00 |
DisclosureSEC source: 0001225208-09-022917 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2009 Filed Sep 2, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,300 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-018351 · doc4.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,300 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2009 Filed Sep 2, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,300 | $59.00 | $312,700.00 |
DisclosureSEC source: 0001225208-09-018351 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,395 Read SEC document |
| September 01, 2009 Filed Sep 2, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 5,300 | $31.25 | $165,625.00 |
DisclosureSEC source: 0001225208-09-018351 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2009 Filed Feb 11, 2009 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 9,776 | $49.62 | $485,085.12 |
DisclosureSEC source: 0001225208-09-003411 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,395 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:10 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 28,171 | $49.62 | $1,397,845.02 |
DisclosureSEC source: 0001225208-09-003411 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,171 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:13 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 140,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000825 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,500 Underlying: Common Stock · 140,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 32,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:53 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 90,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006543 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:42 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 54,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000666 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,500 Underlying: Common Stock · 54,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 13,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 15, 2007 Filed Feb 20, 2007 21:47 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,082.8377 | $68.93 | $212,500.00 |
DisclosureSEC source: 0000101829-07-000034 · hay591.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,547.3491 Underlying: Common Stock · 3,082.8377 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · shares: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 03, 2007 Filed Jan 5, 2007 21:58 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 55,500 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0000101829-07-000024 · hay583.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,500 Underlying: Common Stock · 55,500 shares Expires 2017-01-02 F1 · balance_after: The reporting person was also awarded 15,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| October 26, 2006 Filed Oct 27, 2006 20:26 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0000101829-06-000136 · hay568.xml · derivative · entry 12 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2006 Filed Oct 27, 2006 20:26 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,800 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0000101829-06-000136 · hay568.xml · derivative · entry 11 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,800 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2006 Filed Oct 27, 2006 20:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $65.07 | $195,210.00 |
DisclosureSEC source: 0000101829-06-000136 · hay568.xml · nonDerivative · entry 7 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.