Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEPAN COSCL · Entity 4733 | Exec VP | May 26, 2023 | May 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEPAN CO
Report date May 26, 2023 · Filed May 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,616.39 |
Ending reported balance
After 2023-05-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-05-26 · Exercise / conversion · Acquired 4,087 · Balance 31,603.39 Row 2 · 2023-05-26 · Sale · Disposed 3,387 · Balance 28,216.39 F1: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $92.66 to $93.63, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Row 3 · 2023-05-26 · Sale · Disposed 600 · Balance 27,616.39 F2: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $93.66 to $93.775, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.85 · Expires 2026-02-22 | Direct | 0 |
Reported balance
After 2023-05-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-05-26 · Exercise / conversion · Disposed 4,087 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $92.66 to $93.63, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F2: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $93.66 to $93.775, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2020 Filed Aug 3, 2020 23:36 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 1,359 | $107.29 | $145,807.11 |
DisclosureSEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 4 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,443.798 F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 23:36 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,359 | $63.11 | $85,766.49 |
DisclosureSEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,802.798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 23:36 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 1,038 | $107.29 | $111,367.02 |
DisclosureSEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,443.798 F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 23:36 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,038 | $42.77 | $44,390.07 |
DisclosureSEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,481.798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:40 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 23.832 | $96.08 | $2,289.78 |
DisclosureSEC source: 0001127602-20-019855 · form4.xml · derivative · entry 5 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,350.503 Underlying: Common Stock · 23.832 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:40 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 49.786 | $96.08 | $4,783.44 |
DisclosureSEC source: 0001127602-20-019855 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,443.798 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| March 13, 2020 Filed Jun 17, 2020 16:40 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 27.501 | $82.99 | $2,282.31 |
DisclosureSEC source: 0001127602-20-019855 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,326.671 Underlying: Common Stock · 27.501 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 13, 2020 Filed Jun 17, 2020 16:40 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 50.698 | $82.99 | $4,207.43 |
DisclosureSEC source: 0001127602-20-019855 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,394.012 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 00:41 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 79.562 | $98.37 | $7,826.51 |
DisclosureSEC source: 0001127602-20-008033 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 3,337.247 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:55 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionPerformance Shares · Derivative | 2,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006885 · form4.xml · derivative · entry 5 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2019. F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019. F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2019. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:55 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 2,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006885 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346 Underlying: Common Stock · 2,346 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022. F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022. F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:55 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 10,413 | $0.00 Strike: $102.30 | $0.00 |
DisclosureSEC source: 0001127602-20-006885 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,413 Underlying: Common Stock · 10,413 shares Expires 2030-02-18 F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:55 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Option (Right to Buy) · Derivative | 3,471 | $0.00 Strike: $102.30 | $0.00 |
DisclosureSEC source: 0001127602-20-006885 · form4.xml · derivative · entry 2 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,471 Underlying: Common Stock · 3,471 shares Expires 2030-02-18 F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:55 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 2,043.635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006885 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,343.314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2019. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 18:12 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 23.099 | $98.53 | $2,275.94 |
DisclosureSEC source: 0001127602-19-035150 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,299.17 Underlying: Common Stock · 23.099 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 18:12 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 42.583 | $98.53 | $4,195.70 |
DisclosureSEC source: 0001127602-19-035150 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,299.679 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 19:47 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionStock Appreciation Right · Derivative | 11,553 | $0.00 Strike: $41.16 | $0.00 |
DisclosureSEC source: 0001127602-19-033809 · form4.xml · derivative · entry 6 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,553 shares Expires 2025-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 19:47 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 3,803 | $100.00 | $380,280.99 |
DisclosureSEC source: 0001127602-19-033809 · form4.xml · nonDerivative · entry 4 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,454.096 F4 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $99.600 to $100.350, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 19:47 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 3,025 | $41.16 | $124,509.00 |
DisclosureSEC source: 0001127602-19-033809 · form4.xml · nonDerivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,257.096 F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 19:47 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 4,725 | $100.65 | $475,571.25 |
DisclosureSEC source: 0001127602-19-033809 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,282.096 F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 19:47 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 11,553 | $41.16 | $475,521.48 |
DisclosureSEC source: 0001127602-19-033809 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,007.096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock appreciation rights ("SARs") were settled in shares of common stock as per the terms of the award. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 18:27 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 20.867 | $98.90 | $2,063.75 |
DisclosureSEC source: 0001127602-19-028552 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,276.071 Underlying: Common Stock · 20.867 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 18:27 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 38.47 | $98.90 | $3,804.68 |
DisclosureSEC source: 0001127602-19-028552 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,257.096 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 19:36 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 3,232.394 | $96.16 | $310,827.01 |
