Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director | January 27, 2026 | January 29, 2026 |
| NUCOR CORPNUE · Entity 3010 | Director | June 01, 2017 | June 05, 2017 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2026 | January 20, 2026 |
| RTX CorpRTX · Entity 2823 | Director · Executive Chairman | February 15, 2025 | February 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date January 27, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,159 |
Reported balance
After 2026-01-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-27 · Grant · Acquired 1,098 · Balance 7,159 F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2: Includes units acquired through dividend investment since the last report filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Includes units acquired through dividend investment since the last report filed by the reporting person.
NUCOR CORP
Report date June 01, 2017 · Filed June 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,994 |
Reported balance
After 2017-06-01 transaction · row 1
1 source rowRow 1 · 2017-06-01 · Grant · Acquired 2,370 · Balance 14,994 F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.
Phillips 66
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,419.621 |
Reported balance
After 2026-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 1,423 · Balance 31,419.621 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
RTX Corp
Report date February 15, 2025 · Filed February 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 523,423 |
Ending reported balance
After 2025-02-19 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-02-15 · Grant · Acquired 107,030 · Balance 630,453 F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level. Row 2 · 2025-02-15 · Tax withholding · Disposed 48,662 · Balance 581,791 Row 3 · 2025-02-19 · Sale · Disposed 58,368 · Balance 523,423 F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2025-02-19 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-02-19 · Sale · Disposed 43,300 · Balance 0 F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Children's Trust Accounts | 1,096 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,096 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 12,973 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,973 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 874 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 874 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Savings Plan Account | 2,899 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,899 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level.
F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2019 Filed Sep 10, 2019 20:28 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 103,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-012291 · doc4.xml · derivative · entry 8 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 103,000 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 20:28 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 60,920 | $133.55 | $8,135,866.00 |
DisclosureSEC source: 0001225208-19-012291 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,649 Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 19,542 | $133.35 | $2,605,855.35 |
DisclosureSEC source: 0001225208-19-012291 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,569 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $133.26 to $133.60 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 20:28 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 103,000 | $78.99 | $8,135,970.00 |
DisclosureSEC source: 0001225208-19-012291 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 21:35 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 86,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-19-002447 · doc4.xml · derivative · entry 10 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,000 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 21:35 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 50,058 | $123.06 | $6,160,137.48 |
DisclosureSEC source: 0001225208-19-002447 · doc4.xml · nonDerivative · entry 5 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,111 Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 21:35 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 35,942 | $123.81 | $4,450,090.44 |
DisclosureSEC source: 0001225208-19-002447 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,169 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $123.00 to $124.30 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 21:35 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 86,000 | $71.63 | $6,160,180.00 |
DisclosureSEC source: 0001225208-19-002447 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:35 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 27,335 | $122.72 | $3,354,551.20 |
DisclosureSEC source: 0001225208-19-002447 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,111 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:35 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 61,480 | $122.72 | $7,544,825.60 |
DisclosureSEC source: 0001225208-19-002447 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,446 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2016 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 116% level. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:32 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 321,000 | $120.77 Strike: $120.77 | $38,767,170.00 |
DisclosureSEC source: 0001225208-19-001963 · doc4.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,000 Underlying: Common Stock · 321,000 shares Expires 2029-02-04 F1 · balance_after: The reporting person was also awarded 58,000 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| November 27, 2018 Filed Jan 8, 2019 21:33 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000726 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children's Trust Accounts Disclosed balance after: 164 F1 · price: In connection with UTC's acquisition of Rockwell Collins, Inc. (Rockwell Collins), effective on November 26, 2018, and pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of September 4, 2017 (the Merger Agreement), by and between UTC, Riveter Merger Sub Corp., a wholly owned subsidiary of UTC, and Rockwell Collins, each share of Rockwell Collins common stock was converted into the right to receive (i) $93.33 in cash, without interest and (ii) 0.37525 of a share of UTC common stock and cash in lieu of fractional shares (together, the Merger Consideration) less any applicable withholding taxes. The Reporting Person is the trustee of his children's trust accounts, each of which held 110 shares of Rockwell Collins common stock for a total of 440 shares. When those 440 shares of Rockwell Collins common stock were exchanged for Merger Consideration, each account received 41 shares of UTC common stock for a total of 164 shares. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:02 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,963 | $127.38 | $504,806.94 |
DisclosureSEC source: 0001225208-18-002913 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,966 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:02 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 11,060 | $127.38 | $1,408,822.80 |
DisclosureSEC source: 0001225208-18-002913 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,929 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) awarded to the reporting person on January 2, 2015, under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period, which ended on December 31, 2017. The performance criteria were satisfied at the 28% level. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 161,000 | $128.16 Strike: $128.16 | $20,633,760.00 |
DisclosureSEC source: 0001225208-18-000664 · doc4.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,000 Underlying: Common Stock · 161,000 shares Expires 2028-01-01 F2 · balance_after: The reporting person was also awarded 48,500 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 19,500 | $128.16 | $2,499,120.00 |
DisclosureSEC source: 0001225208-18-000664 · doc4.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 19,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 17:00 UTC | NUCOR CORP NUE · Entity 3010 | GrantCommon Stock | 2,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020466 · form4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,994 F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 54,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-17-002771 · doc4.xml · derivative · entry 9 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,500 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 17,450 | $110.64 | $1,930,608.67 |
