Haggerty Stephen G

SEC source: 0001140361-23-028040 · form4.xml · derivative · entry 3

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 209,521 shares

Expires 2024-11-14

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F5 · kind: Pursuant to the Agreement, following the Effective Time, each Issuer warrant representing the right to purchase shares of Common Stock ("Warrants") remained outstanding and entitles the Reporting Person to receive, upon the exercise of such Warrants, the number of shares of Parent Common Stock equal to the product of (i) the number of shares of Common Stock subject to such Warrants immediately prior to the Effective Time and (ii) the Exchange Ratio, on the same terms and conditions as were applicable to such Warrants as of immediately prior to the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F5 · price: Pursuant to the Agreement, following the Effective Time, each Issuer warrant representing the right to purchase shares of Common Stock ("Warrants") remained outstanding and entitles the Reporting Person to receive, upon the exercise of such Warrants, the number of shares of Parent Common Stock equal to the product of (i) the number of shares of Common Stock subject to such Warrants immediately prior to the Effective Time and (ii) the Exchange Ratio, on the same terms and conditions as were applicable to such Warrants as of immediately prior to the Effective Time.

SEC source: 0001140361-23-028040 · form4.xml · nonDerivative · entry 2

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By children

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F2 · kind: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F2 · price: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash.

SEC source: 0001140361-23-028040 · form4.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F2 · kind: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash.

F4 · kind: Pursuant to the Agreement, at the Effective Time, each Issuer RSU outstanding, whether vested or unvested, was assumed by Parent and converted into an award of RSUs with respect to a number of shares of Parent Common Stock equal to the product of (i) the total number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (ii) the Exchange Ratio (rounded to the nearest whole share), on the same terms and conditions as were applicable to such RSUs as of immediately prior to the Effective Time.

F3 · shares: Includes 13,050 restricted stock units ("RSUs") unvested immediately prior to the Effective Time. Each RSU represented a contingent right to receive one share of Common Stock upon vesting.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F2 · price: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash.

F4 · price: Pursuant to the Agreement, at the Effective Time, each Issuer RSU outstanding, whether vested or unvested, was assumed by Parent and converted into an award of RSUs with respect to a number of shares of Parent Common Stock equal to the product of (i) the total number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (ii) the Exchange Ratio (rounded to the nearest whole share), on the same terms and conditions as were applicable to such RSUs as of immediately prior to the Effective Time.

SEC source: 0000950138-22-000155 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,964.068

F1 · shares: Represents a grant of 13,050 restricted stock units ("RSUs") that will vest on the earlier to occur of (1) the one year anniversary of the date of the grant and (2) the election of directors at the first annual meeting of the Issuer's stockholders occurring after the date of the grant, with vesting accelerated in the event of death or disability or termination of service in connection with or within twenty-four (24) months following a change in control. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

SEC source: 0000950138-22-000065 · edgar.xml · nonDerivative · entry 3

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By children

Disclosed balance after: 5,654

F1 · kind: This transaction involved a gift of securities by the reporting person to two of the reporting person's children who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his two children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.

SEC source: 0000950138-22-000065 · edgar.xml · nonDerivative · entry 2

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,914.068

F1 · kind: This transaction involved a gift of securities by the reporting person to two of the reporting person's children who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his two children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.

SEC source: 0000950138-22-000065 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,568.068

SEC source: 0000950138-21-000347 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,850.068

F1 · shares: Represents a grant of 8,227 restricted stock units ("RSUs") that will vest on the earlier to occur of (1) the one year anniversary of the date of the grant and (2) the election of directors at the first annual meeting of the Issuer's stockholders occurring after the date of the grant, with vesting accelerated in the event of death or disability or termination of service in connection with or within twenty-four (24) months following a change in control. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

SEC source: 0000950138-20-000482 · edgar.xml · nonDerivative · entry 3

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,623.068

F1 · shares: Represents shares of common stock of the Issuer acquired through the reinvestment of dividends.

SEC source: 0000950138-20-000482 · edgar.xml · nonDerivative · entry 2

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,961.685

F1 · shares: Represents shares of common stock of the Issuer acquired through the reinvestment of dividends.

SEC source: 0000950138-20-000482 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,353.41

F1 · shares: Represents shares of common stock of the Issuer acquired through the reinvestment of dividends.

SEC source: 0000950138-20-000354 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,613

F1 · kind: On August 24, 2020, Trinity Real Estate Investments LLC, a Delaware limited liability company ("Trinity Investments"), distributed, for no consideration, 533,293 shares of the Issuer's common stock (the "Common Stock") to Mr. Haggerty as part of a pro rata distribution of the Common Stock to its members.

F1 · price: On August 24, 2020, Trinity Real Estate Investments LLC, a Delaware limited liability company ("Trinity Investments"), distributed, for no consideration, 533,293 shares of the Issuer's common stock (the "Common Stock") to Mr. Haggerty as part of a pro rata distribution of the Common Stock to its members.

