Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | Controller | June 01, 2023 | June 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date June 01, 2023 · Filed June 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,696 |
Reported balance
After 2023-06-01 transaction · row 1
1 source rowRow 1 · 2023-06-01 · Sale · Disposed 1,294 · Balance 1,696 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023. F2: These securities were acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.0501 to $18.065 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.
F2: These securities were acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.0501 to $18.065 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Nov 18, 2021 00:39 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000012 · wf-form4_163719593633784.xml · derivative · entry 3 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966 Underlying: Class A Common Stock · 69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations. F4 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:39 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000012 · wf-form4_163719593633784.xml · nonDerivative · entry 1 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:04 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 20,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000010 · wf-form4_163675825377407.xml · derivative · entry 8 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,840 Underlying: Class A Common Stock · 20,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:04 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 20,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000010 · wf-form4_163675825377407.xml · derivative · entry 7 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,205 Underlying: Class A Common Stock · 20,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:04 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 10,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001844595-21-000010 · wf-form4_163675825377407.xml · derivative · entry 6 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 10,000 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options are fully vested. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:04 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 6,198 | $0.00 Strike: $2.97 | $0.00 |
DisclosureSEC source: 0001844595-21-000010 · wf-form4_163675825377407.xml · derivative · entry 5 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,302 Underlying: Class B Common Stock · 6,198 shares Expires 2029-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest as to 1/48 of the total shares on October 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:04 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 4,167 | $0.00 Strike: $5.29 | $0.00 |
DisclosureSEC source: 0001844595-21-000010 · wf-form4_163675825377407.xml · derivative · entry 4 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,833 Underlying: Class B Common Stock · 4,167 shares Expires 2030-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest as to 1/48 of the total shares on November 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:04 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 500 | $41.07 | $20,535.00 |
DisclosureSEC source: 0001844595-21-000010 · wf-form4_163675825377407.xml · nonDerivative · entry 3 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $41.00 to $41.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:04 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 19,865 | $40.11 | $796,785.15 |
DisclosureSEC source: 0001844595-21-000010 · wf-form4_163675825377407.xml · nonDerivative · entry 2 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $40.00 to $40.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:04 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 20,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000010 · wf-form4_163675825377407.xml · nonDerivative · entry 1 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000008 · wf-form4_162933312446894.xml · derivative · entry 4 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035 Underlying: Class A Common Stock · 69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations. F3 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 26 | $28.66 | $745.16 |
DisclosureSEC source: 0001844595-21-000008 · wf-form4_162933312446894.xml · nonDerivative · entry 2 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000008 · wf-form4_162933312446894.xml · nonDerivative · entry 1 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 23:12 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000006 · wf-form4_162379870431958.xml · derivative · entry 3 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,840 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 23:12 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,500 | $33.53 | $83,825.00 |
DisclosureSEC source: 0001844595-21-000006 · wf-form4_162379870431958.xml · nonDerivative · entry 2 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.88 to $34.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 23:12 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000006 · wf-form4_162379870431958.xml · nonDerivative · entry 1 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 15:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000004 · wf-form4_162273520785601.xml · derivative · entry 3 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,340 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 15:47 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 4,289 | $29.87 | $128,112.43 |
DisclosureSEC source: 0001844595-21-000004 · wf-form4_162273520785601.xml · nonDerivative · entry 2 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 to $30.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 15:47 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000004 · wf-form4_162273520785601.xml · nonDerivative · entry 1 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,789 shares of the Issuer's Class A common stock acquired on May 28, 2021 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 17, 2021 Filed Aug 19, 2021 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantRestricted Stock Unit · Derivative | 1,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001844595-21-000008 · wf-form4_162933312446894.xml · derivative · entry 3 van der Zweep Michael · CIK 0001844595 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104 Underlying: Class A Common Stock · 1,104 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations. F3 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.