Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hyatt Hotels CorpH · Entity 3345 | See Remarks | October 18, 2017 | October 20, 2017 |
| Playa Hotels & Resorts N.V.PLYA · Entity 78181 | Director | March 09, 2018 | March 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hyatt Hotels Corp
Report date October 18, 2017 · Filed October 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 32,125 |
Ending reported balance
After 2017-10-19 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2017-10-18 · Exercise / conversion · Acquired 25,201 · Balance 57,326 Row 2 · 2017-10-18 · Disposition to issuer · Disposed 16,679 · Balance 40,647 Row 3 · 2017-10-18 · Tax withholding · Disposed 3,997 · Balance 36,650 Row 4 · 2017-10-18 · Exercise / conversion · Acquired 15,000 · Balance 51,650 Row 5 · 2017-10-18 · Disposition to issuer · Disposed 10,117 · Balance 41,533 Row 6 · 2017-10-18 · Tax withholding · Disposed 2,291 · Balance 39,242 Row 7 · 2017-10-19 · Sale · Disposed 7,117 · Balance 32,125 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.28 to $61.90, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $40.96 · Expires 2020-05-11 | Direct | 0 |
Reported balance
After 2017-10-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-10-18 · Exercise / conversion · Disposed 25,201 · Balance 0 F3: The stock appreciation rights issued pursuant to the Third Amended and Restated Long-Term Incentive Plan (the "LTIP") vested in four equal annual installments beginning on May 11, 2011. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $41.74 · Expires 2021-03-16 | Direct | 11,205 |
Reported balance
After 2017-10-18 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-10-18 · Exercise / conversion · Disposed 15,000 · Balance 11,205 F4: The stock appreciation rights issued pursuant to the LTIP vested in four equal annual installments beginning on March 16, 2012. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.28 to $61.90, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: The stock appreciation rights issued pursuant to the Third Amended and Restated Long-Term Incentive Plan (the "LTIP") vested in four equal annual installments beginning on May 11, 2011.
F4: The stock appreciation rights issued pursuant to the LTIP vested in four equal annual installments beginning on March 16, 2012.
Playa Hotels & Resorts N.V.
Report date March 09, 2018 · Filed March 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 23,000 |
Reported balance
After 2018-03-09 transaction · row 1
1 source rowRow 1 · 2018-03-09 · Purchase · Acquired 23,000 · Balance 23,000 F1: This transaction was executed in multiple trades at prices ranging from $10.79 to $10.90; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Playa, or a security holder of Playa. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $10.79 to $10.90; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Playa, or a security holder of Playa.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Broadmark Realty Capital Inc.
Report date May 31, 2023 · Filed June 02, 2023
Section 16 reporting ended · disclosed 2023-06-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-05-31 transaction · row 1
1 source rowRow 1 · 2023-05-31 · Disposition to issuer · Disposed 649,964.068 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent. F2: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash. F4: Pursuant to the Agreement, at the Effective Time, each Issuer RSU outstanding, whether vested or unvested, was assumed by Parent and converted into an award of RSUs with respect to a number of shares of Parent Common Stock equal to the product of (i) the total number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (ii) the Exchange Ratio (rounded to the nearest whole share), on the same terms and conditions as were applicable to such RSUs as of immediately prior to the Effective Time. F3: Includes 13,050 restricted stock units ("RSUs") unvested immediately prior to the Effective Time. Each RSU represented a contingent right to receive one share of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectBy children | 0 |
Reported balance
After 2023-05-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-05-31 · Disposition to issuer · Disposed 5,654 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent. F2: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2024-11-14 | Direct | 0 |
Reported balance
After 2023-05-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-31 · Disposition to issuer · Disposed 209,521 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent. F5: Pursuant to the Agreement, following the Effective Time, each Issuer warrant representing the right to purchase shares of Common Stock ("Warrants") remained outstanding and entitles the Reporting Person to receive, upon the exercise of such Warrants, the number of shares of Parent Common Stock equal to the product of (i) the number of shares of Common Stock subject to such Warrants immediately prior to the Effective Time and (ii) the Exchange Ratio, on the same terms and conditions as were applicable to such Warrants as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.
F2: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash.
F3: Includes 13,050 restricted stock units ("RSUs") unvested immediately prior to the Effective Time. Each RSU represented a contingent right to receive one share of Common Stock upon vesting.
F4: Pursuant to the Agreement, at the Effective Time, each Issuer RSU outstanding, whether vested or unvested, was assumed by Parent and converted into an award of RSUs with respect to a number of shares of Parent Common Stock equal to the product of (i) the total number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (ii) the Exchange Ratio (rounded to the nearest whole share), on the same terms and conditions as were applicable to such RSUs as of immediately prior to the Effective Time.
F5: Pursuant to the Agreement, following the Effective Time, each Issuer warrant representing the right to purchase shares of Common Stock ("Warrants") remained outstanding and entitles the Reporting Person to receive, upon the exercise of such Warrants, the number of shares of Parent Common Stock equal to the product of (i) the number of shares of Common Stock subject to such Warrants immediately prior to the Effective Time and (ii) the Exchange Ratio, on the same terms and conditions as were applicable to such Warrants as of immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Exercise / conversionRestricted Stock Units · Derivative | 2,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · derivative · entry 12 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,879 shares Expires 2017-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Tax withholdingClass A Common Stock | 905 | $53.55 | $48,462.75 |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 10 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,470 Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Exercise / conversionClass A Common Stock | 1,979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 9 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Tax withholdingClass A Common Stock | 1,167 | $53.55 | $62,492.85 |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 8 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,396 Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Exercise / conversionClass A Common Stock | 2,639 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 7 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Tax withholdingClass A Common Stock | 691 | $53.55 | $37,003.05 |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 6 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,924 Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Exercise / conversionClass A Common Stock | 2,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 5 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Tax withholdingClass A Common Stock | 827 | $53.55 | $44,285.85 |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 4 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,394 Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Exercise / conversionClass A Common Stock | 2,657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 3 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Tax withholdingClass A Common Stock | 896 | $53.55 | $47,980.80 |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 2 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,564 Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | Exercise / conversionClass A Common Stock | 2,879 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · nonDerivative · entry 1 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock. Read SEC document |
| February 08, 2017 Filed Mar 21, 2017 00:44 UTC | Hyatt Hotels Corp H · Entity 3345 | GrantRestricted Stock Units · Derivative | 1,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001468174-17-000021 · wf-form4_149005705480289.xml · derivative · entry 11 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,979 Underlying: Class A Common Stock · 1,979 shares Expires 2017-03-16 F2 · derivative.exercise_price: Each RSU represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the attainment of certain performance goals set forth in a restricted stock unit award agreement. The RSUs, granted to the reporting person on March 23, 2016 and issued pursuant to the Third Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan, vest on March 16, 2017. The RSUs will be settled in shares of Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the issuer. F2 · shares: Each RSU represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the attainment of certain performance goals set forth in a restricted stock unit award agreement. The RSUs, granted to the reporting person on March 23, 2016 and issued pursuant to the Third Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan, vest on March 16, 2017. The RSUs will be settled in shares of Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the issuer. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:24 UTC | Hyatt Hotels Corp H · Entity 3345 | SaleClass A Common Stock | 26,400 | $57.37 | $1,514,568.00 |
DisclosureSEC source: 0001468174-16-000270 · wf-form4_148218266661168.xml · nonDerivative · entry 1 Haggerty Stephen G · CIK 0001472177 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,581 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.13 to $57.72, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.