F2 · balance_after: Mr. Haggerty has a pecuniary interest in warrants to acquire one share of the Issuer's Common Stock (the "Warrants") issued by the Issuer and owned by Trinity Investments through Mr. Haggerty's ownership of an interest in Trinity Investments. In the aggregate, taking into account his ownership interest in Trinity Investments, Mr. Haggerty is expected to have a direct or indirect ownership interest in an additional 1,119 Warrants to acquire additional 1,119 shares of Common Stock.

SEC source: 0000950138-20-000325 · edgar.xml · derivative · entry 2

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,521

Underlying: Common Stock · 209,521 shares

Expires 2024-11-14

F3 · kind: Pro rata distribution from HN Investors LLC of the Warrants to acquire one share of the Issuer's common stock.

F2 · balance_after: Mr. Haggerty has a pecuniary interest in shares of the Common Stock and warrants to acquire one share of the Issuer's common stock (the 'Warrants') issued by the Issuer owned by Trinity Real Estate Investments LLC, a Delaware limited liability company ('Trinity Investments'), through Mr. Haggerty's ownership of an interest in Trinity Investments. In the aggregate, taking into account his ownership interest in Trinity Investments, Mr. Haggerty is expected to have a direct or indirect ownership interest in an additional 528,848 shares of Common Stock and 1,119 Warrants to acquire additional 1,119 shares of Common Stock.

SEC source: 0000950138-20-000325 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,320

F1 · kind: Pro rata distribution from HN Investors LLC, a Delaware limited liability company, of shares of the Issuer's common stock (the 'Common Stock').

F2 · balance_after: Mr. Haggerty has a pecuniary interest in shares of the Common Stock and warrants to acquire one share of the Issuer's common stock (the 'Warrants') issued by the Issuer owned by Trinity Real Estate Investments LLC, a Delaware limited liability company ('Trinity Investments'), through Mr. Haggerty's ownership of an interest in Trinity Investments. In the aggregate, taking into account his ownership interest in Trinity Investments, Mr. Haggerty is expected to have a direct or indirect ownership interest in an additional 528,848 shares of Common Stock and 1,119 Warrants to acquire additional 1,119 shares of Common Stock.

SEC source: 0000950138-20-000286 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,950

F1 · shares: Represents a grant of 9,337 restricted stock units ("RSUs") that will vest on the earlier to occur of (1) the one year anniversary of the date of the grant and (2) the election of directors at the first annual meeting of the Issuer's stockholders occurring after the date of the grant, with vesting accelerated in the event of death or disability or termination of service in connection with a change in control. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Mr. Haggerty has a pecuniary interest in shares of the Issuer's common stock (the "Common Stock") and warrants to acquire one share of Common Stock (the "Warrants") issued by the Issuer owned by HN Investors LLC, including through Mr. Haggerty's ownership of an interest in HN Investors LLC and in Trinity Real Estate Investments LLC, a Delaware limited liability company and an entity with which HN Investors LLC is affiliated ("Trinity Investments"). In the aggregate, taking into account his ownership interests in both HN Investors LLC and Trinity Investments, Mr. Haggerty is expected to have a direct or indirect ownership interest in an additional 647,028 shares of Common Stock and 210,640 Warrants to acquire additional 210,640 shares of Common Stock, representing, in the aggregate, a less than 1% beneficial ownership interest by Mr. Haggerty in the Issuer to the extent these securities are deemed to be beneficially owned by him.

SEC source: 0001140361-20-002409 · form4.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,613

F1 · shares: Represents a grant to Mr. Haggerty of 8,613 restricted stock units ("RSUs") that vest in full on November 14, 2020. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Mr. Haggerty has a pecuniary interest in shares of the Issuer's common stock (the "Common Stock") and warrants (the "Warrants") issued by the Issuer owned by HN Investors LLC, including through Mr. Haggerty's ownership of an interest in HN Investors LLC and in Trinity Real Estate Investments LLC, a Delaware limited liability company and an entity with which HN Investors LLC is affiliated ("Trinity Investments"). In the aggregate, taking into account his ownership interests in both HN Investors LLC and Trinity Investments, Mr. Haggerty is expected to have a direct or indirect ownership interest in an additional 597,105 shares of Common Stock and 210,558 Warrants to acquire additional 210,558 shares of Common Stock, representing, in the aggregate, a less than 1% beneficial ownership interest by Mr. Haggerty in the Issuer to the extent these securities are deemed to be beneficially owned by him.

SEC source: 0001123292-18-000534 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.79 to $10.90; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Playa, or a security holder of Playa.

