Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director | January 27, 2026 | January 29, 2026 |
| NUCOR CORPNUE · Entity 3010 | Director | June 01, 2017 | June 05, 2017 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2026 | January 20, 2026 |
| RTX CorpRTX · Entity 2823 | Director · Executive Chairman | February 15, 2025 | February 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date January 27, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,159 |
Reported balance
After 2026-01-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-27 · Grant · Acquired 1,098 · Balance 7,159 F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2: Includes units acquired through dividend investment since the last report filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Includes units acquired through dividend investment since the last report filed by the reporting person.
NUCOR CORP
Report date June 01, 2017 · Filed June 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,994 |
Reported balance
After 2017-06-01 transaction · row 1
1 source rowRow 1 · 2017-06-01 · Grant · Acquired 2,370 · Balance 14,994 F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.
Phillips 66
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,419.621 |
Reported balance
After 2026-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 1,423 · Balance 31,419.621 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
RTX Corp
Report date February 15, 2025 · Filed February 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 523,423 |
Ending reported balance
After 2025-02-19 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-02-15 · Grant · Acquired 107,030 · Balance 630,453 F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level. Row 2 · 2025-02-15 · Tax withholding · Disposed 48,662 · Balance 581,791 Row 3 · 2025-02-19 · Sale · Disposed 58,368 · Balance 523,423 F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2025-02-19 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-02-19 · Sale · Disposed 43,300 · Balance 0 F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Children's Trust Accounts | 1,096 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,096 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 12,973 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,973 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 874 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 874 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Savings Plan Account | 2,899 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,899 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level.
F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2006 Filed Oct 27, 2006 20:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $65.03 | $195,090.00 |
DisclosureSEC source: 0000101829-06-000136 · hay568.xml · nonDerivative · entry 6 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| October 26, 2006 Filed Oct 27, 2006 20:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 14,000 | $65.00 | $910,000.00 |
DisclosureSEC source: 0000101829-06-000136 · hay568.xml · nonDerivative · entry 5 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| October 26, 2006 Filed Oct 27, 2006 20:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $65.02 | $650,200.00 |
DisclosureSEC source: 0000101829-06-000136 · hay568.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| October 26, 2006 Filed Oct 27, 2006 20:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,800 | $65.05 | $377,290.00 |
DisclosureSEC source: 0000101829-06-000136 · hay568.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| October 26, 2006 Filed Oct 27, 2006 20:26 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 20,000 | $31.71 | $634,100.00 |
DisclosureSEC source: 0000101829-06-000136 · hay568.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2006 Filed Oct 27, 2006 20:26 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 15,800 | $32.17 | $508,286.00 |
DisclosureSEC source: 0000101829-06-000136 · hay568.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:23 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000060 · hay525.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:18 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 46,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000024 · hay508.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,500 Underlying: Common Stock · 46,500 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 14,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 20, 2005 Filed Dec 20, 2005 22:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,305 | $57.50 | $247,537.50 |
DisclosureSEC source: 0000101829-05-000209 · hay494.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 19, 2005 Filed Dec 20, 2005 22:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,300 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0000101829-05-000209 · hay494.xml · derivative · entry 7 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2005 Filed Dec 20, 2005 22:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 995 | $57.14 | $56,854.30 |
DisclosureSEC source: 0000101829-05-000209 · hay494.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305 Read SEC document |
| December 19, 2005 Filed Dec 20, 2005 22:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 5,300 | $31.25 | $165,625.00 |
DisclosureSEC source: 0000101829-05-000209 · hay494.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2005 Filed Dec 22, 2005 21:42 UTC Amendment | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,100 | $105.69 | $116,259.00 |
DisclosureSEC source: 0000101829-05-000213 · hay495.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 437 F1 · balance_after: The original Form 4 filing was inadvertently filed under an erroneous CIK code. Read SEC document |
| May 20, 2005 Filed May 24, 2005 20:59 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,800 | $0.00 Strike: $64.34 | $0.00 |
DisclosureSEC source: 0000101829-05-000139 · hay450.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,800 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2005 Filed May 24, 2005 20:59 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 263 | $105.15 | $27,654.45 |
DisclosureSEC source: 0000101829-05-000139 · hay450.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,537 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
| May 20, 2005 Filed May 24, 2005 20:59 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 1,800 | $64.34 | $115,812.00 |
DisclosureSEC source: 0000101829-05-000139 · hay450.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:01 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,191.9821 | $102.77 | $122,500.00 |
DisclosureSEC source: 0000101829-05-000086 · hay410.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191.9821 Underlying: Common Stock · 1,191.9821 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:43 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000046 · hay389.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2015-01-02 Read SEC document |
| May 15, 2004 Filed Aug 2, 2004 19:58 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,600 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000195 · hay310.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,600 Underlying: Common Stock · 2,600 shares Expires 2014-01-08 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
| May 15, 2004 Filed Aug 2, 2004 19:58 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,300 | $0.00 Strike: $63.41 | $0.00 |
DisclosureSEC source: 0000101829-04-000195 · hay310.xml · derivative · entry 4 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,300 Underlying: Common Stock · 3,300 shares Expires 2013-01-01 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
| May 15, 2004 Filed Aug 2, 2004 19:58 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,800 | $0.00 Strike: $64.34 | $0.00 |
DisclosureSEC source: 0000101829-04-000195 · hay310.xml · derivative · entry 3 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,800 Underlying: Common Stock · 1,800 shares Expires 2012-01-01 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
| May 15, 2004 Filed Aug 2, 2004 19:58 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 458.4937 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000195 · hay310.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's Savings Plan Account Disclosed balance after: 479.999 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:31 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,700 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000066 · hay227.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 Underlying: Common Stock · 10,700 shares Expires 2014-01-08 Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:46 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 103.474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000346 · hay169.xml · derivative · entry 2 HAYES GREGORY · CIK 0001225946 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 413.896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F1 · kind: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F1 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:46 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 413.896 | $87.33 | $36,145.54 |
DisclosureSEC source: 0000101829-03-000346 · hay169.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 683.875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.