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person · Reporting owner

Alexy Kimberly

Disclosed activity across 8 companies

Tapewire entity
11307
SEC CIK
0001336514

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alteryx, Inc.AYX · Entity 92794DirectorMay 13, 2021May 14, 2021
CalAmp Corp.CAMP · Entity 90227DirectorJuly 25, 2018July 27, 2018
Five9, Inc.FIVN · Entity 4346DirectorFebruary 02, 2023February 03, 2023
MICROSEMI CORPMSCC · Entity 166236DirectorMay 29, 2018May 30, 2018
Netskope IncNTSK · Entity 3824DirectorJuly 08, 2026July 10, 2026
Sandisk CorpSNDK · Entity 1106DirectorMarch 03, 2025March 04, 2025
WESTERN DIGITAL CORPWDC · Entity 1010DirectorSeptember 17, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alteryx, Inc.

Report date May 13, 2021 · Filed May 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect5,758 Reported balance After 2021-05-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-05-13 · Grant · Acquired 2,397 · Balance 5,758

F1: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 13, 2022, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F2: Includes 2,397 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 13, 2022, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F2: Includes 2,397 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

CalAmp Corp.

Report date July 25, 2018 · Filed July 27, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,546 Reported balance After 2018-07-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-07-25 · Grant · Acquired 5,546 · Balance 5,546

F1: Not applicable to this transaction. RSUs have no value until all restrictions lapse on the vesting date.

F2: The restricted stock units vest on the earlier of 7/25/2019 or the date of the 2019 Annual Stockholders meeting. Ms. Alexy elected to defer the receipt of the vested shares until the date she ceases to be a director of CalAmp, pursuant to the Company's Non-qualified Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable to this transaction. RSUs have no value until all restrictions lapse on the vesting date.

F2: The restricted stock units vest on the earlier of 7/25/2019 or the date of the 2019 Annual Stockholders meeting. Ms. Alexy elected to defer the receipt of the vested shares until the date she ceases to be a director of CalAmp, pursuant to the Company's Non-qualified Deferred Compensation Plan.

Five9, Inc.

Report date February 02, 2023 · Filed February 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,117 Ending reported balance After 2023-02-02 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-02-02 · Exercise / conversion · Acquired 2,500 · Balance 13,617

Row 2 · 2023-02-02 · Sale · Disposed 300 · Balance 13,317

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Row 3 · 2023-02-02 · Sale · Disposed 1,400 · Balance 11,917

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.65 to $85.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Row 4 · 2023-02-02 · Sale · Disposed 800 · Balance 11,117

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.73 to $86.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.48 · Expires 2023-10-28Direct5,000 Reported balance After 2023-02-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-02-02 · Exercise / conversion · Disposed 2,500 · Balance 5,000

F5: The option granted on October 28, 2013 is fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.65 to $85.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.73 to $86.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: The option granted on October 28, 2013 is fully vested.

MICROSEMI CORP

Report date May 29, 2018 · Filed May 30, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Microsemi Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-05-29 transaction · row 1
1 source row

Row 1 · 2018-05-29 · Disposition to issuer · Disposed 12,002 · Balance 0

F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").

Netskope Inc

Report date July 08, 2026 · Filed July 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect16,778 Reported balance After 2026-07-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-08 · Grant · Acquired 16,778 · Balance 16,778

F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.

F2: The RSUs vest on the earlier of (i) July 8, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.

F2: The RSUs vest on the earlier of (i) July 8, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.

Sandisk Corp

Report date March 03, 2025 · Filed March 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,401 Reported balance After 2025-03-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-03-03 · Grant · Acquired 4,148 · Balance 5,401

F1: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Includes one additional share of Sandisk restricted stock unit received from the spin-off from Western Digital Corporation, as further described in the Issuer's current report on Form 8-K filed on February 24, 2025. Adjustment needed due to a conversion rounding calculation difference.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust8,574 Reported balance Holding disclosure · report date 2025-03-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8,574

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Includes one additional share of Sandisk restricted stock unit received from the spin-off from Western Digital Corporation, as further described in the Issuer's current report on Form 8-K filed on February 24, 2025. Adjustment needed due to a conversion rounding calculation difference.

WESTERN DIGITAL CORP

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect2.6783 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 0.5617 · Balance 2.6783

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mandiant, Inc.

Report date September 12, 2022 · Filed September 12, 2022

Section 16 reporting ended · disclosed 2022-09-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-09-12 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2022-09-12 · Disposition to issuer · Disposed 70,148 · Balance 0

F1: Represents shares of the Issuer's common stock that were disposed of in connection with the merger of Dupin Inc. with and into the Issuer (the "Merger") pursuant to an Agreement and Plan of Merger, dated as of March 7, 2022, by and among the Issuer, Google LLC ("Google") and Dupin Inc. At the effective time of the Merger, each share of the Issuer's common stock was cancelled and converted into the right to receive $23.00 in cash.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-09-12 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2022-09-12 · Disposition to issuer · Disposed 10,058 · Balance 0

F2: At the effective time of the Merger, each outstanding restricted stock unit ("RSU") was canceled and converted into a right to receive an amount in cash equal to the product of (1) $23.00 and (2) the total number of shares of the Issuer's common stock then-subject to such RSU.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer's common stock that were disposed of in connection with the merger of Dupin Inc. with and into the Issuer (the "Merger") pursuant to an Agreement and Plan of Merger, dated as of March 7, 2022, by and among the Issuer, Google LLC ("Google") and Dupin Inc. At the effective time of the Merger, each share of the Issuer's common stock was cancelled and converted into the right to receive $23.00 in cash.

F2: At the effective time of the Merger, each outstanding restricted stock unit ("RSU") was canceled and converted into a right to receive an amount in cash equal to the product of (1) $23.00 and (2) the total number of shares of the Issuer's common stock then-subject to such RSU.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2022 Filed Jul 11, 2022 21:05 UTC Mandiant, Inc. MNDT · Entity 123878 GrantCommon Stock 10,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041819 · doc4.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,206

F1 · shares: Represents shares underlying restricted stock units ("RSUs"). The RSUs will vest in full on the earlier of (i) the day prior to the Issuer's next annual meeting of stockholders held after the date of grant or (ii) the first anniversary of the date of grant, in each case subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:20 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-22-000072 · wf-form4_165722522327667.xml · derivative · entry 7

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 2,500 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option granted on October 18, 2013 is fully vested.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:20 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 978 $98.67 $96,499.26
Disclosure

SEC source: 0001288847-22-000072 · wf-form4_165722522327667.xml · nonDerivative · entry 6

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,117

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.16 to $99.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:20 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 519 $97.56 $50,633.64
Disclosure

SEC source: 0001288847-22-000072 · wf-form4_165722522327667.xml · nonDerivative · entry 5

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,095

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.11 to $98.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:20 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 653 $96.65 $63,112.45
Disclosure

SEC source: 0001288847-22-000072 · wf-form4_165722522327667.xml · nonDerivative · entry 4

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,614

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.06 to $97.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:20 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 100 $94.71 $9,471.00
Disclosure

SEC source: 0001288847-22-000072 · wf-form4_165722522327667.xml · nonDerivative · entry 3

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,267

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.70 to $94.72, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:20 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 250 $93.78 $23,445.00
Disclosure

SEC source: 0001288847-22-000072 · wf-form4_165722522327667.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,367

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.32 to $94.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:20 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 2,500 $8.48 $21,200.00
Disclosure

SEC source: 0001288847-22-000072 · wf-form4_165722522327667.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:53 UTC Mandiant, Inc. MNDT · Entity 123878 SaleCommon Stock 23,104 $22.03 $509,059.67
Disclosure

SEC source: 0001209191-22-033568 · doc4.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,148

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person on March 14, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 18, 2022 Filed May 20, 2022 21:44 UTC Five9, Inc. FIVN · Entity 4346 GrantCommon Stock 2,132 $0.00 $0.00
Disclosure

SEC source: 0001288847-22-000057 · wf-form4_165308308225900.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,117

Read SEC document
March 11, 2022 Filed Mar 17, 2022 20:18 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionStock Option (right to buy) · Derivative 5,967 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-22-000031 · wf-form4_164754829609170.xml · derivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,967 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option granted on October 28, 2013 is fully vested.

Read SEC document
March 11, 2022 Filed Mar 17, 2022 20:18 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 5,967 $8.48 $50,600.16
Disclosure

SEC source: 0001288847-22-000031 · wf-form4_164754829609170.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 01:47 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 4,103 $0.00 $0.00
Disclosure

SEC source: 0001266824-21-000072 · edgardoc.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,568

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 21:15 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 3,407 $166.70 $567,946.90
Disclosure

SEC source: 0001288847-21-000090 · wf-form4_162396446571199.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.55 to $166.73, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 11, 2021 Filed Jun 11, 2021 23:01 UTC Mandiant, Inc. FEYE · Entity 123878 GrantCommon Stock 10,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040023 · doc4.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,252

F1 · shares: Represents shares underlying restricted stock units ("RSUs"). The RSUs will vest in full on the earlier of (i) the day prior to the Issuer's next annual meeting of stockholders held after the date of grant or (ii) the first anniversary of the date of grant, in each case subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
May 13, 2021 Filed May 14, 2021 16:15 UTC Alteryx, Inc. AYX · Entity 92794 GrantClass A Common Stock 2,397 $0.00 $0.00
Disclosure

SEC source: 0001689923-21-000051 · wf-form4_162102328802104.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,758

F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 13, 2022, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F1 · price: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 13, 2022, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F2 · balance_after: Includes 2,397 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:05 UTC Five9, Inc. FIVN · Entity 4346 GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000078 · wf-form4_162094348954435.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

Read SEC document
November 18, 2020 Filed Nov 20, 2020 00:04 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 5,648 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000143 · edgardoc.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,465

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:26 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 91.3026 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000131 · edgardoc.xml · derivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91.3026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:26 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000131 · edgardoc.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 26, 2020 Filed Aug 26, 2020 20:03 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 4,517 $125.22 $565,618.74
Disclosure

SEC source: 0001288847-20-000135 · wf-form4_159847222463880.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,407

Read SEC document
June 03, 2020 Filed Jun 3, 2020 19:04 UTC Alteryx, Inc. AYX · Entity 92794 SaleClass A Common Stock 2,095 $145.00 $303,775.00
Disclosure

SEC source: 0001689923-20-000054 · wf-form4_159122545287886.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,361

F1 · balance_after: Includes 1,375 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:53 UTC Mandiant, Inc. FEYE · Entity 123878 GrantCommon Stock 18,627 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032976 · doc4.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,904

F1 · shares: Represents shares underlying restricted stock units ("RSUs"). The RSUs will vest in full on the earlier of (i) the day prior to the Issuer's next annual meeting of stockholders held after the date of grant or (ii) the first anniversary of the date of grant, in each case subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
May 26, 2020 Filed May 28, 2020 16:51 UTC Alteryx, Inc. AYX · Entity 92794 SaleClass A Common Stock 2,000 $151.24 $302,480.00
Disclosure

SEC source: 0001689923-20-000050 · wf-form4_159069908317340.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456

F1 · balance_after: Includes 1,375 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
May 20, 2020 Filed May 20, 2020 18:04 UTC Alteryx, Inc. AYX · Entity 92794 GrantClass A Common Stock 1,375 $0.00 $0.00
Disclosure

SEC source: 0001689923-20-000039 · wf-form4_159001226796623.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,456

F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 20, 2021, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F1 · price: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 20, 2021, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:35 UTC Five9, Inc. FIVN · Entity 4346 GrantCommon Stock 1,784 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000077 · wf-form4_159000689890561.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784

Read SEC document
May 14, 2020 Filed May 15, 2020 17:17 UTC Alteryx, Inc. AYX · Entity 92794 SaleClass A Common Stock 464 $121.25 $56,260.00
Disclosure

SEC source: 0001689923-20-000037 · wf-form4_158957742818382.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,081

F1 · balance_after: Includes 1,986 shares subject to an award of restricted stock units which shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 22, 2020, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
May 07, 2020 Filed May 11, 2020 22:55 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 8,000 $104.81 $838,480.00
Disclosure

SEC source: 0001288847-20-000070 · wf-form4_158923769418879.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,517

Read SEC document
April 17, 2020 Filed Apr 21, 2020 22:33 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 56.6827 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000062 · edgardoc.xml · derivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91.3026

Underlying: Common Stock · 56.6827 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:55 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionStock Option (right to buy) · Derivative 6,533 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-20-000042 · wf-form4_158404651538003.xml · derivative · entry 4

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,967

Underlying: Common Stock · 6,533 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option dated October 28, 2013 is fully vested.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:55 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 6,533 $70.00 $457,310.00
Disclosure

SEC source: 0001288847-20-000042 · wf-form4_158404651538003.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:55 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 6,533 $8.48 $55,399.84
Disclosure

SEC source: 0001288847-20-000042 · wf-form4_158404651538003.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 7, 2020 00:23 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-20-000038 · wf-form4_158354056394300.xml · derivative · entry 4

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 10,000 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option dated October 28, 2013 is fully vested.

Read SEC document
March 06, 2020 Filed Mar 7, 2020 00:23 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 10,000 $71.09 $710,900.00
Disclosure

SEC source: 0001288847-20-000038 · wf-form4_158354056394300.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Read SEC document
March 06, 2020 Filed Mar 7, 2020 00:23 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 10,000 $8.48 $84,800.00
Disclosure

SEC source: 0001288847-20-000038 · wf-form4_158354056394300.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:35 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-20-000023 · wf-form4_158276369614126.xml · derivative · entry 4

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 30,000 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option granted on October 28, 2013 is fully vested.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:35 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 30,000 $71.70 $2,151,000.00
Disclosure

SEC source: 0001288847-20-000023 · wf-form4_158276369614126.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.50 to $71.98, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:35 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 30,000 $8.48 $254,400.00
Disclosure

SEC source: 0001288847-20-000023 · wf-form4_158276369614126.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 19, 2020 20:29 UTC Alteryx, Inc. AYX · Entity 92794 SaleClass A Common Stock 4,000 $156.63 $626,520.00
Disclosure

SEC source: 0001567619-20-004362 · doc1.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

F1 · balance_after: Includes 1,986 shares subject to an award of restricted stock units which shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 22, 2020, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 00:19 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 34.6199 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000019 · edgardoc.xml · derivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34.6199

Underlying: Common Stock · 34.6199 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
November 18, 2019 Filed Nov 18, 2019 23:45 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001628280-19-014304 · wf-form4_157412068570352.xml · derivative · entry 4

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 5,000 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Option dated October 28, 2013 is fully vested.

Read SEC document
November 18, 2019 Filed Nov 18, 2019 23:45 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 5,000 $65.11 $325,550.00
Disclosure

SEC source: 0001628280-19-014304 · wf-form4_157412068570352.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.10 to $65.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 18, 2019 Filed Nov 18, 2019 23:45 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 5,000 $8.48 $42,400.00
Disclosure

SEC source: 0001628280-19-014304 · wf-form4_157412068570352.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 22:42 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 4,763 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000207 · edgardoc.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,726

F2 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 22:42 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 195.652 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000207 · edgardoc.xml · derivative · entry 3

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195.652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 22:42 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000207 · edgardoc.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:26 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 41.8097 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000166 · edgardoc.xml · derivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195.652

Underlying: Common Stock · 41.8097 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 21:00 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-19-000124 · wf-form4_156840844194688.xml · derivative · entry 4

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 5,000 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option granted on October 28, 2013 is fully vested.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 21:00 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 5,000 $55.10 $275,500.00
Disclosure

SEC source: 0001288847-19-000124 · wf-form4_156840844194688.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Read SEC document
September 12, 2019 Filed Sep 13, 2019 21:00 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 5,000 $8.48 $42,400.00
Disclosure

SEC source: 0001288847-19-000124 · wf-form4_156840844194688.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.