SEC source: 0001123292-17-001806 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person voluntarily forfeited the May 26, 2017 award of 7,367 Ordinary Shares (the "Shares") of Playa Hotels & Resorts N.V. (the "Company") for the reporting person's service as a director. The forfeiture reflects the policies of HI Holdings Playa B.V., an affiliate of Hyatt Hotels Corporation, which appointed the reporting person to the Issuer's board of directors pursuant to that certain Shareholder Agreement, dated as of March 10, 2017, described in the Company's Current Report on Form 8-K filed on March 14, 2017. The Shares were transferred back to the Company to be held as treasury shares.

SEC source: 0001468174-17-000114 · wf-form4_150853725755050.xml · nonDerivative · entry 7

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,125

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.28 to $61.90, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001468174-17-000114 · wf-form4_150853725755050.xml · derivative · entry 9

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,205

Underlying: Class A Common Stock · 15,000 shares

Expires 2021-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights issued pursuant to the LTIP vested in four equal annual installments beginning on March 16, 2012.

SEC source: 0001468174-17-000114 · wf-form4_150853725755050.xml · derivative · entry 8

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,201 shares

Expires 2020-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights issued pursuant to the Third Amended and Restated Long-Term Incentive Plan (the "LTIP") vested in four equal annual installments beginning on May 11, 2011.

SEC source: 0001468174-17-000114 · wf-form4_150853725755050.xml · nonDerivative · entry 6

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,242

SEC source: 0001468174-17-000114 · wf-form4_150853725755050.xml · nonDerivative · entry 5

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,533

SEC source: 0001468174-17-000114 · wf-form4_150853725755050.xml · nonDerivative · entry 4

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001468174-17-000114 · wf-form4_150853725755050.xml · nonDerivative · entry 3

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,650

SEC source: 0001468174-17-000114 · wf-form4_150853725755050.xml · nonDerivative · entry 2

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,647

SEC source: 0001468174-17-000114 · wf-form4_150853725755050.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · derivative · entry 10

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,093 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation rights issued pursuant to the LTIP vested in four equal annual installments beginning on March 2, 2011.

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · derivative · entry 9

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 29,461 shares

Expires 2019-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights issued pursuant to the Third Amended and Restated Long-Term Incentive Plan (the "LTIP") vested in four equal annual installments beginning on April 1, 2010.

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · nonDerivative · entry 8

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,125

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.17 to $61.85, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · nonDerivative · entry 7

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,810

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · nonDerivative · entry 6

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,807

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · nonDerivative · entry 5

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · nonDerivative · entry 4

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,153

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · nonDerivative · entry 3

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,128

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · nonDerivative · entry 2

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001468174-17-000111 · wf-form4_150836067297469.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,125

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.36 to $62.08, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001468174-17-000094 · wf-form4_150550695313502.xml · derivative · entry 5

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,425 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights issued pursuant to the Third Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan vested in four equal annual installments beginning on April 1, 2009.

SEC source: 0001468174-17-000094 · wf-form4_150550695313502.xml · nonDerivative · entry 4

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,994

SEC source: 0001468174-17-000094 · wf-form4_150550695313502.xml · nonDerivative · entry 3

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,376

SEC source: 0001468174-17-000094 · wf-form4_150550695313502.xml · nonDerivative · entry 2

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001468174-17-000094 · wf-form4_150550695313502.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,562

SEC source: 0001123292-17-001056 · edgar.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,367

SEC source: 0001468174-17-000039 · wf-form4_149038730337608.xml · derivative · entry 3

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,581

Underlying: Class A Common Stock · 30,581 shares

Expires 2027-03-22

F4 · derivative.exercise_date: The stock appreciation rights issued pursuant to the LTIP vest in four equal annual installments beginning on March 16, 2018.

SEC source: 0001468174-17-000039 · wf-form4_149038730337608.xml · derivative · entry 2

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,496

Underlying: Class A Common Stock · 9,496 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock.

F3 · derivative.exercise_date: The RSUs issued pursuant to the Third Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan ("LTIP") vest and become payable in four equal annual installments beginning on March 16, 2018. The RSUs will be settled in Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.

F3 · derivative.expiration_date: The RSUs issued pursuant to the Third Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan ("LTIP") vest and become payable in four equal annual installments beginning on March 16, 2018. The RSUs will be settled in Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.

SEC source: 0001468174-17-000039 · wf-form4_149038730337608.xml · nonDerivative · entry 1

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,262

F1 · shares: Represents shares that were forfeited by the reporting person pursuant to the terms of an award of performance vesting restricted stock granted to the reporting person on February 13, 2014.

SEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · derivative · entry 16

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,979 shares

Expires 2017-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock.

SEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · derivative · entry 15

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918

Underlying: Class A Common Stock · 2,639 shares

Expires 2017-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock.

SEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · derivative · entry 14

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,443

Underlying: Class A Common Stock · 2,221 shares

Expires 2017-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock.

SEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · derivative · entry 13

Haggerty Stephen G · CIK 0001472177 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

Underlying: Class A Common Stock · 2,657 shares

Expires 2017-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock.