Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director | January 27, 2026 | January 29, 2026 |
| NUCOR CORPNUE · Entity 3010 | Director | June 01, 2017 | June 05, 2017 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2026 | January 20, 2026 |
| RTX CorpRTX · Entity 2823 | Director · Executive Chairman | February 15, 2025 | February 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date January 27, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,159 |
Reported balance
After 2026-01-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-27 · Grant · Acquired 1,098 · Balance 7,159 F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2: Includes units acquired through dividend investment since the last report filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Includes units acquired through dividend investment since the last report filed by the reporting person.
NUCOR CORP
Report date June 01, 2017 · Filed June 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,994 |
Reported balance
After 2017-06-01 transaction · row 1
1 source rowRow 1 · 2017-06-01 · Grant · Acquired 2,370 · Balance 14,994 F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.
Phillips 66
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,419.621 |
Reported balance
After 2026-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 1,423 · Balance 31,419.621 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
F3: Includes 12,819.6206 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
RTX Corp
Report date February 15, 2025 · Filed February 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 523,423 |
Ending reported balance
After 2025-02-19 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-02-15 · Grant · Acquired 107,030 · Balance 630,453 F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level. Row 2 · 2025-02-15 · Tax withholding · Disposed 48,662 · Balance 581,791 Row 3 · 2025-02-19 · Sale · Disposed 58,368 · Balance 523,423 F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2025-02-19 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-02-19 · Sale · Disposed 43,300 · Balance 0 F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy Children's Trust Accounts | 1,096 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,096 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 12,973 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,973 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 874 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 874 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Savings Plan Account | 2,899 |
Reported balance
Holding disclosure · report date 2025-02-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,899 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level.
F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.24 to $125.57 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $125.00 to $125.31 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 70,036 | $101.39 | $7,100,950.04 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 11 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 566,723 Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 67,338 | $101.37 | $6,826,086.73 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 10 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 636,759 F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.30 to $101.54 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 42,049 | $101.63 | $4,273,439.87 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 9 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 704,097 Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 42,045 | $101.64 | $4,273,453.80 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 8 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 746,146 Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 35,049 | $101.30 | $3,550,463.70 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 7 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,191 Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 35,014 | $101.40 | $3,550,419.60 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 6 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 823,240 Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 34,366 | $101.68 | $3,494,334.88 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 5 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,254 Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 22,424 | $101.65 | $2,279,444.45 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 892,620 F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.62 to $101.71 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 17,297 | $101.54 | $1,756,337.38 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 915,044 Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 140,884 | $85.47 | $12,041,355.48 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 932,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 224,734 | $71.01 | $15,958,361.34 |
DisclosureSEC source: 0001225208-24-005339 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 791,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 19:16 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 70 | $162.41 | $11,368.70 |
DisclosureSEC source: 0001534701-24-000092 · wk-form4_1712099769.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,408.537 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on April 1, 2024. F3 · balance_after: Includes 7,158.537 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 18:27 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 79 | $144.02 | $11,377.58 |
DisclosureSEC source: 0001534701-24-000081 · wk-form4_1709681253.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,338.537 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on March 1, 2024. F3 · balance_after: Includes 7,088.537 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 183,100 | $91.04 Strike: $91.04 | $16,669,424.00 |
DisclosureSEC source: 0001225208-24-001877 · doc4.xml · derivative · entry 10 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,100 Underlying: Common Stock · 183,100 shares Expires 2034-02-07 F4 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 65,910 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 41,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001877 · doc4.xml · derivative · entry 9 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 79,533 | $91.04 | $7,240,684.32 |
DisclosureSEC source: 0001225208-24-001877 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 566,723 Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 16,936 | $91.04 | $1,541,853.44 |
DisclosureSEC source: 0001225208-24-001877 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 646,256 Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 41,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001877 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 663,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 171,629 | $91.04 | $15,625,104.16 |
DisclosureSEC source: 0001225208-24-001877 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 621,894 F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 18:58 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 78 | $145.55 | $11,352.90 |
DisclosureSEC source: 0001534701-24-000032 · wk-form4_1707177458.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,208.801 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 1, 2024. F3 · balance_after: Includes 6,958.8009 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 20:08 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,524 | $131.31 | $200,116.44 |
DisclosureSEC source: 0001534701-24-000020 · wk-form4_1705626487.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,130.801 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 16, 2024. F3 · balance_after: Includes 6,880.8009 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 19:14 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 84 | $134.25 | $11,277.00 |
DisclosureSEC source: 0001534701-24-000003 · wk-form4_1704413633.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,606.801 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 2, 2024. F3 · balance_after: Includes 5,356.8009 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 18:43 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 87 | $129.51 | $11,266.94 |
