TapewireFind a company

person · Reporting owner

JAFFE SETH

Disclosed activity across 1 company

Tapewire entity
112926
SEC CIK
0001263162

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LEVI STRAUSS & COLEVI · Entity 3651EVP & Chief Legal OfficerMay 31, 2023June 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEVI STRAUSS & CO

Report date May 31, 2023 · Filed June 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect173,732 Ending reported balance After 2023-05-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-05-31 · Conversion · Acquired 2,938 · Balance 176,670

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Row 2 · 2023-05-31 · Sale · Disposed 2,938 · Balance 173,732

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2024-02-01Direct96,435 Reported balance After 2023-05-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-05-31 · Exercise / conversion · Disposed 12,055 · Balance 96,435

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F3: 100% of these stock appreciation rights are fully vested.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityDirect240,535 Reported balance After 2023-05-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-05-31 · Exercise / conversion · Acquired 12,055 · Balance 240,535

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

Class B Common StockSEC Table II · derivative / convertible securityDirect231,418 Reported balance After 2023-05-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-05-31 · Disposition to issuer · Disposed 9,117 · Balance 231,418

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F5: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

Class B Common StockSEC Table II · derivative / convertible securityDirect228,480 Reported balance After 2023-05-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-05-31 · Conversion · Disposed 2,938 · Balance 228,480

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: 100% of these stock appreciation rights are fully vested.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 1, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 25,828 $16.53 $426,936.84
Disclosure

SEC source: 0001209191-22-040206 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,428

Underlying: Class A Common Stock · 25,828 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,776 $6.10 $230,433.60
Disclosure

SEC source: 0001209191-22-040206 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,256

Underlying: Class A Common Stock · 37,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,776 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-040206 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,660

Underlying: Class B Common Stock · 37,776 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 11,948 $16.44 $196,425.12
Disclosure

SEC source: 0001209191-22-040206 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.39 to $16.473. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 11,948 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040206 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 12,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033131 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 12,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 25,135 $18.32 $460,473.20
Disclosure

SEC source: 0001209191-22-033131 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,122

Underlying: Class A Common Stock · 25,135 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-033131 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-033131 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,436

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 12,642 $18.29 $231,222.18
Disclosure

SEC source: 0001209191-22-033131 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.26 to $18.36. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 12,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033131 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 12,769 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026404 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 12,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 25,008 $18.69 $467,399.52
Disclosure

SEC source: 0001209191-22-026404 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,249

Underlying: Class A Common Stock · 25,008 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-026404 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-026404 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,213

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 12,769 $18.69 $238,652.61
Disclosure

SEC source: 0001209191-22-026404 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.62 to $18.78. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 12,769 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026404 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 13,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022303 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 13,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 24,496 $20.35 $498,493.60
Disclosure

SEC source: 0001209191-22-022303 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,760

Underlying: Class A Common Stock · 24,496 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,776 $6.10 $230,433.60
Disclosure

SEC source: 0001209191-22-022303 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,256

Underlying: Class A Common Stock · 37,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,776 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-022303 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,990

Underlying: Class B Common Stock · 37,776 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 13,280 $20.23 $268,654.40
Disclosure

SEC source: 0001209191-22-022303 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $20.19 to $20.25. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 13,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022303 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 13,811 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014289 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 13,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 23,966 $22.41 $537,078.06
Disclosure

SEC source: 0001209191-22-014289 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,291

Underlying: Class A Common Stock · 23,966 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-014289 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-014289 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,766

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 13,811 $22.35 $308,675.85
Disclosure

SEC source: 0001209191-22-014289 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $22.31 to $22.40. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 13,811 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014289 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 14,602 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · derivative · entry 8

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 14,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 23,175 $21.72 $503,361.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · derivative · entry 7

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,082

Underlying: Class A Common Stock · 23,175 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,543

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 14,602 $21.67 $316,425.34
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · nonDerivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $21.65 to $21.686. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 14,602 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · nonDerivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 3,968 $21.92 $86,978.56
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 02:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 1,525 $21.92 $33,428.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,267

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 1,263 $22.02 $27,811.26
Disclosure

SEC source: 0001209191-22-005726 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,792

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 00:58 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantStock Appreciation Rights · Derivative 32,391 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-22-005121 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,391

Underlying: Class A Common Stock · 32,391 shares

Expires 2032-01-25

F4 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 00:58 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 13,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005121 · doc4.xml · nonDerivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,055

F3 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:58 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 13,916 $21.79 $303,229.64
Disclosure

SEC source: 0001209191-22-005121 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,960

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:58 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 39,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005121 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,876

F1 · kind: On January 30, 2019, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 24, 2022, resulting in the issuance of 39,498 vested PRSUs. The shares were converted to Class A Common Stock upon issuance.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 23:57 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 413 $24.18 $9,986.34
Disclosure

SEC source: 0001209191-21-070647 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,378

F1 · kind: Represents shares withheld by Levi Strauss & Co. for certain payroll taxes.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 20:32 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 294 $25.74 $7,567.56
Disclosure

SEC source: 0001209191-21-060233 · doc4.xml · nonDerivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,454

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
October 06, 2021 Filed Oct 12, 2021 20:32 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 4,400 $25.07 $110,308.00
Disclosure

SEC source: 0001209191-21-060233 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,748

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.90 to $25.405 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 06, 2021 Filed Oct 12, 2021 20:32 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 35,430 $24.35 $862,720.50
Disclosure

SEC source: 0001209191-21-060233 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,148

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.90 to $24.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:34 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 40,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059746 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 40,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:34 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 73,079 $25.00 $1,826,975.00
Disclosure

SEC source: 0001209191-21-059746 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,604

Underlying: Class A Common Stock · 73,079 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:34 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 113,203 $7.43 $840,532.28
Disclosure

SEC source: 0001209191-21-059746 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,683

Underlying: Class A Common Stock · 113,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:34 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 113,203 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-21-059746 · doc4.xml · derivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 113,203 shares

Expires 2022-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.