TapewireFind a company

person · Reporting owner

Mergner Arthur W

Disclosed activity across 1 company

Tapewire entity
112982
SEC CIK
0001603410

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STEPAN COSCL · Entity 4733Exec VPMay 26, 2023May 31, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STEPAN CO

Report date May 26, 2023 · Filed May 31, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,616.39 Ending reported balance After 2023-05-26 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-05-26 · Exercise / conversion · Acquired 4,087 · Balance 31,603.39

Row 2 · 2023-05-26 · Sale · Disposed 3,387 · Balance 28,216.39

F1: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $92.66 to $93.63, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Row 3 · 2023-05-26 · Sale · Disposed 600 · Balance 27,616.39

F2: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $93.66 to $93.775, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.85 · Expires 2026-02-22Direct0 Reported balance After 2023-05-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-05-26 · Exercise / conversion · Disposed 4,087 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $92.66 to $93.63, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

F2: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $93.66 to $93.775, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2018 Filed Mar 13, 2018 15:54 UTC STEPAN CO SCL · Entity 4733 Exercise / conversionCommon Stock 1,734 $37.51 $65,042.34
Disclosure

SEC source: 0001127602-18-011335 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,566.939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:17 UTC STEPAN CO SCL · Entity 4733 GrantShare Units · Derivative 1,278.743 $73.07 $93,437.75
Disclosure

SEC source: 0001127602-18-008182 · form4.xml · derivative · entry 7

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,879.336

Underlying: Common Stock · 1,278.743 shares

Expires not disclosed

F5 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:17 UTC STEPAN CO SCL · Entity 4733 Exercise / conversionPerformance Shares · Derivative 3,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008182 · form4.xml · derivative · entry 6

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2017.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:17 UTC STEPAN CO SCL · Entity 4733 GrantPerformance Shares · Derivative 2,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008182 · form4.xml · derivative · entry 5

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Common Stock · 2,740 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:17 UTC STEPAN CO SCL · Entity 4733 GrantStock Appreciation Right · Derivative 10,340 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-18-008182 · form4.xml · derivative · entry 4

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,340

Underlying: Common Stock · 10,340 shares

Expires 2028-02-20

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:17 UTC STEPAN CO SCL · Entity 4733 GrantStock Option (Right to Buy) · Derivative 3,447 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-18-008182 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

Underlying: Common Stock · 3,447 shares

Expires 2028-02-20

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:17 UTC STEPAN CO SCL · Entity 4733 GrantCommon Stock 109.718 $73.07 $8,017.09
Disclosure

SEC source: 0001127602-18-008182 · form4.xml · nonDerivative · entry 2

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 6,276.132

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:17 UTC STEPAN CO SCL · Entity 4733 Exercise / conversionCommon Stock 6,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008182 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,832.939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2017.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:26 UTC STEPAN CO SCL · Entity 4733 GrantShare Units · Derivative 12.929 $79.84 $1,032.25
Disclosure

SEC source: 0001127602-17-035115 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600.593

Underlying: Common Stock · 12.929 shares

Expires not disclosed

F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F3 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:26 UTC STEPAN CO SCL · Entity 4733 GrantCommon Stock 4.114 $79.84 $328.46
Disclosure

SEC source: 0001127602-17-035115 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,963.939

Read SEC document
November 07, 2017 Filed Nov 8, 2017 21:46 UTC STEPAN CO SCL · Entity 4733 SaleCommon Stock 1,000 $81.16 $81,157.00
Disclosure

SEC source: 0001127602-17-031629 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,959.825

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:16 UTC STEPAN CO SCL · Entity 4733 GrantShare Units · Derivative 11.611 $80.79 $938.05
Disclosure

SEC source: 0001127602-17-027753 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,587.664

Underlying: Common Stock · 11.611 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:16 UTC STEPAN CO SCL · Entity 4733 GrantCommon Stock 3.695 $80.79 $298.52
Disclosure

SEC source: 0001127602-17-027753 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,959.825

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:18 UTC STEPAN CO SCL · Entity 4733 GrantShare Units · Derivative 10.6 $88.30 $935.98
Disclosure

SEC source: 0001127602-17-021782 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576.053