DisclosureSEC source: 0001225208-17-002771 · doc4.xml · nonDerivative · entry 5 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,869 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $110.5701 to $110.705 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 13,605 | $110.56 | $1,504,168.80 |
DisclosureSEC source: 0001225208-17-002771 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,319 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 13,589 | $110.69 | $1,504,166.41 |
DisclosureSEC source: 0001225208-17-002771 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,924 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 9,856 | $110.64 | $1,090,467.84 |
DisclosureSEC source: 0001225208-17-002771 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,513 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 54,500 | $75.21 | $4,098,945.00 |
DisclosureSEC source: 0001225208-17-002771 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:35 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 151,000 | $110.83 Strike: $110.83 | $16,735,330.00 |
DisclosureSEC source: 0001225208-17-000717 · doc4.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,000 Underlying: Common Stock · 151,000 shares Expires 2027-01-02 F2 · balance_after: The reporting person was also awarded 50,500 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:35 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 20,500 | $110.83 | $2,272,015.00 |
DisclosureSEC source: 0001225208-17-000717 · doc4.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Underlying: Common Stock · 20,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 90,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-16-041869 · doc4.xml · derivative · entry 9 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2018-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% of the stock appreciation rights became exercisable on April 9, 2011 and the remaining 50% became exercisable on April 9, 2012. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:03 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 29,260 | $108.90 | $3,186,414.00 |
DisclosureSEC source: 0001225208-16-041869 · doc4.xml · nonDerivative · entry 5 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,869 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:03 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 29,252 | $108.93 | $3,186,420.36 |
DisclosureSEC source: 0001225208-16-041869 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,129 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 15,748 | $108.89 | $1,714,862.71 |
DisclosureSEC source: 0001225208-16-041869 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,381 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices ranged from $108.87 to $108.95 per share. Upon request, the reporting person will provide to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:03 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 7,696 | $108.91 | $838,171.36 |
DisclosureSEC source: 0001225208-16-041869 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,129 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 90,000 | $70.81 | $6,372,900.00 |
DisclosureSEC source: 0001225208-16-041869 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| May 12, 2016 Filed May 13, 2016 21:12 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 55,500 | $102.11 Strike: $62.81 | $5,667,105.00 |
DisclosureSEC source: 0001225208-16-033305 · doc4.xml · derivative · entry 8 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,500 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2016 Filed May 13, 2016 21:12 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 34,139 | $102.11 | $3,485,933.29 |
DisclosureSEC source: 0001225208-16-033305 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,825 Read SEC document |
| May 12, 2016 Filed May 13, 2016 21:12 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 10,454 | $102.12 | $1,067,562.48 |
DisclosureSEC source: 0001225208-16-033305 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,964 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.08 to $102.175. Read SEC document |
| May 12, 2016 Filed May 13, 2016 21:12 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 980 | $102.15 | $100,107.00 |
DisclosureSEC source: 0001225208-16-033305 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,418 Read SEC document |
| May 12, 2016 Filed May 13, 2016 21:12 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 55,500 | $62.81 | $3,485,955.00 |
DisclosureSEC source: 0001225208-16-033305 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:01 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,169 | $86.96 | $362,536.24 |
DisclosureSEC source: 0001225208-16-026329 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,898 Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:01 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 11,528 | $86.96 | $1,002,474.88 |
DisclosureSEC source: 0001225208-16-026329 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,067 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2013 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:03 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 264,000 | $95.57 Strike: $95.57 | $25,230,480.00 |
DisclosureSEC source: 0001225208-16-023800 · doc4.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,000 Underlying: Common Stock · 264,000 shares Expires 2026-01-03 F1 · balance_after: The reporting person was also awarded 53,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 12,950 | $119.32 | $1,545,194.00 |
DisclosureSEC source: 0001225208-15-003590 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,539 Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 29,070 | $119.32 | $3,468,632.40 |
DisclosureSEC source: 0001225208-15-003590 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,489 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:13 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 165,500 | $115.04 Strike: $115.04 | $19,039,120.00 |
DisclosureSEC source: 0001225208-15-000858 · doc4.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,500 Underlying: Common Stock · 165,500 shares Expires 2025-01-01 F1 · balance_after: The reporting person was also awarded 39,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period. Read SEC document |
| February 25, 2014 Filed Feb 26, 2014 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 46,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-006443 · doc4.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2014 Filed Feb 26, 2014 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 46,000 | $116.51 | $5,359,354.20 |
DisclosureSEC source: 0001225208-14-006443 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,419 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 116.50 to 116.60. Upon request UTC will provide full information as to shares sold at each separate price. Read SEC document |
| February 25, 2014 Filed Feb 26, 2014 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 46,000 | $51.50 | $2,369,000.00 |
DisclosureSEC source: 0001225208-14-006443 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2014 Filed Feb 12, 2014 22:57 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 19,926 | $112.22 | $2,236,155.50 |
DisclosureSEC source: 0001225208-14-004381 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,419 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 111.98 to 112.32. Upon request UTC will provide full information as to shares sold at each separate price. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 16,386 | $111.60 | $1,828,677.60 |
DisclosureSEC source: 0001225208-14-004381 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,345 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 36,312 | $111.60 | $4,052,419.20 |
DisclosureSEC source: 0001225208-14-004381 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,731 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:21 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 71,500 | $112.49 Strike: $112.49 | $8,043,035.00 |
DisclosureSEC source: 0001225208-14-001033 · doc4.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,500 Underlying: Common Stock · 71,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 18,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 140,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · derivative · entry 18 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 140,500 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These Stock Appreciation Rights were exercised and shares sold pursuant to an irrevocable trust agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.