DisclosureSEC source: 0001534701-23-000168 · wk-form4_1701819829.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,522.801 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on December 1, 2023. F3 · balance_after: Includes 5,272.801 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 17:53 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 98 | $115.42 | $11,310.67 |
DisclosureSEC source: 0001534701-23-000150 · wk-form4_1699048422.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,394.0937 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of Phillips 66's common stock on November 1, 2023. F3 · balance_after: Includes 5,144.0937 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 19:16 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 95 | $119.25 | $11,328.28 |
DisclosureSEC source: 0001534701-23-000141 · wk-form4_1696374969.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,296.0937 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. F2 · balance_after: Includes 5,046.0937 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 18:16 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000135 · wf-form4_169395217859839.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,201.0937 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. F2 · balance_after: Includes 4,951.0937 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 18:20 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000120 · wf-form4_169110122653732.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,060.6261 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 4,810.6261 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 18:06 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000111 · wf-form4_168868118726676.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,959.6261 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 4,709.6261 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 18:56 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000086 · wf-form4_168600579101788.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,841.6261 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 4,591.6261 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| May 01, 2023 Filed May 3, 2023 18:00 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000078 · wf-form4_168315122055794.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,670.9761 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 4,420.9761 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 17:41 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000066 · wf-form4_168064449535261.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,555.9761 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 4,305.9761 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. F3 · balance_after: Does not include 0.5285 of a share of Phillips 66 common stock that was previously included due to a clerical error in the rounding of a fractional share in connection with a dividend reinvestment. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:05 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000055 · wf-form4_167788469735286.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,447.5046 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 4,197.5046 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 22:06 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 267,100 | $97.65 Strike: $97.65 | $26,082,315.00 |
DisclosureSEC source: 0001225208-23-001701 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,100 Underlying: Common Stock · 267,100 shares Expires 2033-02-07 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 101,390 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 22:07 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 80,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001440 · doc4.xml · derivative · entry 7 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,244 Underlying: Common Stock · 80,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 4, 2020. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 4, 2020. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 22:07 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 32,385 | $96.48 | $3,124,504.80 |
DisclosureSEC source: 0001225208-23-001440 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,265 Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 22:07 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 80,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001440 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 02, 2023 Filed Feb 2, 2023 18:00 UTC | Phillips 66 PSX · Entity 2915 | PurchaseCommon Stock | 10,250 | $97.75 | $1,001,937.50 |
DisclosureSEC source: 0001534701-23-000032 · wf-form4_167537880644619.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,298.5046 F4 · balance_after: Includes 4,048.5046 RSUs, including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 18:00 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000032 · wf-form4_167537880644619.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,048.5046 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: All securities beneficially owned represent RSUs. F3 · balance_after: Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 18:20 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,929 | $103.69 | $200,008.37 |
DisclosureSEC source: 0001534701-23-000016 · wf-form4_167417043888489.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,934.5046 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 17, 2023. F3 · balance_after: All securities beneficially owned represent RSUs. F4 · balance_after: Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:13 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-23-000002 · wf-form4_167296037036688.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005.5046 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: All securities beneficially owned represent RSUs. F3 · balance_after: Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:05 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 60,865 | $0.00 Strike: $83.58 | $0.00 |
DisclosureSEC source: 0001225208-22-012371 · doc4.xml · derivative · entry 8 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,865 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:05 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 51,270 | $99.22 | $5,087,009.40 |
DisclosureSEC source: 0001225208-22-012371 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,415 Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:05 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 4,260 | $99.16 | $422,404.56 |
DisclosureSEC source: 0001225208-22-012371 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,685 Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:05 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 60,865 | $83.58 | $5,087,096.70 |
DisclosureSEC source: 0001225208-22-012371 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 18:34 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-22-000198 · wf-form4_167002402541225.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,879.5962 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: All securities beneficially owned represent RSUs. F3 · balance_after: Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 18:07 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-22-000181 · wf-form4_166742682074522.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775.5962 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: All securities beneficially owned represent RSUs. F3 · balance_after: Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 17:50 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-22-000171 · wf-form4_166500663916842.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670.5962 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: All 1,670.5962 represent RSUs. F3 · balance_after: Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 1,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010820 · doc4.xml · derivative · entry 7 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,809 Underlying: Common Stock · 1,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2021. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2021. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,690 | $83.11 | $140,455.90 |
DisclosureSEC source: 0001225208-22-010820 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,080 Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 1,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010820 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.