DisclosureSEC source: 0001127602-19-028040 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 3,232.293 Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:51 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 22.43 | $91.76 | $2,058.18 |
DisclosureSEC source: 0001127602-19-022031 · form4.xml · derivative · entry 5 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,255.204 Underlying: Common Stock · 22.43 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:51 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 41.35 | $91.76 | $3,794.28 |
DisclosureSEC source: 0001127602-19-022031 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,218.626 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| March 15, 2019 Filed Jun 18, 2019 20:51 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 23.054 | $89.03 | $2,052.50 |
DisclosureSEC source: 0001127602-19-022031 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,232.774 Underlying: Common Stock · 23.054 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 15, 2019 Filed Jun 18, 2019 20:51 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 23.615 | $89.03 | $2,102.44 |
DisclosureSEC source: 0001127602-19-022031 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,177.276 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 20:56 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,038 | $0.00 Strike: $42.77 | $0.00 |
DisclosureSEC source: 0001127602-19-010572 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,038 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 20:56 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,038 | $42.77 | $44,390.07 |
DisclosureSEC source: 0001127602-19-010572 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,153.661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 20:56 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 1,038 | $90.01 | $93,427.68 |
DisclosureSEC source: 0001127602-19-010572 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,115.661 F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $89.988 to $90.120, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:51 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 2,263.195 | $92.57 | $209,503.96 |
DisclosureSEC source: 0001127602-19-007752 · form4.xml · derivative · entry 7 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,209.72 Underlying: Common Stock · 2,263.195 shares Expires not disclosed F5 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F6 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:51 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionPerformance Shares · Derivative | 3,649 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-007752 · form4.xml · derivative · entry 6 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2018. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2018. F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2018. F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2018. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:51 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 2,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-007752 · form4.xml · derivative · entry 5 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,601 Underlying: Common Stock · 2,601 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021. F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021. F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:51 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 10,124 | $0.00 Strike: $92.29 | $0.00 |
DisclosureSEC source: 0001127602-19-007752 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,124 Underlying: Common Stock · 10,124 shares Expires 2029-02-19 F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:51 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Option (Right to Buy) · Derivative | 3,375 | $0.00 Strike: $92.29 | $0.00 |
DisclosureSEC source: 0001127602-19-007752 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,375 Underlying: Common Stock · 3,375 shares Expires 2029-02-19 F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:51 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 81.636 | $92.29 | $7,534.19 |
DisclosureSEC source: 0001127602-19-007752 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 6,429.332 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:51 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 6,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-007752 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,153.661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2018. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:36 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 19.182 | $77.25 | $1,481.81 |
DisclosureSEC source: 0001127602-18-036641 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,946.525 Underlying: Common Stock · 19.182 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:36 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 27.128 | $77.25 | $2,095.64 |
DisclosureSEC source: 0001127602-18-036641 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,409.661 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 21:48 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 842 | $83.99 | $70,720.42 |
DisclosureSEC source: 0001127602-18-032102 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,382.533 F2 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $83.900 to $84.105, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 21:48 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 658 | $83.45 | $54,907.47 |
DisclosureSEC source: 0001127602-18-032102 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,224.533 F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $82.880 to $83.870, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 19:47 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 14.824 | $89.74 | $1,330.31 |
DisclosureSEC source: 0001127602-18-027854 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,927.343 Underlying: Common Stock · 14.824 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 19:47 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 20.964 | $89.74 | $1,881.31 |
DisclosureSEC source: 0001127602-18-027854 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,882.533 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:20 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 17.48 | $75.88 | $1,326.38 |
DisclosureSEC source: 0001127602-18-021437 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,912.519 Underlying: Common Stock · 17.48 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:20 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 24.72 | $75.88 | $1,875.75 |
DisclosureSEC source: 0001127602-18-021437 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,861.569 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:55 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 15.703 | $84.24 | $1,322.82 |
DisclosureSEC source: 0001127602-18-012090 · form4.xml · derivative · entry 3 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,895.039 Underlying: Common Stock · 15.703 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:55 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 3.91 | $84.24 | $329.38 |
DisclosureSEC source: 0001127602-18-012090 · form4.xml · nonDerivative · entry 1 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,836.849 F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 15:54 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,734 | $0.00 Strike: $37.51 | $0.00 |
DisclosureSEC source: 0001127602-18-011335 · form4.xml · derivative · entry 4 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,734 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 15:54 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 1,734 | $85.00 | $147,390.00 |
DisclosureSEC source: 0001127602-18-011335 · form4.xml · nonDerivative · entry 2 Mergner Arthur W · CIK 0001603410 · VP, Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,832.939 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.