Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTABA INC.YHOO · Entity 13268 | Director | December 31, 2016 | January 04, 2017 |
| Broadcom Inc.AVGO · Entity 2789 | Director | April 21, 2025 | April 23, 2025 |
| Broadcom LtdAVGO · Entity 167990 | Director | April 05, 2017 | April 06, 2017 |
| SIRIUS XM HOLDINGS INC.(SIRI) · Entity 3564 | Director | September 09, 2026 | September 10, 2026 |
| Tribune Publishing CoTPCO · Entity 138878 | Director | May 15, 2019 | May 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTABA INC.
Report date December 31, 2016 · Filed January 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,629 |
Reported balance
After 2016-12-31 transaction · row 1
1 source rowRow 1 · 2016-12-31 · Grant · Acquired 452 · Balance 8,629 F1: These shares represent an automatic grant of restricted stock units under the Yahoo! Inc. Directors' Stock Plan (which permits directors to elect to receive payment of quarterly directors' fees in the form of restricted stock units). This grant was made in lieu of cash fees of $17,500.00. Each restricted stock unit represents the right to receive one share of Yahoo! Inc. common stock. These units are fully vested on the date of grant. Vested shares will generally be delivered on the earlier of the date the director's service terminates or the first anniversary of the date of grant, subject to any election by the reporting person to defer payment. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent an automatic grant of restricted stock units under the Yahoo! Inc. Directors' Stock Plan (which permits directors to elect to receive payment of quarterly directors' fees in the form of restricted stock units). This grant was made in lieu of cash fees of $17,500.00. Each restricted stock unit represents the right to receive one share of Yahoo! Inc. common stock. These units are fully vested on the date of grant. Vested shares will generally be delivered on the earlier of the date the director's service terminates or the first anniversary of the date of grant, subject to any election by the reporting person to defer payment.
Broadcom Inc.
Report date April 21, 2025 · Filed April 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 3,492 |
Reported balance
After 2025-04-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-21 · Grant · Acquired 1,602 · Balance 3,492 F1: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 21, 2025. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2: Includes 1,602 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 46,400 |
Reported balance
Holding disclosure · report date 2025-04-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 46,400 F3: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 21, 2025. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.
F2: Includes 1,602 RSUs.
F3: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
Broadcom Ltd
Report date April 05, 2017 · Filed April 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 34,141 |
Reported balance
After 2017-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-05 · Grant · Acquired 906 · Balance 34,141 F1: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date. F2: Includes 906 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date.
F2: Includes 906 RSUs.
SIRIUS XM HOLDINGS INC.
Report date September 09, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,835 |
Reported balance
After 2026-09-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-09 · Gift · Disposed 8,193 · Balance 6,835 F1: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 37,117 |
Reported balance
After 2026-09-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-09 · Gift · Acquired 8,193 · Balance 37,117 F1: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust.
Tribune Publishing Co
Report date May 15, 2019 · Filed May 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,560 |
Reported balance
After 2019-05-15 transaction · row 1
1 source rowRow 1 · 2019-05-15 · Grant · Acquired 12,833 · Balance 105,560 F1: This award will vest on May 15, 2020 if the reporting person provides service through such date or, if earlier, the date immediately preceding the Issuer's next annual meeting of stockholders, subject to acceleration upon certain events. |
Filing footnotes · ownership attribution and instrument terms
F1: This award will vest on May 15, 2020 if the reporting person provides service through such date or, if earlier, the date immediately preceding the Issuer's next annual meeting of stockholders, subject to acceleration upon certain events.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Rovi Corp
Report date September 07, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 1
1 source rowRow 1 · 2016-09-07 · Disposition to issuer · Disposed 48,087 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock.
TiVo Corp
Report date June 01, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-06-01 · Disposition to issuer · Disposed 11,896 · Balance 0 F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-06-01 · Disposition to issuer · Disposed 21,709 · Balance 0 F2: Shares of common stock of the Issuer, subject to a restricted stock award, were vested and converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Hartenstein Family Trust | 0 |
Reported balance
After 2020-06-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-01 · Disposition to issuer · Disposed 64,775 · Balance 0 F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares.
F2: Shares of common stock of the Issuer, subject to a restricted stock award, were vested and converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2023 Filed Apr 5, 2023 21:22 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000041 · wf-form4_168072971919346.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,286 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 397 RSUs. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:57 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 705 | $626.14 | $441,430.82 |
DisclosureSEC source: 0001730168-23-000021 · wf-form4_167900024660648.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,734 F4 · price: Transaction executed in multiple trades at prices ranging from $625.88 to $626.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:57 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,000 | $625.17 | $625,170.00 |
DisclosureSEC source: 0001730168-23-000021 · wf-form4_167900024660648.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,439 F3 · price: Transaction executed in multiple trades at prices ranging from $624.84 to $625.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:57 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,470 | $624.37 | $917,820.96 |
DisclosureSEC source: 0001730168-23-000021 · wf-form4_167900024660648.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,439 F1 · price: Transaction executed in multiple trades at prices ranging from $623.67 to $624.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 21:11 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002868 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,064 F1 · shares: On February 24, 2023, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0242 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 9, 2023. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:30 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012061 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,944 F1 · shares: On November 30, 2022, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0242 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 11, 2022. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:22 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009916 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,834 F1 · shares: On August 31, 2022, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0219615 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 5, 2022. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 14:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 27,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007810 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,739 F1 · shares: Restricted stock units will vest on June 5, 2023. Read SEC document |
| May 25, 2022 Filed May 26, 2022 20:13 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007394 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,828 F1 · shares: On May 25, 2022, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0219615 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 6, 2022. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 20:37 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000067 · wf-form4_164927744093660.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889 F3 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F4 · balance_after: Includes 413 RSUs. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:05 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 1,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003676 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,729 F1 · shares: On February 25, 2022, Sirius XM Holdings Inc. ("Sirius XM") paid a regular cash dividend of $0.0219615 per share on each share of its outstanding common stock and paid a special cash dividend of $0.25 per share on each share of its outstanding common stock. These dividends were payable to all holders of Sirius XM's common stock of record as of the close of business on February 11, 2022. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of these dividends. These additional restricted stock units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:28 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 76,795 | $1.91 Strike: $1.91 | $146,678.45 |
DisclosureSEC source: 0001225208-22-002040 · doc4.xml · derivative · entry 5 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,795 shares Expires 2022-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:28 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | SaleCommon Stock | 53,494 | $6.24 | $334,016.54 |
DisclosureSEC source: 0001225208-22-002040 · doc4.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,566 F2 · price: Represents the weighted average sales price for the price increments ranging from $6.20 to $6.30. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:28 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Tax withholdingCommon Stock | 23,301 | $6.30 | $146,679.80 |
DisclosureSEC source: 0001225208-22-002040 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,060 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:28 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 76,795 | $1.91 | $146,678.45 |
DisclosureSEC source: 0001225208-22-002040 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2022 Filed Apr 6, 2022 20:37 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 655 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000067 · wf-form4_164927744093660.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,909 F1 · shares: Charitable gift. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:34 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014299 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,566 F1 · shares: On November 29, 2021, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0219615 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 5, 2021. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 20:49 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,300 | $505.67 | $657,373.60 |
DisclosureSEC source: 0001730168-21-000139 · wf-form4_163277577094696.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,564 F3 · price: Transaction executed in multiple trades at prices ranging from $505.27 to $506.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 20:49 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,217 | $504.61 | $1,623,330.37 |
DisclosureSEC source: 0001730168-21-000139 · wf-form4_163277577094696.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,864 F1 · price: Transaction executed in multiple trades at prices ranging from $504.26 to $505.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,400 | $500.31 | $1,200,753.60 |
DisclosureSEC source: 0001730168-21-000129 · wf-form4_163165375919206.xml · nonDerivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,081 F5 · price: Transaction executed in multiple trades at prices ranging from $499.81 to $500.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 805 | $499.08 | $401,755.38 |
DisclosureSEC source: 0001730168-21-000129 · wf-form4_163165375919206.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,481 F4 · price: Transaction executed in multiple trades at prices ranging from $498.78 to $499.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 495 | $498.27 | $246,643.65 |
DisclosureSEC source: 0001730168-21-000129 · wf-form4_163165375919206.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,286 F3 · price: Transaction executed in multiple trades at prices ranging from $497.78 to $498.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,111 | $496.96 | $552,124.78 |
DisclosureSEC source: 0001730168-21-000129 · wf-form4_163165375919206.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,781 F1 · price: Transaction executed in multiple trades at prices ranging from $496.68 to $497.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 20:19 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011825 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,469 F1 · shares: On August 6, 2021, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.014641 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 30, 2021. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 30 | $465.89 | $13,976.70 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 8 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 136 | $465.11 | $63,254.69 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 7 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $464.85 to $465.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 304 | $464.44 | $141,188.85 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 6 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $463.82 to $464.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 60 | $462.59 | $27,755.10 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 5 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $462.36 to $462.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 61 | $470.69 | $28,712.27 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $470.48 to $470.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 90 | $467.02 | $42,032.07 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $466.64 to $467.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 98 | $465.58 | $45,627.13 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $465.24 to $465.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 281 | $464.30 | $130,468.30 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Transaction executed in multiple trades at prices ranging from $463.74 to $464.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 20:09 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 27,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009036 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,408 F1 · shares: Restricted stock units will vest on June 4, 2021. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 22:22 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008724 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,360 F1 · shares: On May 28, 2021, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.014641 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 7, 2021. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 35 | $441.14 | $15,439.90 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 17 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F16 · price: Transaction executed in multiple trades at prices ranging from $441.05 to $441.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 84 | $439.72 | $36,936.14 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 16 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F15 · price: Transaction executed in multiple trades at prices ranging from $439.64 to $439.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 98 | $438.34 | $42,957.61 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 15 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,655 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F14 · price: Transaction executed in multiple trades at prices ranging from $438.07 to $438.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 56 | $437.21 | $24,483.76 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 14 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F13 · price: Transaction executed in multiple trades at prices ranging from $436.76 to $437.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 61 | $435.67 | $26,576.05 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 13 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F12 · price: Transaction executed in multiple trades at prices ranging from $435.50 to $435.84 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 46 | $434.21 | $19,973.75 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 12 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F11 · price: Transaction executed in multiple trades at prices ranging from $433.86 to $434.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 30 | $432.65 | $12,979.50 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 11 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,916 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 60 | $429.83 | $25,789.80 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 10 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,946 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: Transaction executed in multiple trades at prices ranging from $429.41 to $430.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 60 | $428.53 | $25,711.80 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 9 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $428.11 to $428.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 28 | $442.96 | $12,402.88 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 8 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 30 | $441.62 | $13,248.60 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 7 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,094 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 120 | $440.85 | $52,902.00 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 6 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,124 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $440.34 to $441.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 128 | $439.64 | $56,273.66 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 5 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,244 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $439.17 to $440.09 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 68 | $438.43 | $29,813.44 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,372 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $438.15 to $438.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 68 | $437.12 | $29,724.36 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,440 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $436.96 to $437.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:24 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 42 | $436.07 | $18,314.94 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,508 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $435.94 to $436.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.