HALEY TIMOTHY M

SEC source: 0001209191-18-026761 · doc4.xml · derivative · entry 7

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

Underlying: Common Stock · 1,504 shares

Expires 2028-04-25

F8 · derivative.exercise_date: The option award will vest as to one-third of the underlying shares on each of April 1, 2019, 2020 and 2021, subject to the reporting person's continued service with the issuer as of the applicable vesting date.

SEC source: 0001209191-18-026761 · doc4.xml · nonDerivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,649

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2019, subject to the reporting person's continued service as a director of the issuer as of that date.

F5 · price: The restricted stock units were issued to the reporting person in lieu of annual chairman retainer fees of $5,000.

SEC source: 0001209191-18-026761 · doc4.xml · nonDerivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,586

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2019, subject to the reporting person's continued service as a director of the issuer as of that date.

SEC source: 0001209191-18-026761 · doc4.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,523

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · shares: The restricted stock unit award will vest as to one-third of the underlying shares on each of April 1, 2019, 2020 and 2021, subject to the reporting person's continued service as a director of the issuer as of the applicable vesting date.

SEC source: 0001209191-18-026761 · doc4.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,825

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2019, subject to the reporting person's continued service as a director of the issuer as of that date.

F3 · price: The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $25,000.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 10

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 10,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · ownership.nature: Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. The reporting person is a managing member of each of Redpoint Omega, LLC and Redpoint Omega Associates, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 9

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega. L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 383,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · ownership.nature: Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. The reporting person is a managing member of each of Redpoint Omega, LLC and Redpoint Omega Associates, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 8

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 9,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · ownership.nature: Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. The reporting person is a managing member of each of Redpoint Omega, LLC and Redpoint Omega Associates, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 7

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega. L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 320,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · ownership.nature: Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. The reporting person is a managing member of each of Redpoint Omega, LLC and Redpoint Omega Associates, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 6

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 27,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · ownership.nature: Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. The reporting person is a managing member of each of Redpoint Omega, LLC and Redpoint Omega Associates, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 5

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega. L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 957,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · ownership.nature: Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. The reporting person is a managing member of each of Redpoint Omega, LLC and Redpoint Omega Associates, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 117,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · ownership.nature: Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. The reporting person is a managing member of each of Redpoint Omega, LLC and Redpoint Omega Associates, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega. L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 4,146,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.

F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · ownership.nature: Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. The reporting person is a managing member of each of Redpoint Omega, LLC and Redpoint Omega Associates, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates, LLC

Disclosed balance after: 164,252

Underlying: Class A Common Stock · 164,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F1 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F1 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F1 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · ownership.nature: Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. The reporting person is a managing member of each of Redpoint Omega, LLC and Redpoint Omega Associates, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-010213 · doc4.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega. L.P.

Disclosed balance after: 5,808,614

Underlying: Class A Common Stock · 5,808,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F1 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F1 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F1 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

SEC source: 0001065280-18-000195 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223

Underlying: Common Stock · 223 shares

Expires 2028-04-02

SEC source: 0001179110-18-004025 · edgar.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 52,530

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.97 to $88.93, inclusive.

F4 · ownership.nature: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The Reporting Person is a trustee of the Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

SEC source: 0001179110-18-004025 · edgar.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,827

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.97 to $88.93, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: The shares are held by Haley-McGourty Partners (the "Partnership"). The Reporting Person is a general partner of the Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.

SEC source: 0001065280-18-000142 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

SEC source: 0001065280-18-000097 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236

Underlying: Common Stock · 236 shares

Expires 2028-02-01

SEC source: 0001065280-18-000026 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

Underlying: Common Stock · 311 shares

Expires 2028-01-02

SEC source: 0001065280-17-000253 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

SEC source: 0001065280-17-000212 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Stock · 316 shares

Expires 2027-11-01

SEC source: 0001065280-17-000150 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353

Underlying: Common Stock · 353 shares

Expires 2027-10-02

SEC source: 0001065280-17-000118 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

SEC source: 0001065280-17-000080 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343

Underlying: Common Stock · 343 shares

Expires 2027-08-01

SEC source: 0001065280-17-000034 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428

Underlying: Common Stock · 428 shares

Expires 2027-07-03

SEC source: 0001179110-18-001573 · edgar.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 87,530

F1 · ownership.nature: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The Reporting Person is a trustee of the Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

SEC source: 0001190725-17-000137 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383

Underlying: Common Stock · 383 shares

Expires 2027-06-01

SEC source: 0001179110-17-007798 · edgar.xml · derivative · entry 14

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,305

Underlying: Common Stock · 1,652 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option award will vest as to one-third of the underlying shares on each of April 1, 2017, 2018 and 2019, subject to the reporting person's continued service with the issuer as of the applicable vesting date.

SEC source: 0001179110-17-007798 · edgar.xml · derivative · entry 13

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 2,698 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option award will vest as to one-third of the underlying shares on each of April 1, 2016, 2017 and 2018, subject to the reporting person's continued service with the issuer as of the applicable vesting date.

SEC source: 0001179110-17-007798 · edgar.xml · derivative · entry 12

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,389 shares

Expires 2024-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares underlying this option are fully vested.

SEC source: 0001179110-17-007798 · edgar.xml · nonDerivative · entry 7

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,508

SEC source: 0001179110-17-007798 · edgar.xml · nonDerivative · entry 6

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,065

SEC source: 0001179110-17-007798 · edgar.xml · nonDerivative · entry 5

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-007798 · edgar.xml · nonDerivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,065

SEC source: 0001179110-17-007798 · edgar.xml · nonDerivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-007798 · edgar.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,065

SEC source: 0001179110-17-007798 · edgar.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001190725-17-000110 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402

Underlying: Common Stock · 402 shares

Expires 2027-05-01

SEC source: 0001179110-17-005861 · edgar.xml · derivative · entry 8

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,899

Underlying: Common Stock · 2,899 shares

Expires 2027-04-01

F6 · derivative.exercise_date: The option award will vest as to one-third of the underlying shares on each of April 1, 2018, 2019 and 2020, subject to the reporting person's continued service with the issuer as of the applicable vesting date.

SEC source: 0001179110-17-005861 · edgar.xml · nonDerivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,065

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2018, subject to the reporting person's continued service as a director of the issuer as of that date.

F5 · price: The restricted stock units were issued to the reporting person in lieu of annual chairman retainer fees of $5,000.

SEC source: 0001179110-17-005861 · edgar.xml · nonDerivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,940

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2018, subject to the reporting person's continued service as a director of the issuer as of that date.

SEC source: 0001179110-17-005861 · edgar.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,815

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · shares: The restricted stock unit award will vest as to one-third of the underlying shares on each of April 1, 2018, 2019 and 2020, subject to the reporting person's continued service as a director of the issuer as of the applicable vesting date.

SEC source: 0001179110-17-005861 · edgar.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,430

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2018, subject to the reporting person's continued service as a director of the issuer as of that date.

F3 · price: The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $25,000.

SEC source: 0001190725-17-000084 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426

Underlying: Common Stock · 426 shares

Expires 2027-04-03

SEC source: 0001190725-17-000059 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438

Underlying: Common Stock · 438 shares

Expires 2027-03-01

SEC source: 0001190725-17-000035 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

Underlying: Common Stock · 444 shares

Expires 2027-02-01

SEC source: 0001190725-17-000006 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

Underlying: Common Stock · 490 shares

Expires 2027-01-03

SEC source: 0001190725-16-000565 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533

Underlying: Common Stock · 533 shares

Expires 2026-12-01