Underlying: Common Stock · 10.6 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 21:18 UTC STEPAN CO SCL · Entity 4733 GrantCommon Stock 3.373 $88.30 $297.84
Disclosure

SEC source: 0001127602-17-021782 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,956.13

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:28 UTC STEPAN CO SCL · Entity 4733 SaleCommon Stock 2,500 $84.79 $211,980.00
Disclosure

SEC source: 0001127602-17-017545 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,952.757

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $84.65 to $85.07, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
March 15, 2017 Filed Mar 18, 2017 01:21 UTC STEPAN CO SCL · Entity 4733 GrantShare Units · Derivative 11.808 $79.06 $933.54
Disclosure

SEC source: 0001127602-17-012279 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,565.453

Underlying: Common Stock · 11.808 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2017 Filed Mar 18, 2017 01:21 UTC STEPAN CO SCL · Entity 4733 GrantCommon Stock 3.757 $79.06 $297.03
Disclosure

SEC source: 0001127602-17-012279 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,452.757

F1 · price: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 01:55 UTC STEPAN CO SCL · Entity 4733 GrantCommon Stock 102.495 $78.91 $8,087.88
Disclosure

SEC source: 0001127602-17-008085 · form4.xml · nonDerivative · entry 2

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 6,102.77

Read SEC document
February 21, 2017 Filed Feb 24, 2017 01:55 UTC STEPAN CO SCL · Entity 4733 GrantShare Units · Derivative 4,553.645 $78.91 $359,328.13
Disclosure

SEC source: 0001127602-17-008085 · form4.xml · derivative · entry 7

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,553.645

Underlying: Common Stock · 4,553.645 shares

Expires not disclosed

F5 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date of the deferral.

F7 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to reporting persons election under the MIP, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to reporting persons election under the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 01:55 UTC STEPAN CO SCL · Entity 4733 Exercise / conversionPerformance Shares · Derivative 1,615 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-008085 · form4.xml · derivative · entry 6

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2016.

F4 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2016.

F4 · derivative.exercise_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2016.

F4 · derivative.expiration_date: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2016.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 01:55 UTC STEPAN CO SCL · Entity 4733 GrantPerformance Shares · Derivative 2,545 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008085 · form4.xml · derivative · entry 5

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545

Underlying: Common Stock · 2,545 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 01:55 UTC STEPAN CO SCL · Entity 4733 GrantStock Appreciation Right · Derivative 9,494 $0.00 Strike: $78.58 $0.00
Disclosure

SEC source: 0001127602-17-008085 · form4.xml · derivative · entry 4

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,494

Underlying: Common Stock · 9,494 shares

Expires 2027-02-20

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 01:55 UTC STEPAN CO SCL · Entity 4733 GrantStock Option (Right to Buy) · Derivative 3,165 $0.00 Strike: $78.58 $0.00
Disclosure

SEC source: 0001127602-17-008085 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165

Underlying: Common Stock · 3,165 shares

Expires 2027-02-20

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 01:55 UTC STEPAN CO SCL · Entity 4733 Exercise / conversionCommon Stock 1,449 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-008085 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Amount reported reflects vesting of 1,449 performance shares as shown on Table II due to achievement of certain financial targets by December 31, 2016.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 19:00 UTC STEPAN CO SCL · Entity 4733 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,438 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · derivative · entry 6

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,438 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 19:00 UTC STEPAN CO SCL · Entity 4733 SaleCommon Stock 1,938 $69.83 $135,328.99
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · nonDerivative · entry 4

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
November 01, 2016 Filed Nov 3, 2016 19:00 UTC STEPAN CO SCL · Entity 4733 SaleCommon Stock 400 $69.81 $27,925.12
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · nonDerivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,938

Read SEC document
November 01, 2016 Filed Nov 3, 2016 19:00 UTC STEPAN CO SCL · Entity 4733 SaleCommon Stock 100 $69.78 $6,978.00
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · nonDerivative · entry 2

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,338

Read SEC document
November 01, 2016 Filed Nov 3, 2016 19:00 UTC STEPAN CO SCL · Entity 4733 Exercise / conversionCommon Stock 2,438 $25.61 $62,424.99
Disclosure

SEC source: 0001127602-16-066003 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.