Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director | January 27, 2026 | January 29, 2026 |
| NUCOR CORPNUE · Entity 3010 | Director | June 01, 2017 | June 05, 2017 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2026 | January 20, 2026 |
| RTX CorpRTX · Entity 2823 | Director · Executive Chairman | February 15, 2025 | February 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date January 27, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,159 |
Reported balance
After 2026-01-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-27 · Grant · Acquired 1,098 · Balance 7,159 F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2: Includes units acquired through dividend investment since the last report filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Includes units acquired through dividend investment since the last report filed by the reporting person.
NUCOR CORP
Report date June 01, 2017 · Filed June 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,994 |
Reported balance
After 2017-06-01 transaction · row 1
1 source rowRow 1 · 2017-06-01 · Grant · Acquired 2,370 · Balance 14,994 F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.
Phillips 66
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,419.621 |
Reported balance
After 2026-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 1,423 · Balance 31,419.621 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
RTX Corp
Report date February 15, 2025 · Filed February 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 523,423 |
Ending reported balance
After 2025-02-19 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-02-15 · Grant · Acquired 107,030 · Balance 630,453 F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level. Row 2 · 2025-02-15 · Tax withholding · Disposed 48,662 · Balance 581,791 Row 3 · 2025-02-19 · Sale · Disposed 58,368 · Balance 523,423 F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2025-02-19 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-02-19 · Sale · Disposed 43,300 · Balance 0 F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Children's Trust Accounts | 1,096 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,096 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 12,973 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,973 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 874 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 874 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Savings Plan Account | 2,899 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,899 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level.
F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2022 Filed Sep 2, 2022 17:06 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-22-000166 · wf-form4_166215277936689.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. This amount is the reporting persons' September award. F2 · balance_after: All 1,520 are RSUs. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 17:04 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 214 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-22-000145 · wf-form4_165956068023870.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · shares: The 214 shares includes the reporting persons' prorated July award and his full August award. F3 · balance_after: All 1,389 shares are RSUs. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 17:29 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-22-000135 · wf-form4_165783414609643.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175 F1 · shares: Grant of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. This is a prorated amount of the annual grant to reflect the new director joining the board. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:15 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 294,900 | $94.04 Strike: $94.04 | $27,732,396.00 |
DisclosureSEC source: 0001225208-22-002616 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,900 Underlying: Common Stock · 294,900 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 97,300 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 114,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001634 · doc4.xml · derivative · entry 7 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,396 Underlying: Common Stock · 114,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 46,816 | $93.01 | $4,354,356.16 |
DisclosureSEC source: 0001225208-22-001634 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,080 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 114,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001634 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:26 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 3,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012794 · doc4.xml · derivative · entry 7 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,985 Underlying: Common Stock · 3,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:26 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 3,291 | $85.96 | $282,894.36 |
DisclosureSEC source: 0001225208-21-012794 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,576 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:26 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 3,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012794 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:47 UTC | RTX Corp RTX · Entity 2823 | OtherPhantom Stock Unit · Derivative | 6,535.0349 | $77.27 | $504,962.15 |
DisclosureSEC source: 0001225208-21-006228 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,535.0349 Underlying: Common Stock · 6,535.0349 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom stock unit was credited to the reporting person pursuant to the United Technologies Corporation Deferred Compensation Plan and consistent with a distribution election made in 2005 at the time of deferral, which entitled the reporting person to receive, on March 31, 2021, a cash payment equal to the value of one share of the registrant's common stock. F1 · derivative.exercise_date: Each deferred phantom stock unit was credited to the reporting person pursuant to the United Technologies Corporation Deferred Compensation Plan and consistent with a distribution election made in 2005 at the time of deferral, which entitled the reporting person to receive, on March 31, 2021, a cash payment equal to the value of one share of the registrant's common stock. F1 · derivative.expiration_date: Each deferred phantom stock unit was credited to the reporting person pursuant to the United Technologies Corporation Deferred Compensation Plan and consistent with a distribution election made in 2005 at the time of deferral, which entitled the reporting person to receive, on March 31, 2021, a cash payment equal to the value of one share of the registrant's common stock. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 21:14 UTC | RTX Corp RTX · Entity 2823 | OtherCommon Stock | 1,292 | $77.94 | $100,698.48 |
DisclosureSEC source: 0001225208-21-005755 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's Savings Plan Account Disclosed balance after: 2,669 Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:18 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 181,900 | $72.49 Strike: $72.49 | $13,185,931.00 |
DisclosureSEC source: 0001225208-21-002070 · doc4.xml · derivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,900 Underlying: Common Stock · 181,900 shares Expires 2031-02-07 F2 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 120,020 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:18 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 40,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002070 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,098 Underlying: Common Stock · 40,010 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:03 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 38,827 | $68.43 | $2,656,931.61 |
DisclosureSEC source: 0001225208-21-000310 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,576 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:03 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 15,547 | $68.43 | $1,063,881.21 |
DisclosureSEC source: 0001225208-21-000310 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,403 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 93,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000310 · doc4.xml · derivative · entry 10 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,088 Underlying: Common Stock · 93,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP). F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP). Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 35,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000310 · doc4.xml · derivative · entry 9 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,332 Underlying: Common Stock · 35,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on January 2, 2018. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on January 2, 2018. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 35,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000310 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 93,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000310 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 13:15 UTC | RTX Corp RTX · Entity 2823 | OtherCommon Stock | 6,409 | $52.34 | $335,447.06 |
DisclosureSEC source: 0001225208-20-012818 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 11,853 Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 13:15 UTC | RTX Corp RTX · Entity 2823 | PurchaseCommon Stock | 20,000 | $55.10 | $1,102,000.00 |
DisclosureSEC source: 0001225208-20-012818 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,365 F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $55.00 to $55.20 per share. Full information regarding the number of shares purchased at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 13:15 UTC | RTX Corp RTX · Entity 2823 | PurchaseCommon Stock | 35,000 | $54.66 | $1,912,998.50 |
DisclosureSEC source: 0001225208-20-012818 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,365 F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $54.00 to $54.80 per share. Full information regarding the number of shares purchased at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 5,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012245 · doc4.xml · derivative · entry 10 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,904 Underlying: Common Stock · 5,014 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from PSUs originally awarded on February 5, 2019 under the legacy United Technologies LTIP, which relate to 119,334 shares of RTX Common Stock. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from PSUs originally awarded on February 5, 2019 under the legacy United Technologies LTIP, which relate to 119,334 shares of RTX Common Stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 4,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012245 · doc4.xml · derivative · entry 9 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,918 Underlying: Common Stock · 4,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 97,334 shares of RTX Common Stock. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 97,334 shares of RTX Common Stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 5,014 | $57.46 | $288,104.44 |
DisclosureSEC source: 0001225208-20-012245 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,031 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 4,090 | $57.46 | $235,011.40 |
DisclosureSEC source: 0001225208-20-012245 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,045 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 4,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012245 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 5,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012245 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| April 03, 2020 Filed Oct 8, 2020 21:05 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 932 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012337 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children's Trust Accounts Disclosed balance after: 1,096 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| April 03, 2020 Filed Oct 8, 2020 21:05 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 2,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012337 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,365 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 107,000 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002374 · doc4.xml · derivative · entry 12 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 107,000 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 58,174 | $154.50 | $8,987,883.00 |
DisclosureSEC source: 0001225208-20-002374 · doc4.xml · nonDerivative · entry 7 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,031 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 48,826 | $154.44 | $7,540,721.62 |
DisclosureSEC source: 0001225208-20-002374 · doc4.xml · nonDerivative · entry 6 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,205 F6 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $154.25 to $154.60 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 13,244 | $154.30 | $2,043,575.69 |
DisclosureSEC source: 0001225208-20-002374 · doc4.xml · nonDerivative · entry 5 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,031 F5 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $154.30 to $154.33 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,846 | $154.50 | $1,675,760.15 |
DisclosureSEC source: 0001225208-20-002374 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,275 F4 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $154.50 to $154.51 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $154.30 | $1,543,006.00 |
DisclosureSEC source: 0001225208-20-002374 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,121 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $154.30 to $154.31 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $154.40 | $1,544,005.00 |
DisclosureSEC source: 0001225208-20-002374 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,121 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $154.40 to $154.41 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 107,000 | $84.00 | $8,988,000.00 |
DisclosureSEC source: 0001225208-20-002374 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:29 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 26,724 | $156.55 | $4,183,642.20 |
DisclosureSEC source: 0001225208-20-002026 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,121 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:29 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 57,570 | $156.55 | $9,012,583.50 |
DisclosureSEC source: 0001225208-20-002026 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,845 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:29 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 255,000 | $153.00 Strike: $153.00 | $39,015,000.00 |
DisclosureSEC source: 0001225208-20-001787 · doc4.xml · derivative · entry 7 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 Underlying: Common Stock · 255,000 shares Expires 2030-02-03 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:29 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 46,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001787 · doc4.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 46,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 21,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000632 · doc4.xml · derivative · entry 7 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.expiration_date: On January 3, 2017, the reporting person was granted 20,500 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 21,932 RSUs, which included accumulated dividend equivalents, vested. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 8,688 | $153.35 | $1,332,304.80 |
DisclosureSEC source: 0001225208-20-000632 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,275 Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 21,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000632 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 122,000 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-19-014195 · doc4.xml · derivative · entry 8 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 122,000 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 61,631 | $147.79 | $9,108,445.49 |
DisclosureSEC source: 0001225208-19-014195 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,031 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 27,987 | $147.79 | $4,136,176.34 |
DisclosureSEC source: 0001225208-19-014195 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,662 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $147.7400 to $147.9000 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 122,000 | $74.66 | $9,108,520.00 |
DisclosureSEC source: 0001225208-19-014195 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.